The authors declare they have no competing financial interests.
The Centers for Disease Control and Prevention (CDC) continues to be aware of the need for response to public concern as well as to state and local agency concern about cancer clusters. In 1990 the CDC published the “Guidelines for Investigating Clusters of Health Events,” in which a four-stage process was presented. This document has provided a framework that most state health departments have adopted, with modifications pertaining to their specific situations, available resources, and philosophy concerning disease clusters. The purpose of this present article is not to revise the CDC guidelines; they retain their original usefulness and validity. However, in the past 15 years, multiple cluster studies as well as scientific and technologic developments have affected cluster science and response (improvements in cancer registries, a federal initiative in environmental public health tracking, refinement of biomarker technology, cluster identification using geographic information systems software, and the emergence of the Internet). Thus, we offer an addendum for use with the original document. Currently, to address both the needs of state health departments as well as public concern, the CDC now
Disease clusters continue to concern the public, and public sentiment that environmental causes are responsible and must be investigated is widely prevalent. More than a decade ago, the Centers for Disease Control and Prevention (CDC) recognized the need to develop operating procedures for response to public concern about disease clusters. The National Conference on Clustering of Health Events was held 15–16 February 1989 in Atlanta, Georgia; the proceedings were published (
The purpose of this article is not to revise the CDC guidelines; they retain their usefulness and validity. However, in the past 15 years, numerous cluster studies [
Over the past several decades, industrialization and urban growth have increased human exposure to numerous toxic substances, and as a result, concern has been raised about their relationship to the etiology of chronic disease. The association between environmental factors and disease was validated in recent studies demonstrating that environmental factors such as tobacco smoke, toxic chemicals, dietary habits, and viral infections significantly increase the risk for several types of cancer (
NCEH defines a cancer cluster as a greater-than-expected number of cancer cases that occurs within a group of people in a geographic area over a defined period of time. In 2000, representatives from the CDC Division of Cancer Prevention and Control (DCPC), National Institute for Occupational Safety and Health (NIOSH), ATSDR, and NCEH met and recognized the importance of a centrally coordinated cancer cluster response to inquiries within the CDC. They assigned this responsibility to NCEH. The rationale for this decision was the strong public perception that environmental exposures are directly responsible for cancer. NCEH now provides a centralized coordinated response system for cancer cluster inquiries received by the CDC. Since the inception of this new responsibility, NCEH has initiated several cluster-related activities (
In 2002, NCEH initiated a centralized inquiry system within the CDC, the Cancer Cluster Public Inquiry Triage System (CCPITS;
When contacted about a potential cancer cluster, NCEH defers to state health departments to provide the first level of response. States examine their cancer registry data, enabling comparison between incidence rates at various geographic levels. State agencies are in the best position to do this because they maintain data on population demographics, local health and environmental issues, and previous investigations. NCEH becomes involved when state health departments request assistance. Several have requested assistance from NCEH pertaining to cancer clusters. NCEH response has ranged from consultation with appropriate staff to active participation in an epidemiologic or biosampling investigation. In some cases, NCEH has provided assistance by conducting analysis of biological samples and storing them for future study, as it did in the childhood leukemia clusters in Churchill County, Nevada (
Because the media plays a large role in shaping public perception of cancer as well as community concerns about cancer, NCEH conducted a descriptive study of cancer cluster reports in the popular media and characterized the media reports retrieved. A systematic search of newspaper articles on cancer clusters was performed using DIALOG (
In attempting to report on issues of importance to the public, such as the relationship of apparent disease clusters to environmental exposures, the media may occasionally and perhaps unwittingly misrepresent scientific issues and information (
In 2001, NCEH conducted a survey to assess state protocols for responding to cancer cluster inquiries and state criteria for conducting investigations. This survey was part of an effort to define and describe existing state-based activities concerning suspected cancer clusters, identify gaps in current investigation methods, and examine opportunities for increasing the efficiency and utility of state and federal efforts. The survey instrument, developed by NCEH, was distributed to 56 states and territories (50 states plus the District of Columbia, Guam, American Samoa, Puerto Rico, the Federated States of Micronesia, and the U.S. Virgin Islands). Although the results of the survey indicated considerable variation among protocols, as well as their perspectives and experiences in cancer cluster investigations, every state or territory that completed the survey (89% participation rate) provided education concerning cancer and/or cancer clusters to all inquirers as part of their inquiry response. Criteria commonly used to determine whether to proceed toward a more intense level of investigation of a cluster included
identification of a single cancer type;
biological plausibility and adequate latency; for the reported cancer;
political pressure;
identification of a common cancer in an unusual age group;
identification of a rare cancer;
identification of exposure to a carcinogenic substance;
elevated ratio of observed/expected confirmed cancer cases.
