Conceived and designed the experiments: JvdW CAM BF PHK LEM. Performed the experiments: CAM SC. Analyzed the data: SJW PAM. Wrote the manuscript: SJW. Contributed to study monitoring and implementation: JvdW. Supervised field staff: SJW SC. Developed Standard Operating Procedures, monitored trial conduct, contributed to analysis of acceptability data: SB. Coordinated field site support and referral: WU. Coordinated field staff supervision and implementation: TS. Supported implementation of the study: BF. Supervised implementation of the study: PHK LEM.
Few studies of microbicide acceptability among HIV-infected women have been done. We assessed Carraguard® vaginal gel acceptability among participants in a randomized, controlled, crossover safety trial in HIV-infected women in Thailand.
Participants used each of 3 treatments (Carraguard gel, methylcellulose placebo gel, and no product) for 7 days, were randomized to one of six treatment sequences, and were blinded to the type of gel they received in the two gel-use periods. After both gel-use periods, acceptability was assessed by face-to-face interview. Responses were compared to those of women participating in two previous Carraguard safety studies at the same study site. Sixty women enrolled with a median age of 34 years; 25% were sexually active. Self-reported adherence (98%) and overall satisfaction rating of the gels (87% liked “somewhat” or “very much”) were high, and most (77%) considered the volume of gel “just right.” For most characteristics, crossover trial participants evaluated the gels more favorably than women in the other two trials, but there were few differences in the desired characteristics of a hypothetical microbicide. Almost half (48%) of crossover trial participants noticed a difference between Carraguard and placebo gels; 33% preferred Carraguard while 12% preferred placebo (p = 0.01).
Daily Carraguard vaginal gel use was highly acceptable in this population of HIV-infected women, who assessed the gels more positively than women in two other trials at the site. This may be attributable to higher perceived need for protection among HIV-infected women, as well as to study design differences. This trial was registered in the U.S. National Institutes of Health clinical trials registry under registration number NCT00213044.
The development of a safe, effective topical microbicide for HIV prevention is a major public health priority
The eventual uptake and consistent use of microbicides will depend on their acceptability among both women and men, and acceptability data are critical to inform both product formulation and social marketing messages
A recently completed phase III trial of Carraguard did not demonstrate efficacy in preventing HIV acquisition
This study was conducted according to the principles expressed in the Declaration of Helsinki, and was approved by the Institutional Review Boards of the Population Council, Centers for Disease Control and Prevention, and the Ethical Review Committee of the Thailand Ministry of Public Health. Written informed consent was obtained from all study participants. The protocol for this trial is available as supporting information; see
Acceptability data were collected as part of a 3-month, randomized, placebo-controlled crossover trial conducted to evaluate the safety and acceptability of Carraguard among HIV-infected women (hereafter referred to as “crossover trial”). Each woman participated in each of 3 study interventions (Carraguard, methylcellulose placebo, and no product) over three consecutive months with the order of interventions randomly assigned. When using study gels, women were blinded to the type of gel they received. Carraguard and placebo are both clear and odorless gels packaged in a single-use Microlax®-type applicator (Norden Pac International AB, Kalmar, Sweden). This applicator was shown in previous studies to dispense about 5 ml of gel
Women were recruited from HIV care clinics and support groups in five districts of Chiang Rai province in northern Thailand. Eligibility criteria included aged 18-50 years; CD4+ cell count 51–500/mm3; not currently on antiretroviral therapy (ART); and either being sexually abstinent or having a single male partner who was confirmed HIV-infected and aged 18 years or older. At study initiation, eligibility for ART in public clinics was limited; women were referred for ART at the time of study screening and encouraged to initiate ART as soon as available, regardless of study participation. During the study, eligibility expanded substantially and all eligible women accessed ART during or shortly after the study.
After completing both gel-use periods, women completed an interviewer-administered questionnaire that included both structured and open-ended questions about the participants' views on product attributes and use of the gels. Most of these questions addressed both gels simultaneously, as previous studies had shown no difference in acceptability responses between Carraguard and placebo groups
Data were double-entered into an Access database (Microsoft, Inc., Redmond, Washington, USA). Codes for open-ended questions were initially developed by trial staff and were reviewed and revised by staff members at the Population Council in New York City. Data were analyzed using SAS statistical software package (SAS version 9.1, SAS Institute, Cary, North Carolina, USA). Chi-square tests were used to evaluate differences between groups.
