02313352915ChestChestChest0012-36921931-354323715520456380110.1378/chest.12-1135HHSPA718478ArticleTrends in the Prevalence of Obstructive and Restrictive Lung Function Among Adults in the United StatesFindings From the National Health and Nutrition Examination Surveys From 1988-1994 to 2007-2010FordEarl S.DrMD, MPHDivision of Population Health, National Center for Chronic Disease Prevention and Health Promotion, Centers for Disease Control and Prevention, Atlanta, GAManninoDavid M.DrMD, FCCPDepartment of Preventive Medicine and Environmental Health, University of Kentucky College of Public Health, Lexington, KYWheatonAnne G.DrPhDDivision of Population Health, National Center for Chronic Disease Prevention and Health Promotion, Centers for Disease Control and Prevention, Atlanta, GAGilesWayne H.DrMDDivision of Population Health, National Center for Chronic Disease Prevention and Health Promotion, Centers for Disease Control and Prevention, Atlanta, GAPresley-CantrellLetitiaDrPhDDivision of Population Health, National Center for Chronic Disease Prevention and Health Promotion, Centers for Disease Control and Prevention, Atlanta, GACroftJanet B.DrPhDDivision of Population Health, National Center for Chronic Disease Prevention and Health Promotion, Centers for Disease Control and Prevention, Atlanta, GACorrespondence to: Earl S. Ford, MD, MPH, Centers for Disease Control and Prevention, 4770 Buford Highway, MS K67, Atlanta, GA 30341; eford@cdc.gov2882015520130992015143513951406Background

National spirometric surveillance data in the United States were last collected during 1988-1994. The objective of this study was to provide current estimates for obstructive and restrictive impairment of lung function and to examine changes since 1988-1994.

Methods

We used data from 14,360 participants aged 20 to 79 years from the National Health and Nutrition Examination Survey (NHANES) III (1988-1994) and 9,024 participants from NHANES 2007-2010. Spirometry was conducted using the same spirometers and generally similar protocols.

Results

During 2007-2010, 13.5% (SE, 0.6) of participants had evidence of airway obstruction (FEV1/FVC, <0.70): 79.9% of adults had normal lung function, 6.5% had a restrictive impairment, 7.5% had mild obstruction, 5.4% had moderate obstruction, and 0.7% had severe obstruction. Although the overall age-adjusted prevalence of any obstruction did not change significantly from 1988-1994 (14.6%) to 2007-2010 (13.5%) (P = .178), significant decreases were noted for participants aged 60 to 79 years and for Mexican Americans. The prevalence of current smoking remained high among participants with moderate (48.4%) and severe (37.9%) obstructive impairments. A significant decline in current smoking occurred only among those with normal lung function (P < .05).

Conclusion

Spirometry revealed little change in the prevalence of any obstructive and restrictive impairment in lung function during 2007-2010, compared with 1988-1994.

Spirometry is a valuable tool for assessing respiratory health in populations. In the United States, spirometry has been used in several national surveys, with the last such assessment taking place between 1988 and 1994. Consequently, updated information is of interest in characterizing the respiratory health of the US population and in measuring progress toward national goals.

Previous spirometric surveillance showed that about 15% of adults aged 25 to 74 years had some degree of obstructive impairment of lung function during 1988-1994.1 In another analysis of the same data, approximately 6% of adults aged ≥ 17 years had restrictive abnormalities.2 Numerous respiratory insults contribute to COPD, with major causes including smoking, occupational exposures, and, in some countries, indoor sources of combustion.3,4 Air pollution has also been implicated as a risk factor for COPD.5 In the United States, data from the National Health Interview Survey showed that the prevalence of current smoking among adults decreased from 25.5% of adults in 1990 to 19.3% in 2010.6 Furthermore, air quality in the United States has improved markedly since 1990.7 Theoretically, the favorable trends of these noxious lung irritants should have led to improvements in respiratory health. Therefore, our objective was to provide updated estimates of the prevalence of obstructive and restrictive impairments of respiratory function among adults in the United States.

Materials and Methods

The current study included data from the National Health and Nutrition Examination Survey (NHANES) III (1988-1994) and NHANES 2007-2010. In these surveys, participants were selected by using a stratified multistage probability sampling design. After agreeing to participate, invitees were interviewed in their homes and offered an opportunity to attend an examination in the mobile examination center, where they were asked to complete additional questionnaires, undergo various examinations, and provide a blood sample. Response rates for the interview and examination were 86% and 78%, respectively, in NHANES III, 78% and 75%, respectively, in NHANES 2007-2008, and 79% and 77%, respectively, in NHANES 2009-2010. Details about the surveys may be found elsewhere.8,9 Because we used data freely available in the public domain, our study was exempt from human subjects review.

