Conceived and designed the experiments: SDB TLA RQ. Performed the experiments: SDB RO AO SHF RQ. Analyzed the data: SDB AO RQ. Contributed reagents/materials/analysis tools: SDB TLA AO RQ. Wrote the paper: SDB RO TLA AO SHF RQ.
‡ These authors also contributed equally to this work.
Many health care facilities (HCF) in developing countries lack access to reliable hand washing stations and safe drinking water. To address this problem, we installed portable, low-cost hand washing stations (HWS) and drinking water stations (DWS), and trained healthcare workers (HCW) on hand hygiene, safe drinking water, and patient education techniques at 200 rural HCFs lacking a reliable water supply in western Kenya. We performed a survey at baseline and a follow-up evaluation at 15 months to assess the impact of the intervention at a random sample of 40 HCFs and 391 households nearest to these HCFs. From baseline to follow-up, there was a statistically significant increase in the percentage of dispensaries with access to HWSs with soap (42% vs. 77%, p<0.01) and access to safe drinking water (6% vs. 55%, p<0.01). Female heads of household in the HCF catchment area exhibited statistically significant increases from baseline to follow-up in the ability to state target times for hand washing (10% vs. 35%, p<0.01), perform all four hand washing steps correctly (32% vs. 43%, p = 0.01), and report treatment of stored drinking water using any method (73% vs. 92%, p<0.01); the percentage of households with detectable free residual chlorine in stored drinking water did not change (6%, vs. 8%, p = 0.14). The installation of low-cost, low-maintenance, locally-available, portable hand washing and drinking water stations in rural HCFs without access to 24-hour piped water helped assure that health workers had a place to wash their hands and provide safe drinking water. This HCF intervention may have also contributed to the improvement of hand hygiene and reported safe drinking water behaviors among households nearest to HCFs.
It is estimated that over half of health care facilities (HCFs) in developing countries lack access to hand washing facilities [
In recognition of these problems, the World Health Organization (WHO) / United Nations Children’s Fund (UNICEF) Joint Monitoring Programme (JMP) have proposed for the post-2015 Sustainable Development Goals that by 2030 all HCFs should have an improved water source and hand washing facilities that have both water and soap available for hand washing near food preparation, sanitation, and patient care areas [
In 2010, the Kenyan Ministry of Health (KMOH), Christian Health Association (CHAK), UNICEF, and the Safe Water and AIDS Project (SWAP—a Kenyan non-governmental organization) implemented a similar clinic-based intervention in western Kenya. The objective of this study was to evaluate the use and acceptability of installed portable hand washing and drinking water stations, and assess their impact on healthcare worker knowledge, and adoption of safe drinking water and hand hygiene practices by households in the surrounding community.
UNICEF selected 5 districts in western Kenya for the program— usia, Bondo, Nyando, Rachuonyo, and Homa Bay—that had experienced frequent flooding, high rates of diarrheal illness, and recent cholera outbreaks. All HCFs received two types of water stations. For hand washing, health facilities received a 60-liter bucket with lid and spigot; a basin; a metal frame with a soap receptacle (
In February 2011, we conducted a baseline evaluation at 40 health facilities in the five districts. Following baseline data collection, SWAP, CHAK, and the KMOH implemented the program from March through November 2011. A follow-up evaluation was performed in May 2012. The baseline and follow-up evaluations each had three components: (1) HCF survey; (2) healthcare worker self-assessment; and, (3) household survey.
HCFs were randomly selected proportional to the number of eligible KMOH and CHAK-sponsored dispensaries (the lowest level and first line of contact with the health care system, providing mainly preventive and minor curative ambulatory services), health centers (which provide preventive and curative health services, usually with some capacity for inpatient care), and hospitals (which provide a wide range of inpatient and outpatient services) in each of the five districts. HCF eligibility to participate in the evaluation was determined via telephone interviews; facilities were excluded if at baseline they had access to piped water 24 hours per day or had an improved hand washing station with a tap.
All healthcare workers present in rural dispensaries and health centers and all outpatient healthcare workers in hospitals on the day of the HCF evaluation were asked to participate in the health worker self-assessment.
All households with children under 1 year of age and within the census enumeration area nearest to the HCF were enrolled in the household survey. Community health workers and HCF volunteers helped enumerators locate eligible households.
At baseline, we conducted surprise visits and interviewed the HCF director to determine the primary water source, use of water treatment products, and presence of water treatment products and soap. We observed the types of hand washing and drinking water stations present in the facility. We defined a handwashing station as “adequate” if it consisted of a washbasin with soap present. “Improved” handwashing stations were defined as a water container with a tap and a basin with soap present. All available drinking water was tested for free residual chlorine (FRC) using the N,N diethyl-p-phenylene diamine (DPD) method (Lamotte Co., Chestertown, MD). Similar procedures and instruments were used for follow-up interviews.