Some acceptability questions in the crossover trial were asked in an identical manner in two previous studies of Carraguard safety and acceptability at the same site in Thailand; for these questions, comparisons are presented here. The first study was conducted to assess safety and acceptability among 165 low-risk, HIV-uninfected women followed for one year (hereafter referred to as “phase II trial”)
Between 2002 and 2004, 222 women were screened and 60 were enrolled in the trial; one woman was lost to follow up after she completed the acceptability assessment. Enrolled women had a median age of 34 years, had been diagnosed with HIV a median of 44 months previously, and had a median CD4+ lymphocyte count of 296 cells/mL (
| Characteristic | Participants (N = 60) |
| Age in years, median (Q1–Q3) | 34 (30–40) |
| Marital status | |
| Widowed | 36 (60%) |
| Married | 17 (28%) |
| Separated/Divorces | 7 (12%) |
| Ever accepted money/gifts for sex | 8 (13%) |
| Any vaginal product use in past month | 10 (17%) |
| Vaginal sex in past month | 15 (25%) |
| If sex, number of sex acts last mo, median (Q1–Q3) | 4 (2–9) |
| If sex, times condom used last mo, median (Q1–Q3) | 4 (2–6) |
| Current use of contraception | 30 (50%) |
| Years since first HIV+ test, median (Q1–Q3) | 4.6 (2.7–7.1) |
| CD4 cell count, median (Q1–Q3) | 296 (168–349) |
| Plasma HIV viral load (log10 copies/ml), median (Q1–Q3) | 4.6 (4.1–5.2) |
No anal or oral sex reported.
Although only 25% of participants were sexually active at the time of the trial, women who had a permanent method of contraception are also reported as current contraceptive users.
Reported adherence to gel use was high, with 59 (98%) women using at least 6 of 7 scheduled doses during each gel use period. Only one woman interrupted gel use for reasons unrelated to adverse effects.
Overall satisfaction rating of the gels was high, with 22 (37%) and 30 (50%) participants reporting they liked the gel “very much” and “somewhat,” respectively, and 60 (100%) stating they would recommend it to a friend (
| HIV-positive women, crossover trial | HIV-negative women, phase II trial | HIV-negative women, couples trial | ||
| 2003–2004 | 2000–2001 | 2001–2002 | ||
| Characteristic | N = 60 | N = 157 | N = 54 | p-value |
| Overall satisfaction rating of gel | <0.0001 | |||
| Liked very much | 22 (37%) | 18 (12%) | 12 (22%) | |
| Liked somewhat | 30 (50%) | 87 (55%) | 38 (70%) | |
| Neutral | 4 (7%) | 48 (31%) | 4 (7%) | |
| Disliked some/very much | 4 (7%) | 4 (2%) | 0 | |
| Would recommend gel to a friend | 60 (100%) | 157 (100%) | 54 (100%) | – |
| Volume of gel | <0.0001 | |||
| Too much | 14 (23%) | 97 (62%) | 29 (55%) | |
| Just right | 46 (77%) | 59 (38%) | 24 (45%) | |
| Not enough | 0 | 1 (1%) | 0 | |
| Applicator | 0.02 | |||
| Appealing | 43 (72%) | 77 (49%) | 28 (52%) | |
| Neutral | 15 (25%) | 73 (46%) | 26 (48%) | |
| Unappealing | 2 (3%) | 7 (4%) | 0 | |
| Ease of gel application | 0.002 | |||
| Somewhat/very easy | 50 (83%) | 101 (64%) | 34 (63%) | |
| Neutral | 10 (17%) | 51 (32%) | 19 (35%) | |
| Somewhat/very difficult | 0 | 5 (3%) | 1 (2%) | |
| Extra lubrication an advantage | 55 (92%) | 117 (74%) | 52 (96%) | <0.0001 |
| Covert use possible | 17 (28%) | 71 (45%) | 9 (17%) | 0.0003 |
Acceptability responses are presented from the visit after completion of 2 gel use periods for participants in the crossover trial, and from the closing visit for the phase II and couples trials.