All adults in NHANES III were offered a pulmonary function test, and protocols for these measurements have been summarized previously.2,10 In NHANES III, participants were excluded for the following reasons: self-reported chest or abdominal surgery within the previous 3 weeks and hospitalization for a heart problem within the previous 6 weeks. Spirometry was offered to participants aged 6 to 79 years in NHANES 2007-2010.11,12 Participants were excluded for the following reasons: current chest pain; physical problem with forceful expiration; use of supplemental oxygen; recent surgery of the eye, chest, or abdomen; recent heart attack, stroke, tuberculosis exposure, or coughing up of blood; and history of detached retina, collapsed lung, or aneurysm (Table 1). For the three surveys, the protocols for conducting spirometry were similar, and the spirometers that were used were the same (Ohio 822/827 dry-rolling seal volume spirometers).12 One noteworthy difference was that participants of NHANES III attempted as many as eight maneuvers with the goal of obtaining five acceptable maneuvers. In contrast, participants of NHANES 2007-2010 were asked to provide three acceptable maneuvers.

We used predictive equations for FEV1 and FVC, as well as a lower limit of normal equations for FEV1/FVC that were derived from NHANES III data.10 These equations, for FEV1 and FVC, which were developed separately for demographic groups based on sex, race or ethnicity, and age, included age, age-squared, and height as variables. We adapted the Global Initiative for Chronic Obstructive Lung Disease classification of COPD severity based on postbronchodilator spirometric results to establish the following categories of obstructive impairment: severe obstructive impairment (FEV1/ FVC,<.70 and FEV1 <50% predicted), moderate obstructive impairment (FEV1/FVC < 0.70 and FEV1 50% to < 80% predicted), and mild obstructive impairment (FEV1/FVC < 0.70 and FEV1 ≥ 80% predicted). Participants with an FEV1/FVC ratio ≥ 0.70 were considered not to have obstructive impairment.13 In addition, we defined a category of restrictive impairment (FEV1/FVC ≥ 0.70 and FVC < 80% predicted). We calculated the prevalence of airway obstruction using an alternative approach on which an obstructive impairment was defined as FEV1/FVC < predicted ratio of FEV1/FVC based on the lower limit of normal.10

We included the following covariates: age, sex, self-reported race or ethnicity (white, Black, and Mexican American), educational level (< 12 years, high school graduate or equivalent, education beyond high school), and smoking status (current, former, never). A current smoker was defined as someone who had smoked ≥ 100 cigarettes during his or her lifetime and reported smoking currently. A former smoker was defined as someone who had smoked ≥ 100 cigarettes during his or her lifetime but reported having stopped smoking. A never smoker was defined as someone who had not smoked ≥ 100 cigarettes during his or her lifetime.

The analyses were limited to participants aged 20 to 79 years who had a spirometric examination in the mobile examination center. We combined data for the surveys conducted during 2007-2008 and 2009-2010 and compared the results for these 4 years of data with the results generated from NHANES III data. When done, we adjusted the data for age using the direct method and the projected year 2000 US population for adults aged 20 to 79 years using three age groups (20-39 years, 40-59 years, and 60-79 years). We present age-specific and age-adjusted mean levels of FEV1 and FVC, as well as percent predicted FEV1 and FVC for groups defined by selected characteristics and survey years. For categorical data with more than two categories, we used the Cochran-Mantel-Haenszel test with the three age groups as the stratifying variable to test for significant differences in the prevalence of lung function abnormalities. For categorical variables with two categories and means, we used t tests to examine differences in proportions and means. Analyses were conducted in SAS and SUDAAN (RTI International), the latter to account for the complex sampling design of the surveys. Sampling weights were used to produce estimates (means and percent-ages) that are representative of the civilian noninstitutionalized population in the United States. Sample sizes shown in the text and tables are unweighted numbers.

Results

Of the 15,331 participants aged 20 to 79 years who had an examination in NHANES III, 14,360 had values for FEV1 and FVC. Of the 10,981 participants aged 20 to 79 years who had an examination in NHANES 2007-2010, 819 were excluded from participation in the spirometric examination (Table 1). Among those eligible, 9,172 participated in the spirometric examination, and 9,047 had values for FEV1 and FVC. After excluding participants who lacked a value for height, 9,024 were included in the analysis. Compared with participants from NHANES III, those in the more recent survey were a little older, slightly more likely to be male, less likely to be white, more likely to have graduated from high school, and less likely to be currently smoking (Table 2).

Pulmonary Function Parameters

Among all participants, significant increases in the age-adjusted mean levels of FEV1 and FVC were noted (Table 3). Furthermore, significant increases in mean levels of FEV1 and FVC were noted for women, participants aged 60 to 79 years, whites, high school graduates or equivalent, and participants who never smoked (all, P < .05). Significant increases in both percent predicted FEV1 and percent predicted FVC were observed for all participants, women, participants aged 60 to 79 years, and participants with less than a high school education (P < .05) (Table 4). In addition, significant increases for percent predicted FVC were noted for whites, current smokers, and never smokers (P < .05).

Sensitivity Analyses

Because of differences in the exclusion criteria for the spirometric examinations in the two surveys, we recalculated the mean FEV1 and FVC for the period 2007-2010 under two scenarios: (1) we assigned the mean values for FEV1 and FVC of participants with a severe obstructive impairment to everyone who used oxygen and (2) we assigned the mean values for FEV1 and FVC of participants with a severe obstructive impairment to everyone who used oxygen and reported having COPD and to everyone who reported having a problem taking a deep breath and reported having COPD. The increase in the age-adjusted mean FEV1 for the two time periods changed from the original 53 mL (P = .012) to 42 mL under scenario 1 (P = .044) and to 43 mL under scenario 2 (P = .039). The increase in the age-adjusted mean FVC for the two time periods changed from the original 72 mL (P = .008) to 65 mL under scenario 1 (P = .017) and to 65 mL under scenario 2 (P = .015).