On the day of the baseline HCF visit, health workers were asked to complete a questionnaire that focused on knowledge about water treatment, water storage, and hand hygiene, and related patient education practices. At follow-up, a similar questionnaire was used. Because of high staff turnover, it was not possible to collect self-assessments from the same healthcare workers at baseline and follow-up.
On the day of the baseline HCF visit, households were visited and interviews focused on household water sources, and hygiene and water handling knowledge and practices were conducted with the female caretaker of children. Observations of hand washing stations and water storage containers were made, and caretakers were asked to demonstrate their hand washing technique. Available stored drinking water was tested for FRC. The same women were surveyed at follow-up with a similar instrument; only women interviewed at both baseline and follow-up were included in the final analysis.
The evaluation protocol was approved by the Kenya Medical Research Institute Ethical Review Committee (protocol 1953). The Institutional Review Board of the Centers for Disease Control and Prevention determined that, because the evaluation examined a proven public health practice, it was not research and did not require IRB review. Consent for HCF participation was obtained from the Provincial and District Health Offices. Written informed consent was obtained from all evaluation participants. Personal identifiers were permanently removed from databases following the completion of follow-up data collection.
Data were entered into a Microsoft Access 2007 (Redmond, WA, USA) database and analyzed in SAS version 9.3 (Cary, NC, USA). HCF and household baseline and follow-up data were analyzed using McNemar’s test for paired proportions. In a few instances where the McNemar’s test was not feasible, an exact test of a binomial proportion was used. Because small numbers of health centers and hospitals were enrolled in the HCF evaluation, p-values are only reported for dispensary data. Health worker survey data were analyzed descriptively. For the purposes of the HCF and household analysis, improved water sources included piped water, boreholes, rain water catchment, public taps, and protected wells; all other sources of water were classified as unimproved. An improved drinking water station was defined as either a bucket with tight fitting lid and spigot or a chujio water filter. Safe drinking water was defined as either a bucket with lid, spigot and detectable FRC or a chujio water filter. A hand washing station was considered adequate, but not improved, if the water supply was not dispensed through a tap, but a soap and basin were present.
A total of 40 health facilities were enrolled at baseline: 4 hospitals, 5 health centers, and 31 dispensaries. These facilities collectively served an estimated 2,200 outpatients per day (range 10–300 per facility). During the baseline assessment, 32 (80%) of 40 HCFs reported using improved water sources, including rain water catchment (50%), boreholes (34%), piped water (13%), and public taps (3%). Unimproved water sources reported by the remaining 8 (20%) of HCFs, included surface water (75%) and unprotected wells (25%). Water sources did not change at follow-up. Additionally, 17 (43%) HCF directors reported that the main water source was not on HCF grounds and 6 (15%) reported that the time required to collect water was greater than 30 minutes. Off-site water sources were used by 48% of dispensaries, 40% of health centers, and no hospitals. Among 40 HCF directors, 17 (43%) reported having a budget for the purchase of soap; 6 also had a budget for water treatment products.
Adequate hand washing stations were observed in 21 (53%) of 40 facilities at baseline and improved stations were observed in 31 (78%) at follow-up, with a statistically significant increase among dispensaries (42% vs. 77%, p = 0.01). Of 40 HCFs, 31 (78%) at baseline and 37 (93%) at follow-up reported treating stored drinking water (
| Dispensaries (N | Health centers (N | Hospitals (N | Total (N | |||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Baseline | Follow-up | Baseline | Follow-up | Baseline | Follow-up | Baseline | Follow-up | |||||||||
| No. | (%) | No. | (%) | No. | (%) | No. | (%) | No. | (%) | No. | (%) | No. | (%) | No. | (%) | |
| Treats stored drinking water with any method | 23 | (74) | 30 | (97) | 5 | (100) | 4 | (80) | 3 | (75) | 3 | (75) | 31 | (78) | 37 | (93) |
| WaterGuard | 19 | (61) | 28 | (90) | 5 | (100) | 4 | (80) | 3 | (75) | 3 | (75) | 27 | (68) | 35 | (88) |
| PuR | 3 | (10) | 4 | (13) | 0 | (0) | 1 | (20) | 1 | (25) | 0 | (0) | 4 | (10) | 5 | (13) |
| Filtration | 0 | (0) | 6 | (19) | 0 | (0) | 2 | (40) | 0 | (0) | 0 | (0) | 0 | (0) | 8 | (20) |
| Boiling | 3 | (10) | 0 | (0) | 0 | (0) | 0 | (0) | 0 | (0) | 0 | (0) | 3 | (8) | 0 | (0) |
| ≥1 improved DWS | 6 | (19) | 30 | (97) | 0 | (0) | 5 | (100) | 1 | (25) | 4 | (100) | 7 | (18) | 39 | (98) |
| Bucket, lid, spigot | 6 | (19) | 27 | (87) | 0 | (0) | 4 | (80) | 1 | (25) | 4 | (100) | 7 | (18) | 35 | (88) |
| Chujio water filter | 0 | (0) | 16 | (52) | 0 | (0) | 4 | (80) | 0 | (0) | 2 | (50) | 0 | (0) | 22 | (55) |
| ≥1 DWS with detectable FRC | 7 | (26) | 3 | (11) | 1 | (25) | 0 | (0) | 1 | (25) | 0 | (0) | 9 | (26) | 3 | (8) |
| ≥1 safe DWS | 2 | (6) | 17 | (55) | 0 | (0) | 4 | (80) | 0 | (0) | 2 | (50) | 2 | (5) | 23 | (58) |
| ≥1 HWS with soap and basin | 13 | (42) | 24 | (77) | 5 | (100) | 4 | (80) | 3 | (75) | 3 | (75) | 21 | (53) | 31 | (78) |
Abbreviations: No. = Number, DWS = Drinking water station, FRC = Free residual chlorine, HWS = Hand washing station.
