During public health emergencies, office-based frontline clinicians are critical partners in the detection, treatment, and control of disease. Communication between public health authorities and frontline clinicians is critical, yet public health agencies, medical societies, and healthcare delivery organizations have all called for improvements.
Describe communication processes between public health and frontline clinicians during the first wave of the 2009 novel influenza A (H1N1) pandemic; assess clinicians’ use of and knowledge about public health guidance; and assess clinicians’ perceptions and preferences about communication during a public health emergency.
During the first wave of the pandemic, we performed a process analysis and surveyed 509 office-based primary care providers in Utah.
Public health and healthcare leaders from major agencies involved in emergency response in Utah and office-based primary care providers located throughout Utah.
Communication process and information flow, distribution of emails, proportion of clinicians that accessed key websites at least weekly, clinicians’ knowledge about recent guidance and perception about email load, primary information sources, and qualitative findings from clinician feedback.
The process analysis revealed redundant activities and messaging. The 141 survey respondents (28%) received information from a variety of sources: 68% received information from state public health; almost 100% received information from healthcare organizations. Only 1/3 visited a state public health or institutional website frequently enough (at least weekly) to obtain updated guidance. Clinicians were knowledgeable about guidance that did not change during the first wave; however, correct knowledge was lower after guidance changed. Clinicians felt overwhelmed by email volume, preferred a single institutional email for clinical guidance, and suggested new information be concise and clearly identified.
Communication between public health, healthcare organizations, and clinicians was redundant, overwhelming, and can be enhanced considering clinician preferences and institutional communication channels.
During public health emergencies, frontline clinicians are critical partners in the detection, treatment, and control of disease.(
Communication between public health authorities and frontline clinicians is a critical component of any public health emergency response plan. For the past ten years, public health agencies, medical societies, and healthcare delivery organizations have all called for improvements (
Communication between public health authorities and clinicians is complex. Multiple barriers must be overcome to support an appropriate emergency public health response. In particular, clinicians must be able to identify the authoritative and appropriate source for clinical guidance among the variety of messages available from federal, state and local public health authorities, professional organizations, and their own institutions.(
In April and May 2009, as the novel influenza A (H1N1) outbreak began in the US, challenges with producing and delivering guidance became evident in Utah and elsewhere.(
The objectives of our investigation were to (1) describe the communication processes between the CDC, state/local public health agencies, healthcare organizations and institutions, and office-based primary care clinicians during the first wave of the novel influenza A (H1N1) pandemic; (2) assess clinicians’ knowledge about public health guidance concerning the detection, treatment, prevention, and control of novel influenza A (H1N1) virus, and (3) determine clinician preferences and perceptions about communication during a public health emergency to improve the process.
To describe the process for communicating guidance to frontline clinicians in Utah, we interviewed key informants and diagrammed process and information flow using business process modeling techniques.(
The study population included office-based primary care clinicians located in urban and rural communities throughout Utah. We used three major Utah-based organizations to reach the study population. We surveyed clinicians affiliated with University, including 98 clinicians with the community clinics and 17 pediatricians affiliated with the Department of General Pediatrics. We surveyed 315 primary care clinicians employed by or affiliated with Intermountain, an integrated healthcare system that operates over 100 ambulatory care clinics throughout Utah. These clinicians were identified by the Intermountain Healthcare Office of Physician Relations. Finally, we surveyed 79 office-based primary care clinicians from small group practices in rural Utah not affiliated with Intermountain or University. These clinicians were identified by
We performed a descriptive, cross-sectional survey that included questions to assess clinicians’ use of and access to public health guidance concerning the detection, treatment, prevention, and control of novel influenza A (H1N1) virus; knowledge about public health reporting and guidelines; and preferences and perceptions about different sources of information. An email with a link to an anonymous Web-based survey was sent to study participants. Two (Intermountain) or three (all others) sequential e-mails were sent at least one week apart. Individual clinicians could respond to the survey only once. Surveys were completed between May 26 and June 30, 2009, during the first wave in Utah (
We used descriptive statistics to describe the frequency and sources of information pushed to the clinicians in Utah, the frequency and sources of web-based information they accessed, and clinician knowledge about public health guidance that would affect a clinician’s clinical decision-making. We specifically queried about four potential email sources from the CDC, UDOH, Intermountain, and University. We used Fisher’s exact test to compare responses between clinicians employed by Intermountain, University, or neither organization (other).