Pulmonary Function Impairment

After age adjustment, 79.9% of adults had normal lung function, 6.5% had restrictive impairment, 7.5% had mild obstruction, 5.4% had moderate obstruction, and 0.7% had severe or very severe obstruction during 2007-2010 (Table 5). Overall, 13.5% of adults in 2007-2010 showed evidence of any obstructive impairment, an estimate that was statistically similar to the prevalence of 14.6% for NHANES III (P = .178). Significant decreases in the age-adjusted prevalence of any obstructive impairment were noted only for participants aged 60 to 79 years and for Mexican Americans. During 2007-2010, the prevalence of any obstructive impairment was higher among men than among women (P < .001), increased with age (P for linear trend < .001), was higher among whites than among any of the other race or ethnic groups (P < .001 for all comparisons), was higher among those with a high school diploma or equivalent than among those with education beyond high school (P = .019), and was higher among current smokers than among former smokers or among those who never smoked (P < .001 for both comparisons).

Using an alternative definition for airway obstruction (lower limit of normal), no significant change in prevalence was observed among all adults aged 20 to 79 years (Table 6). Significant decreases occurred among participants aged 60 to 79 years and among Mexican Americans. After adjustment for age, sex, race or ethnicity, educational status, and smoking status, no significant change in the prevalence of any obstructive impairment using the GOLD (Global Initiative for Chronic Obstructive Lung Disease) approach was evident (Table 7).

Sensitivity Analyses

As mentioned previously, we recalculated the prevalence of having any obstructive impairment and the prevalence of having a severe obstructive impairment for the period 2007-2010 under two scenarios: (1) we assumed that everyone who used oxygen had a severe obstructive impairment and (2) we assumed that only those who reported using oxygen and reported having COPD, as well as those who reported having a problem taking a deep breath and reported having COPD, had a severe obstructive impairment. Under the first scenario, the age-adjusted percentages of participants who had any obstructive impairment and a severe obstructive impairment were 14.1% (SE, 0.6) (P vs NHANES III = .498) and 1.4% (SE, 0.1) (P vs NHANES III = .506), respectively. Under the second scenario, the age-adjusted percentages of participants who had any obstructive impairment and a severe obstructive impairment were 14.0% (SE, 0.6) (P vs NHANES III = .460) and 1.3% (SE, 0.1) (P vs NHANES III = .314), respectively. The results of sensitivity analyses of the regression analyses show no significant change in the prevalence of any obstructive impairment or severe obstructive impairment after adjustment for age, sex, race or ethnicity, educational status, and smoking status (Table 7).

Lung Function Impairment and Smoking

Among participants with any obstructive impairment, the prevalence of current smoking remained high during 2007-2010 (mild, 36.4%; moderate, 48.4%; and severe, 37.9%) with minor nonsignificant decreases (Fig 1). Based on self-reported smoking status, the data indicated a large, albeit statistically nonsignificant, decrease in current smoking among participants with a severe obstructive impairment (from 53.6% to 37.9%, P = .146), but the decreases were unimpressive among those with mild or moderate impairment (mild, 4.1% decrease, P = .345; moderate, 2.2% decrease, P = .668). Current smoking declined significantly only among people with normal lung function between the surveys (P < .001).

Discussion

Since 1988-1994, the prevalence of any obstructive impairment of lung function has remained relatively stable among US adults. Noteworthy was that almost no participant had a very severe obstructive impairment (FEV1/FVC < 0.70 and < 30% predicted FEV1) of lung function during 2007-2010. The prevalence of restrictive impairment changed little.

We observed significant increases in the mean levels of FEV1 and FVC and in the percent predicted FEV1 and FVC, but no significant decline in the prevalence of any obstructive impairment from 1988-1994 to 2007-2010. The latter finding contrasts with declines in the prevalence of moderate-severe COPD based on pulmonary function observed between NHANES I (1971-1975) and NHANES III (1988-1994).14 Differences in the exclusion criteria of the spirometric examinations for the two surveys included in the current study likely inflated to some degree the apparent favorable changes in FEV1 and FVC that we described, in that more liberal exclusion criteria during 2007-2010 probably resulted in a higher percentage of participants with an obstructive impairment being excluded from having the examination. Consequently, participants who were included in the spirometric examination likely represented, from a respiratory health perspective, a somewhat healthier subset of all participants, and, thus, the estimates of lung function that we present may have overestimated somewhat the true respiratory health of all participants in the survey. Nevertheless, our sensitivity analyses suggested that the mean FEV1 and FVC did increase.

