During the 2009 H1N1 influenza epidemic, policy makers debated over whether, when, and how long to close schools. While closing schools could have reduced influenza transmission thereby preventing cases, deaths, and health care costs, it may also have incurred substantial costs from increased childcare needs and lost productivity by teachers and other school employees.
A combination of agent-based and Monte Carlo economic simulation modeling was used to determine the cost-benefit of closing schools (vs. not closing schools) for different durations (range: 1 to 8 weeks) and symptomatic case incidence triggers (range: 1 to 30) for the state of Pennsylvania during the 2009 H1N1 epidemic. Different scenarios varied the basic reproductive rate (R0) from 1.2, 1.6, to 2.0 and used case-hospitalization and case-fatality rates from the 2009 epidemic. Additional analyses determined the cost per influenza case averted of implementing school closure.
For all scenarios explored, closing schools resulted in substantially higher net costs than not closing schools. For R0 = 1.2, 1.6, and 2.0 epidemics, closing schools for 8 weeks would have resulted in median net costs of $21.0 billion (95% Range: $8.0 - $45.3 billion). The median cost per influenza case averted would have been $14,185 ($5,423 - $30,565) for R0 = 1.2, $25,253 ($9,501 - $53,461) for R0 = 1.6, and $23,483 ($8,870 - $50,926) for R0 = 2.0.
Our study suggests that closing schools during the 2009 H1N1 epidemic could have resulted in substantial costs to society as the potential costs of lost productivity and childcare could have far outweighed the cost savings in preventing influenza cases.
During the 2009 H1N1 influenza epidemic, the Centers for Disease Control and Prevention (CDC) initially considered school closure as a mitigation intervention [
Therefore, there is a need to better understand the potential trade-offs between the costs and benefits of school closure during an epidemic similar to the 2009 H1N1 influenza from the perspectives of state and local decision-makers and society. To perform a cost-benefit analysis (CBA) of school closure during the 2009 epidemic, we developed an agent-based model (ABM) of the state of Pennsylvania to simulate the spread of influenza and the effects of school closure coupled with an economic model that translated the output from the ABM into costs.
The ABM represented each individual person living in the state of Pennsylvania and was similar in design to previously described models of Allegheny County, Pennsylvania [
• synthesized households and persons,
• public and private K-12 schools, and
• workplaces including hospital and clinics.
In addition school-aged agents were linked to the schools they attend and workers were linked to their workplace of employment (see [
To account for the spectrum of potential influenza transmission characteristics and dynamics, our simulation runs explored the effects of varying the R0, which is widely used as a measure of transmissibility. Estimates of the R0 for the 2009 H1N1 epidemic ranged from 1.2 - 1.7 [
The school closure strategy modeled here is an individual school closure; implying that each school in the system is self-monitoring and closed for the specified duration when a certain in-school clinical incidence was reached (i.e. number of symptomatic cases detected in the school). In consulting with public health officials in Pennsylvania during the 2009 H1N1 pandemic, this scheme may be consistent with how school closure would be implemented in the State during an epidemic, and sensitivity analysis of other closure triggering mechanisms showed no significant change in the results. Our model varied two school closure policy parameters: the duration of closure (from 1 to 8 weeks) and the number of detected symptomatic cases that trigger a school to close (from 1 to 30 cases). These two parameters were varied independently to simulate different policy scenarios. School closure duration of 8 weeks have been shown in previous research to significantly decrease the overall attack rate [
For each scenario, the results presented are the average of 20 stochastic simulation runs, which is sufficient to obtain statistically significant results from computed confidence intervals. The simulations were all performed in parallel on the Intel Xeon based supercomputer, Axon, at the Pittsburgh Supercomputing Center and required approximately 15 minutes to complete using 20 compute cores. Hence, model outputs could be obtained very quickly in response to a crisis.