Acceptability responses varied among the three Thai safety trial populations for most characteristics (
Crossover trial participants rated the following characteristics as most important in a microbicide: the partner being unable to tell gel is there (77% very important, 15% somewhat important), being personally unable to tell gel is there (73% very important, 13% somewhat important), providing extra lubricant (58% very important, 37% somewhat important), and making the vagina feel tight (57% very important, 30% somewhat important) (
| Crossover trial (HIV-positives) | Phase II trial (HIV-negatives) | Couples trial (HIV-negatives) | ||
| 2003–2004 | 2000–2001 | 2001–2002 | ||
| Characteristic | N = 60 | N = 157 | N = 54 | p |
| Extra lubricant | 0.0004 | |||
| Very important | 35 (58%) | 65 (41%) | 32 (59%) | |
| Somewhat important | 22 (37%) | 56 (36%) | 20 (37%) | |
| Not important | 2 (3%) | 36 (23%) | 2 (4%) | |
| Dries vagina | 0.12 | |||
| Very important | 1 (2%) | 19 (12%) | 2 (4%) | |
| Somewhat important | 4 (7%) | 8 (5%) | 5 (9%) | |
| Not important | 55 (92%) | 128 (82%) | 46 (85%) | |
| Gives warm feeling | 0.005 | |||
| Very important | 10 (17%) | 9 (6%) | 5 (9%) | |
| Somewhat important | 19 (32%) | 33 (21%) | 22 (41%) | |
| Not important | 30 (50%) | 114 (73%) | 26 (48%) | |
| Makes vagina feel tight | 0.21 | |||
| Very important | 34 (57%) | 88 (56%) | 23 (43%) | |
| Somewhat important | 18 (30%) | 35 (22%) | 21 (39%) | |
| Not important | 8 (13%) | 32 (20%) | 10 (18%) | |
| Cannot tell gel is there | 0.17 | |||
| Very important | 44 (73%) | 92 (59%) | 31 (57%) | |
| Somewhat important | 8 (13%) | 15 (28%) | 15 (28%) | |
| Not important | 8 (13%) | 19 (12%) | 8 (15%) | |
| Partner cannot tell gel is there | 0.25 | |||
| Very important | 46 (77%) | 108 (69%) | 33 (61%) | |
| Somewhat important | 9 (15%) | 39 (25%) | 16 (30%) | |
| Not important | 4 (7%) | 10 (6%) | 5 (9%) | |
| Slows time to ejaculation | 0.13 | |||
| Very important | 11 (18%) | 23 (15%) | 12 (22%) | |
| Somewhat important | 16 (27%) | 29 (18%) | 18 (33%) | |
| Not important | 33 (55%) | 104 (66%) | 24 (44%) | |
| Speeds time to ejaculation | 0.77 | |||
| Very important | 17 (28%) | 34 (22%) | 10 (18%) | |
| Somewhat important | 16 (27%) | 49 (31%) | 17 (32%) | |
| Not important | 27 (45%) | 74 (47%) | 27 (50%) | |
| Smells good | 0.49 | |||
| Very important | 27 (45%) | 64 (41%) | 17 (32%) | |
| Somewhat important | 17 (28%) | 44 (28%) | 23 (43%) | |
| Not important | 16 (27%) | 48 (31%) | 14 (26%) | |
| Tastes good | 0.002 | |||
| Very important | 19 (32%) | 15 (10%) | 5 (9%) | |
| Somewhat important | 11 (18%) | 40 (26%) | 10 (18%) | |
| Not important | 29 (48%) | 100 (64%) | 39 (72%) |
Almost half of crossover trial participants (48%) reported that they noticed a difference between the Carraguard and placebo gels (
| All participants | Carraguard-placebo sequence | Placebo-Carraguard sequence | |
| Question | N = 60 | N = 30 | N = 30 |
| Noticed a difference between gels | 29 (48%) | 17 (57%) | 12 (40%) |
| Gel preferred | |||
| Carraguard | 20 (33%) | 12 (40%) | 8 (27%) |
| Placebo | 7 (12%) | 4 (13%) | 3 (10%) |
| No preference/no difference | 33 (55%) | 14 (47%) | 19 (63%) |
| Most common differences reported | |||
| Placebo leaked more | 15 (25%) | 5 (17%) | 10 (33%) |
| Placebo more viscous | 6 (10%) | 3 (10%) | 3 (10%) |
| Carraguard felt more natural | 5 (8%) | 1 (3%) | 4 (13%) |
| Carraguard more viscous | 4 (7%) | 0 | 4 (13%) |
Includes women randomized to the following sequences: Carraguard-placebo-no gel; Carraguard-no gel-placebo; and no gel-Carraguard-placebo. Women in the gel use groups were blinded to the type of gel they received.
Includes women randomized to the following sequences: placebo-Carraguard-no gel; placebo-no gel-Carraguard; and no gel-placebo-Carraguard. Women in the gel use groups were blinded to the type of gel they received.