Increases in population levels of FEV1 and FVC, potentially reflecting reduced exposure to cigarette smoke and other noxious lung irritants, may indicate the need for updated and revised lung function standards. The continuing decline in the prevalence of smoking and in exposure to secondary smoke, along with improvements in environmental exposures such as air pollution, should have had a salutary effect on respiratory health. Smoking cessation has been shown to slow the decline of pulmonary function.15-18 Furthermore, studies suggest that inhaled therapies may also slow the rate of decline of lung function.19,20 However, further study is warranted to assess population-level trends in these factors. Our study observed that current smoking prevalence remained high among people with obstructive impairment. In addition, the changes, or lack thereof, in pulmonary function parameters shown in the current study also need to be considered in the context of the evolving pharmacologic management of COPD, particularly the increasing use of long-acting inhaled agents.

The apparent drop in the prevalence of having a severe obstructive impairment may have been a consequence of changes in the exclusion criteria for participation in spirometry. In NHANES III, only two exclusion criteria were applied: chest or abdominal surgery within the previous 3 weeks or hospitalization for a heart problem within the previous 6 weeks. In contrast, the list of possible exclusions was expanded during NHANES 2007-2010 and included the use of oxygen for breathing problems. Because 107 participants reported using oxygen and were, therefore, not eligible for spirometry, the real prevalence of severe obstructive impairment was probably higher, assuming that many, if not most, of these participants would have had a severe obstructive impairment. Our sensitivity analyses attempted to explore this issue.

COPD continues to be a leading cause of morbidity and mortality in the United States. Our estimate of the unadjusted prevalence of any obstructive impairment of lung function of 13.7% suggests that, assuming an average population estimate for the years 2007-2010 of 211,257,900 adults aged 20 to 79 years, about 28.9 million adults aged 20 to 79 years had some degree of obstructive impairment of lung function: 15.9 million with mild obstructive impairment, 11.4 million with moderate obstructive impairment, and 1.5 million with severe or very severe obstructive impairment. In contrast, approximately 13.1 million adults in the United States were estimated to have COPD based on self-reported information in 2008.21 In 2008, 141,090 deaths were attributed to chronic lower respiratory diseases, making it the third-leading cause of mortality, with > 95% of these deaths directly attributed to COPD.22 Furthermore, people with COPD also suffer from impaired quality of life,23 and the economic costs from COPD were estimated to be $49.9 billion in 2010.24

The principal risk factors for COPD in the United States are smoking and occupational and environmental exposures.3-5 The prevalence of smoking has decreased substantially,6 and air quality has improved since 1990.7 Exposure to environmental tobacco smoke, which has also been linked to COPD,25 declined from 1988-1994 to 1999-2002 in the United States.26 Subsequent to this latter period, however, geometric mean levels remained relatively unchanged.27 Consequently, the relatively stable prevalence of obstructive impairment of lung function based on spirometric data in the face of improvements in important determinants of COPD is disappointing and unanticipated. The reasons for this muted change are unclear.

The results presented in this paper are subject to various limitations. We have already discussed the possible ramifications of changes in the exclusion criteria for spirometry. Generally, the protocols for conducting spirometry were similar for the surveys. The one major change was the requirement for at least five acceptable maneuvers in NHANES III compared with three in NHANES 2007-2010. An analysis of NHANES III showed that FEV1 and FVC were 52 mL and 62.5 mL lower, respectively, when three acceptable and reproducible maneuvers were used rather than the original five to eight maneuvers that were obtained.10 Furthermore, a comparison of data from the Multi-Ethnic Study of Atherosclerosis, which used three acceptable maneuvers with predicted values using NHANES III derived equations, suggested that the use of three maneuvers could have resulted in measurements of FEV1 and FVC that were lower in whites, Black men, and non-Mexican Hispanics (largest reductions, FEV1 by 177 mL and FVC by 224 mL in Black men) but higher in Black women and Mexican Americans.28 Although such differences would have had a negligible effect on the calculation of the FEV1/FVC ratio, the observed to predicted ratio of FEV1 could have been affected, leading to some degree of underestimate or overestimate of the percentages of adults with an obstructive impairment of lung function. Treatment patterns for COPD changed over time. Thus, the distribution of obstructive impairment could conceivably have looked more favorable during 2007-2010 than during 1988-1994 if increased and improved treatment of COPD during 2007-2010 led to better performance of lung function testing. Finally, the protocol for spirometric testing in NHANES III did not include post-bronchodilator testing, and, consequently, we were not able to assess the change over time in obstructive lung function based on postbronchodilator testing. Some percentage of participants with asthma may have been included in our estimates. If this percentage remained reasonably stable for the two time periods, the temporal changes in pulmonary function that we examined may not have been affected.

Conclusions

The estimates of obstructive impairment of lung function based on spirometric data presented in this study suggest that COPD continues to be a serious public health problem and raise questions about how much, if any, progress has been achieved in the prevention of this disease. Future progress in reducing the prevalence of COPD will depend on further success in reducing the key risk factors for this disease: smoking, occupational exposures, and air pollution. Continued surveillance with spirometry is critical to charting the future course of the respiratory health of the US population.

Acknowledgments

Other contributions: This work was performed at the Centers for Disease Control and Prevention. The findings and conclusions in this article are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention.

Funding/Support: The authors have reported to CHEST that no funding was received for this study.

Author contributions: Dr Ford had full access to all the data in the study and takes responsibility for the integrity of the data and the accuracy of the analysis.