A Monte Carlo cost-benefit simulation model used the results from the ABM to estimate the cost-benefit of school closure in mitigating an influenza epidemic [
Key economic model inputs and distributions
| Description (units) | Median | Source |
|---|---|---|
| Daily Wages* | [ | |
| Working parents/caregivers | $161.69 ($41.88-$345.70) | |
| Teacher | $212.12 ($103.23- $352.62) | |
| Other educational professionals | $336.12 ($190.25- $515.81) | |
| Durations | ||
| Work hours per day | 8 | Assumption |
| Absenteeism from influenza (days)* | 3.2 (1.85- 4.75) | [ |
| Days of work missed per week of school closure | 5 | |
| Percent of infected individuals symptomatic | 50% | |
| Probabilities/Ratios* | [ | |
| Student to teacher ratio | 15 to 1 | |
| Student to other education professional ratio | 78 to 1 | |
| Demographic Inputs | [ | |
| Percentage of caretaker households affected by school closure | 71.5% | |
| Median number of persons per household under 18 | 1.9 | |
| Case Fatality Percentage (95% CI) | [ | |
| Age 0-4 | 0.004% (0.001%-0.011%) | |
| Age 5-17 | 0.002% (0.000%-0.004%) | |
| Age 18-65 | 0.010% (0.007%-0.016%) | |
| Age 66-78+ | 0.010% (0.003%-0.025%) | |
| Outpatient Visit Probability (95% CI) | [ | |
| Age 0-4 | 0.455 ± 0.098 | |
| Age 5-17 | 0.318 ± 0.061 | |
| Age 18-65 | 0.313 ± 0.014 | |
| Age 66-78+ | 0.620 ± 0.027 | |
| Case Hospitalization Probability (95% CI) | [ | |
| Age 0-4 | 0.0033 (0.0021-0.0063) | |
| Age 5-17 | 0.0011 (0.0008-0.0018) | |
| Age 18-49 | 0.0015 (0.0011-0.0025) | |
| Age 65+ | 0.0016 (0.0010-0.0030) | |
| Outpatient Visit Costs (95% CI) | ||
| Pediatric | $74.90 | [ |
| Adult | $104.77 ($69.14-$104.77) | [ |
| Elderly | $155.92 ($118.39-$193.44) | [ |
| Hospitalization Given Influenza (95% CI) | [ | |
| Age 1-17 | $5,028 ($4,592-$5,464) | |
| Age 18-49 | $6,506 ($6,071-$6,941) | |
| Age 50-64 | $7,580 ($6,865-$8,295) | |
| Age 66+ | $8,004 ($7,460-$8,548) | |
| Death Given Influenza (95% CI) | $7,129 ($5,347 - $9,296) | [ |
*All variables are gamma distributions approximated from normal distributions.
where a positive net cost meant that implementing school closure resulted in a net cost to society and a negative cost meant that implementing school closure resulted in net cost savings to society.
The cost of disease was calculated as follows:
Age-specific life expectancies were drawn from the Human Mortality Database [
The formula for computing the cost of school closure was as follows:
The number of teachers and educational professionals per school were determined from student-teacher and student-educational professional ratios. It is assumed that all teachers and educational professionals were absent when the school was closed. To determine the number of parents affected by school closure, we used the following criteria. Children between the ages of 5 and 12 were defined to be school-aged children that could not care for themselves during school closure. Dual income and single parent families with only school-aged children might have needed to miss work or arrange for care during a school closure. We accounted for families with more than one school-aged child by dividing the results by the median number of persons under the age of 18 per family in Pennsylvania.
In addition to the net cost, the cost per case averted of various school closure policies was computing using the formula:
Figures
Figure
Figure
The net cost for the various durations of school closure and R0's are shown in Figure
A potential factor to consider from the 2009 H1N1 epidemic is that the case fatality rate (CFR) was relatively low, especially compared with the estimates used in the preparedness planning for avian influenza [
Table
Cost per case averted for various school closure policies and R0's
| Closure Length (5 Case Symptomatic Incidence Trigger) | |||||
|---|---|---|---|---|---|
| R0 | 1 Week | 2 Weeks | 4 Weeks | 8 Weeks | |
| 1.2 | $33,926 | $46,934 | $45,306 | $14,185 | |
| 1.6 | $68,077 | $73,734 | $45,823 | $25,253 | |
| 2.0 | $95,602 | $65,994 | $24,963 | $23,483 | |
| Symptomatic Incidence Trigger (8 Weeks School Closure Length) | |||||
| R0 | 1 Cases | 3 Cases | 10 Cases | 20 Cases | 30 Cases |
| 1.2 | $11,260 | $14,546 | $12,055 | $11,127 | $11,690 |
| 1.6 | $47,303 | $30,858 | $19,477 | $17,269 | $18,113 |
| 2.0 | $23,867 | $22,714 | $26,069 | $29,955 | $34,530 |
The cost per case averted varied in surprising ways depending on the trigger for closure. For example, it was shown in previous work simulating school closure for Allegheny County, that increasing the number of detected symptomatic cases needed to trigger a school closure could have a positive effect in reducing the number of total infections during an epidemic [
During the 2009 H1N1 epidemic, using school closure as a sole mitigation strategy for epidemics may have been a burden to parents needing to provide childcare and miss work, as well as to teachers and other educational professionals. From our analysis, each day of school closure may have cost an estimated average of $120,000 per school in the state of Pennsylvania. The costs of school closure may have been approximately 5 to 40 times higher than the total costs from influenza without school closure mitigation, and therefore may have resulted in a net cost. Pennsylvania is a fairly representative state on which to perform modeling of school closures, having two major cities, Philadelphia and Pittsburgh, as well as a large rural area, and several smaller cities and towns. The results reported here are expected to be similar for other states and for the US as a whole.