The difference between the number of women preferring Carraguard over placebo was statistically signficant with p = 0.01; there was no significant difference in gel preference by randomization sequence.
Responses are from open-ended questions.
| Preferred Carraguard (n = 20) | Preferred placebo (n = 7) | |
| Less messy (12 responses) | Less messy (3 responses) | |
| Natural/no sensation (9 responses) | Natural/no sensation (2 responses) | |
| Lubrication (5 responses) | Lubrication (2 responses) | |
| Leakage/messiness (8 responses) | Leakage/messiness (16 responses) | |
| Too sticky/viscous (1 response) | Too sticky/viscous (5 responses) | |
| Too much volume (3 responses) | ||
| Too wet/too watery (3 responses) |
Total responses do not add up to the number of women with preference for one gel (n = 27) because some women gave more than one response to each question.
When asked what role microbicides might play for them as HIV-infected women, participants most commonly responded that microbicides could protect them from infection with another strain of HIV or other STI (51 responses), and that it might protect their partner from HIV acquisition (13 responses). On the other hand, when asked, “If microbicides provided the same protection as condoms, do you think men would be less willing to use condoms?” 57 (95%) women responded yes. A majority of women (68%) reported being willing to pay at least the equivalent price as condoms for a microbicide.
Overall acceptability of study gels was high among this population of HIV-infected women. Our findings contribute to the small body of literature evaluating the acceptability of microbicide candidates among HIV-infected women
Acceptability responses of women in this crossover trial were broadly positive, as they were among women in two previous Carraguard safety studies in the same northern Thai community and in a similar trial including HIV-infected women in Durban
In comparing responses of women in the crossover trial to those of the other two Carraguard trials at the Chiang Rai site, women in the crossover trial rated the study gels more positively than women in the other studies for most characteristics. This may be partly attributable to their HIV-infected status: a higher perception of risk and a personal experience of the impact of HIV disease may make women more enthusiastic about prevention technologies and more tolerant of inconveniences of product use such as leakage
A unique feature of the crossover trial was that, by design, each participant used both Carraguard and placebo gel. Carraguard and its methylcellulose placebo were both clear and odorless gels packaged in identical opaque applicators, but due to differences in the rheological properties of the two compounds the placebo had somewhat lower viscosity and may show other differences in rheological properties in the face of shear stress. About half the women in this trial noticed a difference between the two gels, and most of these women preferred Carraguard over placebo. Placebo was more commonly reported to cause leakage, and Carraguard was described as less messy and as feeling more natural. These findings suggest that even relatively subtle differences in the biophysical properties of candidate microbicide gels are perceived by at least some women. There may be an optimal set of such properties with respect to product acceptability, which should be considered alongside the vaginal coating and distribution considerations that currently inform formulation science early in the product development cycle
Our study had a number of limitations. This small, single-site safety trial enrolled a group of highly motivated participants who met multiple inclusion criteria, and thus results may not be representative of HIV-infected women in the broader community. Participants used gel for only two seven-day periods, and applied it once daily in the evening rather than before sex which may more closely simulate eventual recommended use of the product (although antiretroviral-based microbicides may be developed for daily rather than pre-coital use). Participants were strongly counseled to use condoms consistently during the trial, so acceptability responses for sexually active participants reflect concurrent gel and condom use only, rather than gel use alone. In addition, only a quarter of the study population was sexually active during the trial, so many responses related to gel use during sex were hypothetical. Finally, acceptability data were collected in face-to-face interviews which may have led to social desirability biases in women's responses.
Although topical microbicides currently under development are intended for use by HIV-uninfected women, the HIV-infected women participating in this trial identified an interest and need for microbicides, including protection against other STI and protection of partners from HIV infection. With the current focus on and promise of antiretroviral-based microbicides
It has been recommended that microbicide candidate product safety be demonstrated among HIV-infected women before widespread marketing
Trial protocol.
(0.48 MB DOC)
Click here for additional data file.
The authors would like to thank the study participants for their contribution of time, energy and commitment to this effort. We would also like to acknowledge colleagues who contributed to crossover study and to the two previous studies at the site: the clinical study team at the Chiang Rai Health Club, Kelly Blanchard, Heidi Jones, Robin Maguire, Maya Sternberg, Nancy Young, and Catherine Ley. The findings and conclusions in this manuscript are those of the authors and do not necessarily represent the views of the U.S. Centers for Disease Control and Prevention or of the other collaborating institutions.