Dr Ford: contributed to the study concept and design; acquisition, analysis, and interpretation of data; drafting of the manuscript; critical revisions of the manuscript for important intellectual content; statistical analysis; and study supervision.

Dr Mannino: contributed to the study concept and design; acquisition, analysis, and interpretation of data; drafting of the manuscript; critical revisions of the manuscript for important intellectual content; statistical analysis; and study supervision.

Dr Wheaton: contributed to the analysis and interpretation of data, drafting of the manuscript, and critical revisions of the manuscript for important intellectual content.

Dr Giles: contributed to the analysis and interpretation of data and critical revisions of the manuscript for important intellectual content.

Dr Presley-Cantrell: contributed to critical revisions of the manuscript for important intellectual content.

Dr Croft: contributed to the drafting of the manuscript, critical revisions of the manuscript for important intellectual content, statistical analysis, and provision of administrative, technical, or material support.

Financial/nonfinancial disclosures: Dr Mannino has received honoraria/consulting fees and served on speaker bureaus for GlaxoSmithKline plc; Novartis AG; Pfizer, Inc; AstraZeneca; Forest Laboratories, Inc; and Creative Educational Concepts, Inc. Furthermore, he has received royalties from UpToDate. Drs Ford, Wheaton, Giles, Presley-Cantrell, and Croft have reported to CHEST that no potential conflicts of interest exist.

AbbreviationsNHANES

National Health and Nutrition Examination Survey

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Age-adjusted percentages of current, former, and never smoking status among adults aged 20 to 79 years, by categories of lung function impairment and NHANES survey. NHANES = National Health and Nutrition Examination Survey.

Numbers of Participants Aged 20 to 79 Years Excluded From Having Spirometry in NHANES

Exclusion CriteriaNHANES IIINHANES 2007-2010
Aged 20-79 y and attending examination15,33110,981
Chest or abdominal surgery within  previous 3 wk4
Myocardial infarction or heart attack4
Breathing problem requiring oxygen107
Problem taking deep breath189
Eye surgery in the previous 3 mo78
Chest/abdominal surgery in the  previous 3 mo72
Tuberculosis in the previous year35
Ever told had an aneurysm73
Ever told had a collapsed lung112
Ever told had a detached retina93
Stroke in the previous 3 mo13
Heart attack in the previous 3 mo8
Coughed up blood in the previous mo41

Two participants in NHANES 2007-2010 had two exclusion criteria each. NHANES 5 National Health and Nutrition Examination Survey.

Unadjusted Means or Percentages of Selected Characteristics of Adults Who Performed Spirometry, by NHANES Survey

NHANES III (1988-1994)
NHANES 2007-2010
CharacteristicsNo. aMean or % (SE)No. aMean or % (SE)P Value
Age, y (mean, SE)14,36043.1 (0.4)9,02444.8 (0.4).001
Men (%, SE)6,72948.3 (0.4)4,48749.6 (0.5).029
Race or ethnicity (%, SE).009
 White5,53976.5 (1.2)4,20168.9 (2.5)
 Black4,16610.8 (0.6)1,72911.0 (1.0)
 Mexican American4,0855.1 (0.4)1,6768.7 (1.3)
 Other5707.6 (0.8)1,41811.4 (1.3)
Education (%, SE)< .001
 < High school5,47023.3 (1.0)2,46417.8 (0.9)
 High school graduate or equivalent4,53334.1 (0.7)2,14523.8 (0.9)
 > High school4,27142.7 (1.3)4,40658.5 (1.5)
Smoking status (%, SE)< .001
 Current3,98829.4 (0.8)2,11822.3 (0.8)
 Former3,40325.4 (0.6)2,,08623.4 (0.9)
 Never6,96845.2 (0.8)4,81654.3 (1.3)
BMI, kg/m 2 (mean, SE)14,34526.6 (0.1)9,02128.7 (0.1)< .001

See Table 1 legend for expansion of abbreviations.

Unweighted sample size. Sample sizes for education and smoking status add to less than 14,360 due to missing data for these variables.

Age-Adjusted and Age-Specific Means of Pulmonary Function Parameters Among US Adults Aged 20 to 79 Years: Observed Mean Level