*For some items, N may vary by small numbers.
†P<0.05 by McNemar's test of dispensaries only.
‡Among facilities with water available for testing.
§Safe drinking water station defined as a bucket with lid and spigot and detectable free residual chlorine or a chujio water filter.
Healthcare workers at 37 (93%) of 40 facilities completed baseline (n = 67) and follow-up (n = 55) self-assessments (
| Baseline | Follow-up | |||
|---|---|---|---|---|
| N | N | |||
| No. | (%) | No. | (%) | |
| Median age (range), years | 30 | (24–57) | 34 | (24–60) |
| Male gender | 23 | (35) | 20 | (36) |
| Employed at current HCF>12 months | 64 | (100) | 42 | (76) |
| Trained on water treatment, storage, hand hygiene | 17 | (25) | 44 | (80) |
| Formal training | 5 | (8) | 28 | (51) |
| Informal training by a colleague | 16 | (24) | 41 | (75) |
| Reported teaching patients about water treatment, storage, hand hygiene | 44 | (66) | 51 | (93) |
| All water sources should be treated | 48 | (72) | 40 | (73) |
| Correct dose of WaterGuard or Aquatabs | 62 | (93) | 48 | (87) |
| Correct contact time of WaterGuard or Aquatabs | 52 | (80) | 46 | (85) |
| Identified characteristics of safe water storage containers | 46 | (69) | 43 | (78) |
| Identified when hand washing should be performed | ||||
| Before eating | 64 | (96) | 51 | (93) |
| Before food preparation | 52 | (78) | 52 | (95) |
| After visiting the toilet | 65 | (97) | 52 | (95) |
| After cleaning a child who has defecated | 53 | (79) | 49 | (89) |
| When hands are dirty | 52 | (78) | 48 | (87) |
| After coughing, sneezing, or blowing nose | 46 | (69) | 47 | (85) |
| All identified | 48 | (72) | 41 | (75) |
| Identified steps in correct hand washing | ||||
| Use both soap and water | 66 | (99) | 52 | (95) |
| Rub hands together | 58 | (87) | 47 | (85) |
| Rub between fingers | 60 | (90) | 50 | (91) |
| Clean under fingernails | 52 | (78) | 48 | (87) |
| Rinse hands | 55 | (82) | 48 | (87) |
| Dry with clean towel | 45 | (67) | 37 | (67) |
| If no clean towel available, air dry hands | 46 | (69) | 42 | (76) |
| All steps identified | 37 | (55) | 27 | (49) |
Abbreviations: HCF = health care facility.
*For some items, N may vary by small numbers.
We enrolled 566 households at baseline, and 391 (66%) at follow-up. A higher proportion of respondents in households lost to follow-up were single (15% vs. 6%, p<0.01) and reported using improved sources of water (47% vs. 35%, p = 0.01) than at baseline; otherwise the two groups were similar. Households lost to follow-up were omitted from data analysis.
At baseline, the median age of female respondents was 24 years (interquartile range (IQR) 20–28); 92% were married and 48% reported having completed less than a complete primary school education. Households were composed of a median of 5 household members (IQR 4–7 members), with a median of 2 children (IQR 1–2) under 5 years of age. Only 3% of households had electricity. The most commonly reported household assets were radios (75%), telephones (62%), and bicycles (51%).