To assess clinician preferences and perceptions about communication, we used three strategies. We queried about their primary source of information for clinical decision-making and classified sources as institutional, local/state public health, national, or other. We assessed the relationship between the number of email sources and the clinician’s perception about the amount of email received. We used the Fisher’s exact test to compare the observed and expected percentages, assuming that perceptions of email amount were independent of the numbers of email sources. Finally, we performed a qualitative analysis of the responses to an open-ended question. The free text comments were coded using an adaptation to the Grounded Theory Approach (
On April 24, 2009 (
On the national level, the CDC used several established communication systems to target clinicians, including Clinician Outreach and Communication Activity (COCA) emails, Health Advisory Network (HAN) alerts, and Morbidity and Mortality Weekly Report (MMWR) dispatches and publications (
In Utah, UDOH used a statewide faxing system and an existing electronic mailing list, routinely used to deliver weekly Infectious Disease Updates to clinicians, to deliver ‘daily H1N1 situation reports’ to frontline clinicians (
Multiple organizations were performing surveillance, gathering epidemiologic information, creating guidance (e.g., treatment, testing, personal protective measures, etc) and situational reports, and disseminating information directly to frontline clinicians (
At two weeks into the outbreak, CDC and UDOH started specifying the ‘date of last update’ for content linked to their Websites, but they did not identify the updated content within the multi-page documents. Therefore, the reader would have had to read the entire document and determine new content on his/her own. In addition, we identified inconsistencies: one guidance document posted two weeks into the emergency included four different names for the virus: ‘novel Influenza A H1N1’, ‘2009 H1N1 Influenza A’, ‘S-OIV infection’, ‘novel H1N1 flu (swine flu)’.(
Of the 509 clinicians surveyed, 141 (28%) responded and were included in this analysis; 7 were excluded because they did not practice office-based primary care, and 368 did not complete the survey. The respondents were experienced clinicians, mostly physicians (95%), with a median of 15 years of professional experience. Half (46%) of the respondents reported that at least one-fourth of their patients were younger than 18 years of age. The respondents worked in outpatient primary care settings located in seven of the eight multi-county Utah health districts, comprising rural and urban communities throughout Utah. The clinicians were employed by Intermountain (n=53), University (n=32), both Intermountain and University (n=1), and neither of these organizations (other) (n=55). The three groups of clinicians had similar years of experience and pediatric practice, although University clinicians were less likely to work fulltime seeing patients (p<.01).
During the first month of the outbreak (
Respondents’ use of websites during the first month of the outbreak varied. Approximately half (53%) reported visiting the CDC H1N1 flu website at least once each week. In contrast, only one-third visited the UDOH (35%) or their institutional (38%) website at least once each week. Half the respondents never sought information from the UDOH website (50%) or their own institution website (46%); 17% never visited the CDC website. Two-thirds (67%) of the clinicians did not read MMWR during the first month. Use of websites did not significantly differ by clinician affiliation (p > 0.09).
The respondents had a high level of correct knowledge for questions about high-risk groups, testing, and treatment (
Concerning who and how to test for the emerging influenza virus, most (73%) Intermountain and University clinicians used their own institution as their
More than half (61%) of the clinicians received email from two to four of the sources included in our survey. Over half the Intermountain (61%) and University (56%) clinicians believed they received ‘too much’ email. In contrast, only one-third (35%) of the other clinicians thought they received ‘too much’ email (p=.005); 18% thought they received ‘too little’ email communication. Regardless of a clinician’s employer, those receiving email from one of the sources were significantly more likely to report that the amount was ‘just right’, and those receiving email from three of the sources were more likely to report that the amount was ‘too much’ (p-value ≤ 0.02).
Almost half of the respondents (42%) answered the question, “Please provide comments about good and bad aspects of the communication you received about the swine flu.” The comments were classified into seven categories. The six most frequent categories included negative feedback in the following descending order of frequency: ‘amount of email communication’, ‘Quality of information contained in the email’, ‘Usefulness of information’, ‘source of email communication’, ‘timeliness of email delivery’, and ‘length of email’. The seventh and least frequent category was ‘general positive feedback’.
The clinician’s comments could be grouped into four themes (
During the summer of 2009, in preparation for wave two, a new organizational strategy for communication was established in Utah. Leaders from UDOH, Intermountain, University, and other smaller healthcare organizations operating in Utah created a taskforce to coordinate public health messaging and create unified messages. Chief Medical Officers were assigned the responsibility for distributing a unified message within their organization. In addition, UDOH changed the email message format to prominently display new and updated information using bullets at the top of each email.
To the best of our knowledge, this study is the first to present an objective analysis of communication between public health agencies, healthcare organizations, and frontline clinicians during a public health emergency. Frontline clinicians were receiving and seeking clinical guidance from multiple sources. The creation and distribution of content from national and local sources was often redundant. The volume of email related to H1N1 was too great for most clinicians to process efficiently. Healthcare organizations and institutions played a key role in distributing public health guidance to clinicians, and were the preferred source for treatment and testing guidance for clinicians employed by a healthcare system. Clinicians identified websites as an important source of information, yet only one-third visited websites frequently enough to access up-to-date information tailored for Utah clinicians. Respondents had a high level of knowledge about the testing and treatment of novel influenza A (H1N1) when guidance was stable; however, correct knowledge was lower after guidance changed, as in the case of reporting requirements. Frontline clinicians offered important practical suggestions for improving communication.