NHANES III (1988-1994)
NHANES 2007-2010
CharacteristicsNo. bFEV1, mLFVC, mLNo. bFEV1, mLFVC, mLP Value (FEV1)aP Value (FVC)a
Total14,3603,176.8 (15.6)4,064.0 (18.5)9,0243,229.8 (13.4)4,136.4 (19.0).012.008
 Men6,7293,699.3 (19.9)4,806.4 (22.3)4,4873,725.6 (17.3)4,831.4 (23.1).322.438
 Women7,6312,686.6 (12.3)3,371.0 (15.2)4,5372,739.0 (11.4)3,450.6 (15.8).002< .001
Age
 20-39 y6,5243,662.1 (21.1)4,474.8 (26.8)3,3183,681.5 (20.1)4,530.8 (26.0).508.137
 40-59 y4,1843,095.0 (19.1)4,043.5 (22.4)3,2293,127.8 (20.4)4,083.6 (26.8).243.255
 60-79 y3,6522,300.6 (21.1)3,224.3 (23.7)2,4772,466.4 (22.5)3,396.8 (29.4)< .001< .001
Race or ethnicity
 White5,5393,265.8 (19.2)4,200.6 (21.4)4,2013,342.5 (19.2)4,314.9 (20.7).006< .001
 Black4,1662,787.7 (15.4)3,495.9 (20.4)1,7292,812.3 (19.3)3,542.8 (24.7).324.147
 Mexican American4,0853,131.8 (17.0)3,896.2 (18.1)1,6763,174.7 (21.0)3,951.5 (27.9).117.100
 Other5702,869.5 (33.0)3,590.4 (40.6)1,4183,001.1 (30.2)3,767.0 (37.3).004.002
Education
 < High school5,4702,980.6 (18.9)3,835.3 (24.8)2,4643,048.5 (19.8)3,915.5 (31.5).015.049
 High school graduate or equivalent4,5333,103.2 (18.0)3,976.3 (25.5)2,1453,197.3 (21.3)4,110.0 (29.5).001.001
 > High school4,2713,342.9 (23.4)4,262.3 (26.9)4,4063,301.7 (18.2)4,219.4 (25.6).169.251
Smoking status
 Current3,9883071.8 (16.7)4048.9 (20.1)2,1183,115.7 (24.3)4,148.6 (30.0).140.007
 Former3,4033330.2 (26.4)4294.6 (30.6)2,0863,338.2 (25.4)4,302.0 (32.3).827.867
 Never6,9683138.2 (20.6)3915.0 (25.5)4,8163,230.9 (18.2)4,064.9 (25.5).001< .001

Data are presented as mean (SE). See Table 1 legend for expansion of abbreviations.

P value for test of difference in means between the two time periods.

Unweighted sample size. Sample sizes for education and smoking status add to less than 14,360 due to missing data for these variables.

Age-Adjusted and Age-Specific Means of Pulmonary Function Parameters Among US Adults Aged 20 to 79 Years: Percent Predicted

NHANES III (1988-1994)
NHANES 2007-2010
CharacteristicsNo. bFEV1, % predictedFVC, % predictedNo. bFEV1, % predictedFVC, % predictedP Value (FEV1)aP Value (FVC)a
Total14,36094.6 (0.3)97.2 (0.3)9,02495.6 (0.3)98.2 (0.3).028.017
 Men6,72994.2 (0.4)97.3 (0.3)4,48794.8 (0.4)97.5 (0.4).293.650
 Women7,63194.9 (0.3)97.1 (0.3)4,53796.4 (0.3)98.9 (0.3).002< .001
Age
 20-39 y6,52497.8 (0.4)99.3 (0.4)3,31897.8 (0.3)100.2 (0.4).964.093
 40-59 y4,18493.5 (0.4)96.4 (0.4)3,22994.6 (0.5)97.2 (0.4).086.128
 60-79 y3,65289.9 (0.6)94.1 (0.5)2,47792.9 (0.6)95.8 (0.5).001.012
Race or ethnicity
 White5,53994.6 (0.4)97.5 (0.4)4,20195.8 (0.4)98.8 (0.4).052.012
 Black4,16696.5 (0.3)99.0 (0.3)1,72996.7 (0.6)99.5 (0.6).734.474
 Mexican American4,08597.2 (0.4)98.6 (0.3)1,67698.2 (0.7)99.3 (0.7).201.347
 Other57090.0 (0.7)90.5 (0.7)1,41891.8 (0.5)92.5 (0.6).050.034
Education
 < High school5,47091.9 (0.5)95.1 (0.4)2,46494.0 (0.6)97.1 (0.4).007.001
 High school graduate or equivalent4,53393.8 (0.4)96.7 (0.3)2,14594.4 (0.5)97.3 (0.4).404.243
 > High school4,27196.6 (0.5)98.7 (0.4)4,40696.6 (0.3)98.9 (0.4).993.825
Smoking status
 Current3,98889.1 (0.4)94.7 (0.4)2,11890.1 (0.6)96.6 (0.5).192.002
 Former3,40395.7 (0.5)98.7 (0.4)2,08695.5 (0.5)98.3 (0.5).792.569
 Never6,96897.2 (0.4)97.7 (0.4)4,81697.7 (0.3)98.7 (0.3).338.048

Data are presented as mean (SE). See Table 1 legend for expansion of abbreviations.

P value for test of difference in means between the two time periods.

Unweighted sample size. Sample sizes for education and smoking status add to less than 14,360 due to missing data for these variables.