These results indicate that school closure could have incurred a significant cost per case averted. By comparison, vaccination as an influenza epidemic mitigation strategy has been estimated to have a cost per case averted at less than $100 [
Merging large-scale epidemic models of school closure and economic models is the next logical step in understanding the relative advantages and disadvantages of school closure for epidemic mitigation. Prior studies have shown the epidemiologic benefits of school closure [
It is important to note that school closures may not have occurred in isolation. During the early part of the 2009 H1N1 epidemic, vaccines were not yet available and school closure and other non-pharmaceutical interventions may have been the only viable options. Combining different intervention strategies for mitigation (known as targeted-layered containment) and has been studied for epidemic influenza by Halloran
While our model shows net costs for any of the school closure scenarios explored, it does not include all of the factors that may be important to making the decision to close schools. Inherently the results are presented in terms of dollars and cents, and we do not purport any other judgments as to the value of mitigating epidemic influenza cases and deaths. Klaiman, Kraemer, and Stoto recently performed a search of media sources and determine that there are primarily four rationales for closing schools during an epidemic: limiting spread of the virus in the community, protecting vulnerable children, reacting to staff shortages or children kept at home because of parents' fear of infection [
So, how could state and local officials use these results in deciding whether or not to close schools in the face of influenza epidemic? Officials need to balance the benefit of reducing the spread of influenza against what could be a substantial economic burden as a result of the closure. Moreover, the results of the ABM here and in previous work modeling Allegheny County [
All computer models are simplifications of reality and cannot account for every possible factor or interaction [
If school closure had been widely used as a mitigation strategy for the 2009 H1N1 epidemic in Pennsylvania, the costs of school closure may have far outweighed the potential cost-savings from reducing the number influenza cases. As in previous studies, closing schools for at least 8 weeks is necessary to have an effective mitigation of an influenza epidemic. These findings may have applied over a wide range of R0's and school closure policies for the state of Pennsylvania given the relatively low mortality rate of 2009 H1N1 and while isolating school closure from other possible interventions that might have been combined during the epidemic. Decision makers should carefully consider the possibility of substantial costs from increased child-care needs and lost productivity by parents, teachers and other school employees before implementing school closure.
The authors declare that they have no competing interests.
STB, JHYT, RRB, ML, and BYL were responsible for conceptualizing and designing the study, conducting the experiments, analyzing the results, and drafting of the manuscript. PCC and WDW contributed to the design of the agent-based model. MAP, REV, JJG, SMM, and DSB assisted in designing the experiments and interpreting the results. All authors reviewed, contributed to, and approved the final manuscript.
The pre-publication history for this paper can be accessed here:
Supported by the National Institute of General Medical Sciences Models of Infectious Disease Agent Study (MIDAS) through grant 1U54GM088491-0109, the National Library of Medicine through grant 5R01LM009132-03, and the Centers for Disease Control and Prevention through grant 1P01TP000304-03. Its contents are solely the responsibility of the authors and do not necessarily represent the official views of the Centers for Disease Control and Prevention. The authors would like to acknowledge Dr. Joshua Epstein at Johns Hopkins University for his many helpful conversations and comments and Greg Hood and Chad Vizino of the Pittsburgh Supercomputing Center for their superb computational support.