Reported household use of improved water sources significantly increased from baseline to follow-up (36% vs 44%, p<0.01) (
| Baseline | Follow-up | |||
|---|---|---|---|---|
| N | N | |||
| No. | % | No. | % | |
| Learned about water storage at HCF | 138 | (35) | 227 | (59) |
| Identified best type of water storage container | 242 | (62) | 279 | (71) |
| Learned about WaterGuard or Aquatabs at HCF | 174 | (45) | 262 | (67) |
| Knew correct dose of WaterGuard or Aquatabs | 290 | (75) | 354 | (91) |
| Knew correct contact time of WaterGuard or Aquatabs | 254 | (66) | 277 | (71) |
| Uses improved drinking water source | 140 | (36) | 171 | (44) |
| Observed ≥1 improved water storage container | 146 | (37) | 137 | (36) |
| Treats stored drinking water with any method | 285 | (73) | 359 | (92) |
| Waterguard or Aquatabs | 228 | (58) | 289 | (74) |
| Boiling | 75 | (19) | 103 | (26) |
| Filtration | 39 | (10) | 115 | (29) |
| Other | 17 | (5) | 17 | (5) |
| Ever used WaterGuard or Aquatabs | 331 | (85) | 356 | (91) |
| Detected FRC in stored water | 20 | (6) | 27 | (8) |
Abbreviations: No. = Number, HCF = Health care facility, FRC = Free residual chlorine.
*For some items, N may vary by small numbers.
†P<0.05 by McNemar's test.
‡P<0.05 by exact test of binomial proportion.
§Improved drinking water sources include piped water, boreholes, public taps and protected wells or springs.
There was a significant increase in the number of household respondents who reported learning about hand hygiene, water treatment, and water storage at a HCF during the study period (
| Baseline | Follow-up | |||
|---|---|---|---|---|
| N | N | |||
| No. | % | No. | % | |
| Learned about hand washing at HCF | 206 | (53) | 323 | (83) |
| Identified when hand washing should be performed | ||||
| Before eating | 250 | (64) | 309 | (79) |
| Before food preparation | 90 | (23) | 124 | (32) |
| After visiting toilet | 314 | (80) | 368 | (94) |
| After cleaning a child who has defecated | 106 | (27) | 188 | (48) |
| All correct | 16 | (4) | 49 | (13) |
| Knew correct hand washing time | 40 | (10) | 136 | (35) |
| Steps performed on hand washing demonstration | ||||
| Uses soap and clean water | 312 | (80) | 329 | (92) |
| Lathers all surfaces | 267 | (69) | 304 | (85) |
| Rinses hands | 319 | (82) | 352 | (98) |
| Dries hands with clean towel or air dries | 157 | (40) | 177 | (49) |
| All steps demonstrated | 125 | (32) | 154 | (43) |
Abbreviations: No. = Number, HCF = Health care facility.
*For some items, N may vary by small numbers.
†P<0.05 by McNemar's test.
‡P<0.05 by exact test of binomial proportion.
The findings of this evaluation demonstrated that low-cost, low-maintenance, locally-available, portable hand washing and drinking water stations were acceptable short- to medium-term interventions to assure that health workers had a place to wash their hands and provide safe drinking water for medication administration. The presence of these stations in HCFs and the emphasis on patient teaching also appeared to contribute to the improvement of hand hygiene and safe drinking water behaviors among households nearest to HCFs.
The use of the water stations by health personnel was anticipated, and has been observed in other evaluations [
The modest improvements in hand washing and water handling behaviors in households located near project HCFs have been observed in other studies [
Similarly, distribution of ceramic water filters may have contributed to the low adoption of chlorine-based water treatment products at HCFs. In fact, over half of facilities at follow-up were observed to be using filters for the treatment of drinking water, while few had detectable residual chlorine in stored drinking water containers, suggesting a preference for filtration over the use of chlorine-based water treatment products. Ceramic water filters, with proper care, can last 2 or more years with no recurring costs for water treatment products [
This evaluation had several limitations. First, the long-term impact of this clinic-based intervention cannot be determined after a single 12- to 15-month observational period. However, a previous study suggested that HCFs continue to use drinking water and hand washing stations up to 4 years after installation [
In conclusion, in a region where over half of health facilities lack water supplies onsite and none had reliable 24-hour access, this simple, inexpensive intervention served an immediate need for hand washing and drinking water in HCFs in Kenya. The critical importance of access to hygiene infrastructure as the first line of defense against disease has been underscored by the risks faced by health personnel in Ebola-affected West African countries working in HCFs without hand washing stations [
We sincerely thank the staff of the Safe Water and AIDS Project for their dedication and tireless efforts to improve access to safe water, hygiene, and sanitation at rural Kenyan health care facilities.