Age-Adjusted and Age-Specific Prevalence of Classes of Obstructive Impairment Based on Spirometry Among US Adults Aged 20 to 79 Years, by Selected Characteristics and NHANES Survey

NHANES III (1988-1994)
NHANES 2007-2010
Impairment
Impairment
Obstructive
Obstructive
CharacteristicsNo.aNoneRestrictiveMildModerateSevereAnyNo.aNoneRestrictiveMildModerateSevereAnyP ValuebP Valuec
Total14,36077.8 (0.6)7.6 (0.4)7.3 (0.3)5.7 (0.3)1.5 (0.2)14.6 (0.5)9,02479.9 (0.6)6.5 (0.5)7.5 (0.4)5.4 (0.3)0.7 (0.1)13.5 (0.6)< .001.178
 Men6,72975.4 (0.9)6.5 (0.6)9.8 (0.5)6.6 (0.5)1.7 (0.2)18.1 (0.8)4,48776.2 (0.9)6.9 (0.6)10.1 (0.5)6.1 (0.5)0.7 (0.2)16.8 (0.8).006.262
 Women7,63179.9 (0.6)8.5 (0.6)5.1 (0.3)5.0 (0.3)1.4 (0.2)11.5 (0.6)4,53783.5 (0.6)6.1 (0.5)5.0 (0.5)4.7 (0.5)0.7 (0.1)10.4 (0.7)< .001.199
Age
 20-39 y6,52490.5 (0.6)5.0 (0.6)2.7 (0.4)1.6 (0.3) d 4.5 (0.4)3,31891.2 (0.8)4.0 (0.5)2.9 (0.4)1.8 (0.3) d 4.7 (0.6) d .721
 40-59 y4,18476.7 (0.9)8.2 (0.6)7.4 (0.5)6.2 (0.6)1.5 (0.2)15.1 (0.8)3,22977.8 (1.1)7.1 (0.7)8.4 (0.9)5.9 (0.6) d 15.0 (1.2) d .954
 60-79 y3,65252.7 (1.3)12.0 (0.8)17.2 (0.9)13.6 (0.8)4.5 (0.6)35.3 (1.4)2,47759.9 (1.5)10.6 (0.9)15.5 (1.0)11.8 (1.0)2.2 (0.5)29.4 (1.3).004.002
Race or ethnicity
 White5,53978.1 (0.6)6.5 (0.5)7.9 (0.4)5.9 (0.3)1.6 (0.2)15.4 (0.6)4,20179.5 (0.7)5.2 (0.5)8.7 (0.4)5.9 (0.4)0.7 (0.1)15.3 (0.6)< .001.865
 Black4,16678.9 (0.8)9.5 (0.6)5.3 (0.5)5.4 (0.5)0.9 (0.2)11.6 (0.7)1,72982.0 (0.8)7.3 (0.7)5.5 (0.5)4.2 (0.5)1.0 (0.3)10.7 (0.8).081.403
 Mexican American4,08584.6 (0.9)6.7 (0.4)4.7 (0.4)3.3 (0.4)0.7 (0.1)8.7 (0.6)1,67687.5 (0.8)6.2 (0.6)4.0 (0.5)2.1 (0.4) d 6.3 (0.5) d .002
 Other57070.3 (2.3)17.7 (2.3)4.5 (1.3)5.7 (1.2) d 12.0 (1.6)1,41875.1 (1.7)15.2 (1.5)4.1 (0.9)4.8 (0.9) d 9.7 (1.2) d .264
Education
 < High school5,47072.7 (1.2)11.0 (0.7)5.9 (0.6)8.2 (0.7)2.1 (0.4)16.2 (1.0)2,46477.5 (1.0)8.2 (0.9)6.5 (0.7)6.6 (0.7)1.3 (0.3)14.3 (1.2).011.213
 High school graduate   or equivalent4,53377.1 (0.7)7.9 (0.7)7.2 (0.6)6.3 (0.4)1.4 (0.3)15.0 (0.8)2,14577.5 (1.7)6.8 (0.9)8.2 (0.9)6.5 (0.6)1.0 (0.2)15.7 (1.2).372.595
 > High school4,27181.2 (0.7)5.3 (0.5)8.3 (0.6)4.1 (0.4)1.2 (0.2)13.5 (0.8)4,40681.8 (0.7)5.8 (0.6)7.5 (0.5)4.5 (0.3)0.4 (0.1)12.4 (0.6).014.279
Smoking status
 Current3,98867.7 (0.9)8.3 (0.7)9.4 (0.8)10.8 (0.7)3.8 (0.4)24.0 (0.9)2,11866.4 (1.3)7.2 (0.8)11.3 (0.9)13.0 (0.8)2.1 (0.4)26.4 (1.0).008.086
 Former3,40378.4 (1.2)6.0 (0.7)8.9 (0.7)5.5 (0.5)1.2 (0.2)15.6 (1.0)2,08678.8 (1.3)6.1 (0.7)8.8 (0.7)5.7 (0.6)0.7 (0.2)15.2 (1.0).415.735
 Never6,96883.5 (0.9)8.2 (0.7)4.8 (0.4)2.9 (0.3)0.6 (0.1)8.2 (0.6)4,81685.4 (0.6)6.5 (0.5)5.2 (0.4)2.5 (0.3) d 8.0 (0.6) d .799

Data are presented as percent (SE). See Table 1 legend for expansion of abbreviations.

Unweighted sample size. Sample sizes for education and smoking status add to less than 14,360 due to missing data for these variables.

P values for comparisons of the distribution of categories of lung function status for the two time periods.

P values for comparisons of the prevalence of any obstructive impairment for the two time periods.

Estimate does not meet the standard of statistical reliability and precision (relative SE ≥ 30%).