The process analysis validated our hypothesis that the current communication process is multidirectional, redundant, relies on daily action, and requires effort to be expended by personnel at many organizations to achieve the same task. Within Utah, epidemiologists and physicians at health departments and healthcare institutions were reviewing the situation and new guidance daily to identify changes, determine a response, and craft messages. Each source would then attempt to communicate directly with clinicians, resulting in communication overload. An organizational communication model described by Te’eni et al may explain communication problems we observed (
The survey provided unique information about communication during a public health emergency. Clinicians reported using public health websites, but not frequently enough to keep up with frequent changes. While most clinicians reported receiving email from multiple sources, most clinicians affiliated with an institution preferred their institutional source for guidance about testing and treatment. Given the potential for communication overload and preference for institutional sources, public health emergency communication plans should bring together public health agencies as sources of accurate information with existing institutional communication channels to distribute guidance to their affiliated clinicians. This could maximize the benefits of consistent and authoritative technical recommendations developed by national and state subject matter experts and the trusted and convenient aspects of institutional resources. In the future, the increasing use of electronic health records may enable the distribution of public health alerts directly within the clinician workflow.(
The qualitative analysis of comments from the frontline clinicians provided a synthesis of communication problems and suggestions for improvement. The most important suggestions included: 1) limit email to a single credible source, such as the Chief Medical Officer from the local healthcare institution 2) identify new information so clinicians do not have to search for it, and 3) note when local recommendations differ from CDC recommendations and explain why differences exist. These findings support previous empiric recommendations to identify a local credible, authoritative communication leader and deliver one straightforward message using a clear communication pathway that is developed in consultation with healthcare providers. (
Our study results informed the communication plan in Utah for the second wave of the outbreak (
Our study has several limitations. First, the survey response rate was low. Physician surveys often have low response rates (
During a public health emergency, frontline clinicians would prefer a single source of authoritative information and the ability to easily recognize new information or information specific to their location or practice that differs from national sources. Clinicians often prefer to receive information from their healthcare institution. Therefore, when developing strategies to communicate during public health emergencies, planners should consider distribution networks within healthcare organizations and institutions in their jurisdiction. Public health authorities can collaborate with these institutions to distribute public health messages to affiliated clinicians. We recommend a single email from an institution with any differences from national or state guidance explicitly explained.
We thank our collaborators with the Utah Health Research Network, Intermountain Healthcare, University Healthcare, and
Daily counts of positive tests for influenza A, Intermountain Healthcare, Utah, 2009
Communication between public health agencies, healthcare organizations, and frontline clinicians during the first wave of the 2009 influenza A (H1N1) outbreak.
Knowledge among primary care providers concerning public health guidance delivered during the first wave of the novel influenza A (H1N1) outbreak (n=141).
| False | True | Don’t | ||
|---|---|---|---|---|
| Pregnant women are considered high-risk for serious illness if | 5% | 88% | 7% | |
| Rapid point-of-care tests for influenza A can distinguish between | 99% | 1% | 1% | |
| The recent outbreak strain of swine flu is susceptible to | 3% | 96% | 1% | |
| The only reliable test to confirm or rule out swine flu is the PCR | 16% | 79% | 4% | |
| Children under 5 years of age are considered high-risk for | 9% | 86% | 5% | |
| The current recommendations for patients with probable or | 4% | 90% | 6% | |
| Only hospitalized cases of swine flu influenza are reportable to | ||||
| prior to June 8th (n=63) | 90% | 5% | 5% | |
| after June 8th (n=54) | 48% | 46% | 6% | |
correct answer
Primary sources of information used by primary care providers during the first wave of the novel influenza A (H1N1) outbreak (n=141).
| % of respondents | ||||
|---|---|---|---|---|
| Institutional | Local/State | CDC | Other | |
| Primary source of information | 60% | 22% | 13% | 6% |
| Primary source of information | 55% | 13% | 28% | 4% |
| Educational materials to share with | 32% | 16% | 40% | 11% |
Themes that emerged in comments from clinicians in response to an open-ended question requesting feedback
| Theme 1 | Overwhelmed by email communication | |
| Description: | Describes the emotional response to the communication | |
| Sample | “The communication was too confusing and voluminous to be helpful.” “Daily memos are information overload. Eventually I stopped reading them.” “I received 10–20 emails/day, all with virtually identical info; the problem was, I didn’t’ know which ones were new/different.” | |
| Theme 2 | Appropriate information to act | |
| Definition: | Describes the difficulties of using the information relayed through emails to determine how to best treat patients. | |
| Sample | “Recommendations on contact and respiratory isolation/protection procedures were not particularly helpful.” “Extremely confusing.” | |
| Theme 3 | Trusting the source | |
| Description: | Describes the difficulties of sifting through information from several different agencies | |
| Sample | “One source would be best.” “There were inconsistencies between what the CDC, State of Utah and our healthcare system were advocating in terms of testing and treatment – mainly due to differences in available resources and lack of coordination locally. “ | |
| Theme 4 | Improve communication | |
| Description: | Describes suggestions to improve email and other communication strategies | |
| Sample | “…if you need to update please highlight changes so we know what we really need to read of new version.” “A single web site with consistent and updated info would work better.” “It would have been very useful to have email with a bulleted list of changes and [a] summary of [the] current state of the epidemic/treatment/testing…”. | |