To understand further the experiences of state health departments during recent cancer cluster investigations, NCEH conducted site visits to four states (New Jersey, Arizona, Massachusetts, Ohio) in which there were in-depth investigations of leukemia in circumscribed areas, documented protocols for handling cluster inquiries, and considerable experience and expertise in the investigation of disease clusters.
NCEH also sponsored two workshops during which representatives from 10 states (Massachusetts, Florida, California, South Carolina, Montana, New York, Georgia, Minnesota, Texas, and Washington) met and discussed cancer cluster activity. From these workshops and site visits, several conclusions were drawn. All states and territories placed a high importance on educational components and provided education to all callers. In addition most had standardized forms to facilitate information gathering, took a systematic approach, triaged incoming inquiries, were interested in improved science and methodology, followed the framework suggested by the 1990 CDC guidelines (
The states and territories listed several needs during the workshops:
validation from a federal agency;
additional funding and personnel;
training (e.g., CDC-sponsored workshops on methods and media relations);
CDC-facilitated information/data sharing;
assistance with complex investigations.
Details of the workshop proceedings may be found at
In 2003 in response to a recommendation voiced at the workshop, NCEH established an electronic listserver (
Beginning in 2001, the CDC became involved in two childhood leukemia cluster investigations at the request of state and local health departments. As part of these two cross-sectional exposure assessments in Churchill County, Nevada (
Public demand for the investigation of the relationship between environmental exposure and disease has produced a number of significant technologic and programmatic advancements, especially in data collection (cancer/chronic disease registries), data quality (exposure analysis and biomonitoring), and data analysis (statistical methods in spatiotemporal analysis and GIS). Progress in each of these areas has the potential to improve the efficacy of future cancer cluster studies.
Registries provide useful information to estimate disease incidence and prevalence, evaluate epidemics and disease spread, monitor control and prevention measures, detect changes in health practices, recognize newly emerging diseases, maintain a historical archive of data, and facilitate epidemiologic research (
Although national disease registries and surveillance programs were initially designed for infectious disease monitoring, the use of registries for chronic disease surveillance has gained increased popularity and funding over the last several decades. (
The NCI initiated the Surveillance Epidemiology and End Results (SEER) program in 1973 to serve as an authoritative source of information on cancer incidence and survival in the United States (
An important initiative that will impact the work of the CDC in cancer clusters is the development of a national EPHT network. In September 2000, the Pew Environmental Health Commission recommended the creation of a coordinated public health system to track diseases and environmental exposures and to identify environmental health threats (
Until recently, measurements of human exposure to toxins were usually extrapolated from data collected by environmental sampling, personal interview, or exposure modeling (
Approximately 300 chemicals can currently be assayed by the NCEH Division of Laboratory Sciences (
An appendix to the
A number of software programs and packages, from both private and public sectors, have been developed to service the needs of the public health cluster response community (
Methodologic guidance was also the impetus for a 2002 NCI meeting on “Current Practices in Spatial Data Analysis” in Bethesda, Maryland, convened to focus specifically on spatial data analysis. Proceedings from this meeting were published in three journal articles on cluster methodology that summarize the state of the art, discuss ongoing limitations, reinforce important caveats, and envision future developments (
Cluster analysis has been further bolstered by the incorporation of GIS into the cancer cluster approach. Basic GIS tools are now being used routinely to depict and display potential cancer clusters in visually compelling ways, for example, the NCI Atlas of Cancer Mortality for the United States (
However, unlike infectious diseases, which are relatively limited in time and space, chronic diseases such as cancer create analytical complexities not readily accommodated by current conventional GIS techniques and software packages (
Extensive discussions about the use of GIS in disease cluster analyses were held at the 1998 National Conference on GIS in Public Health in San Diego, California (
Cancer cluster investigations occasionally have led to the discovery of important pathways in the etiology of specific cancers, such as with angiosarcoma (
Recently, a paradigm shift in cluster response has taken place: as analytic methods improve, exposure assessment using biologic sampling is now more commonly employed as part of the public health response (
The experience of federal, state, and local public health agencies with cancer cluster concerns and investigations has demonstrated the influence that mass media may have on the community concerning health, disease, and the environment. Although the underlying science of cancer cluster investigations is complex, the importance of providing this information to the public in a clear, balanced, and scientifically correct format cannot be overstated.