Age-Specific and Age-Adjusted Prevalence of Airway Obstruction Based on Spirometry Among US Adults Aged 20 to 79 Years

NHANES III (1988-1994)
NHANES 2007-2008
CharacteristicsNo.< FEV1/FVC LLN Predicted, % (SE)No.< FEV1/FVC LLN Predicted, % (SE)P Value
Total14,36013.3 (0.6)9,02412.5 (0.5).303
 Men6,72914.6 (0.7)4,48713.7 (0.9).460
 Women7,63112.3 (0.7)4,53711.4 (0.7).335
Age
 20-39 y6,5248.9 (0.6)3,31810.1 (0.8).209
 40-59 y4,18414.2 (0.9)3,22913.5 (1.1).625
 60-79 y3,65221.0 (1.1)2,47715.6 (0.8)< .001
Race or ethnicity
 White5,53914.0 (0.7)4,20113.8 (0.6).797
 Black4,16611.9 (0.7)1,72911.9 (0.9).992
 Mexican American4,08510.4 (0.6)1,6768.3 (0.6).015
 Other5709.4 (2.0)1,4188.1 (1.2).589
Education
 < High school5,47016.2 (1.2)2,46414.4 (1.0).268
 High school graduate or equivalent4,53313.3 (0.7)2,14515.0 (1.2).226
 >High school4,27111.7 (0.8)4,40611.0 (0.6).463
Smoking status
 Current3,98823.0 (0.9)2,11825.6 (1.0).051
 Former3,40313.0 (0.9)2,08612.1 (1.1).537
 Never6,9687.6 (0.6)4,8167.9 (0.6).769

LLN = lower limit of normal. See Table 1 legend for expansion of other abbreviations.

Adjusted Prevalence Ratios for the Association of Selected Characteristics With Any Obstructive Impairment and Severe Obstructive Impairment Among Adults Aged 20 to 79 Years, NHANES

Original Analysis (n = 23,285)
Sensitivity Analysis 1 a (n = 23,392)
Sensitivity Analysis 2 b (n = 23,379)
CharacteristicsAny Obstructive ImpairmentSevere Obstructive ImpairmentAny Obstructive ImpairmentSevere Obstructive ImpairmentAny Obstructive ImpairmentSevere Obstructive Impairment
No. with obstructive impairment3,2042793,3113863,298373
Age (per year)1.05 (1.05-1.05)1.08 (1.07-1.09)1.05 (1.05-1.05)1.08 (1.07-1.09)1.05 (1.05-1.05)1.08 (1.07-1.08)
Sex
 Male1.43 (1.31-1.57)0.93 (0.66-1.30)1.42 (1.29-1.55)0.94 (0.72-1.22)1.41 (1.29-1.54)0.89 (0.69-1.14)
 Female1.001.001.001.001.001.00
Race or ethnicity
 White1.001.001.001.001.001.00
 Black0.70 (0.63-0.79)0.77 (0.50-1.18)0.73 (0.66-0.82)1.13 (0.82-1.56)0.72 (0.64-0.81)0.96 (0.71-1.30)
 Mexican American0.46 (0.39-0.53)0.41 (0.23-0.73)0.46 (0.40-0.53)0.43 (0.26-0.70)0.46 (0.40-0.54)0.44 (0.27-0.71)
 Other0.77 (0.63-0.93)1.27 (0.69-2.34)0.78 (0.65-0.95)1.43 (0.90-2.26)0.78 (0.65-0.94)1.36 (0.84-2.21)
Education
 < High school1.001.001.001.001.001.00
 High school graduate or equivalent1.02 (0.92-1.14)0.79 (0.54-1.15)1.01 (0.91-1.13)0.79 (0.58-1.09)1.01 (0.91-1.12)0.74 (0.54-1.02)
 > High school0.96 (0.86-1.07)0.61 (0.40-0.93)0.95 (0.85-1.06)0.61 (0.44-0.85)0.94 (0.84-1.05)0.52 (0.36-0.74)
Smoking status
 Current2.93 (2.60-3.31)6.70 (4.02-11.15)2.92 (2.59-3.29)5.78 (3.80-8.78)2.97 (2.63-3.35)7.52 (4.80-11.78)
 Former1.66 (1.47-1.88)2.26 (1.40-3.63)1.67 (1.48-1.89)2.38 (1.61-3.53)1.69 (1.50-1.91)2.98 (1.99-4.47)
 Never1.001.001.001.001.001.00
NHANES
 1988-19941.001.001.001.001.001.00
 2007-20101.06 (0.96-1.16)0.61 (0.42-0.88)1.09 (0.99-1.20)1.14 (0.87-1.50)1.09 (0.99-1.20)1.12 (0.84-1.50)

Data are presented as prevalence ratio (95% CI) unless indicate otherwise. Each prevalence ratio is adjusted for other variables in table. See Table 1 legend for expansion of abbreviations.

Sensitivity analysis 1: participants who reported using oxygen were considered to have a severe obstructive impairment.

Sensitivity analysis 2: participants who reported using oxygen and reported having COPD, as well as those who reported having a problem taking a deep breath and reported having COPD, were considered to have a severe obstructive impairment.