The link to environmental exposures, whether perceived or actual, is an important issue that must be addressed. The many similarities across states in their efforts to respond to cancer cluster inquiries create the opportunity for state and federal agencies to better coordinate their efforts. An important role for the CDC is, and will continue to be, to facilitate communication among states and others, to provide assistance when appropriate, to provide increased access to relevant data, and to foster the development of new systems, tools, and approaches to cluster investigation.
NCEH Cancer Cluster Public Inquiry Triage System. Abbreviations: APRHB, Air Pollution and Respiratory Health Branch; HSB, Health Studies Branch; RSB, Radiation Studies Branch; SHD, state health department; U.S. EPA, U.S. Environmental Protection Agency.
The 15 most commonly used environmental exposure terms found in articles pertaining to cancer clusters published in U.S. newspapers from 1977 to 2001.
Recent CDC-sponsored cancer cluster activities in the United States.
| Year | CDC cluster activities |
|---|---|
| 2002 | CCPITS |
| 2002–2003 | Survey of state protocols in cancer clusters (56 states/territories) |
| 2002 | State site visits (AZ, OH, NJ, MA) |
| 2003 | State and Federal Technical Capacity Building Workshop: Response to Cancer Clusters with Suspected Environmental Etiology (CA, FL, GA, MA, MD, MN, NY, SC, TX, WA; |
| 2003 | Electronic listserver (185 participants; |
| 2002–2003 | Survey of media reports on cancer clusters |
| 2001–2003 | Assistance to Nevada State Department of Health; Cross Sectional Exposure Assessment of Case Children with Leukemia and a Reference Population in Churchill County, Nevada ( |
| 2003–2005 | Assistance to the CCHD and the Arizona Department of Health Services; Biosampling of Children with Leukemia plus a Comparison Population in Sierra Vista, Arizona ( |
Software available for disease cluster analysis.
| Software name/package | Fee | GIS functions | Website | Reference |
|---|---|---|---|---|
| CLUSTER 3.1 | Yes | None | ||
| ClusterSeer | Yes | Compatible | ||
| CrimeStat 3.0 | Yes | None | ||
| DMAP | No | Built in | ||
| EpiAnalyst | Yes | Compatible | ||
| GeoDa 0.9.5-1 | No | Built in | ||
| Point Pattern Analysis (PPA) | No | None | ||
| R-Geo 2.0.0 | No | Compatible | ||
| S+SpatialStats | Yes | Compatible | ||
| SaTScan | No | None | ||
| SpaceStat | Yes | Compatible |
Features of these software packages are compared in a review by
This article is part of the mini-monograph “Cancer Cluster Activities at the Centers for Disease Control and Prevention.”
We thank G. Moore, H. Strosnider, A. Funk, L. Backer, M. Belson, A. Holmes, P. Wingo, M. Kaeser, and RTI International for their contributions to this manuscript.