Although anemia in preschool children is most often attributed to iron deficiency, other nutritional, infectious, and genetic contributors are rarely concurrently measured. In a population-based, cross-sectional survey of 858 children 6–35 months of age in western Kenya, we measured hemoglobin, malaria, inflammation, sickle cell, α-thalassemia, iron deficiency, vitamin A deficiency, anthropometry, and socio-demographic characteristics. Anemia (Hb < 11 g/dL) and severe anemia (Hb < 7 g/dL) prevalence ratios (PRs) for each exposure were determined using multivariable modeling. Anemia (71.8%) and severe anemia (8.4%) were common. Characteristics most strongly associated with anemia were malaria (PR: 1.7; 95% confidence interval [CI] = 1.5–1.9), iron deficiency (1.3; 1.2–1.4), and homozygous α-thalassemia (1.3; 1.1–1.4). Characteristics associated with severe anemia were malaria (10.2; 3.5–29.3), inflammation (6.7; 2.3–19.4), and stunting (1.6; 1.0–2.4). Overall 16.8% of anemia cases were associated with malaria, 8.3% with iron deficiency, and 6.1% with inflammation. Interventions should address malaria, iron deficiency, and non-malarial infections to decrease the burden of anemia in this population.
Disclaimer: The findings and conclusions in this report are those of the authors and do not necessarily represent the official position of the Centers for Disease Control and Prevention. This paper is published with the permission of the Director of the Kenya Medical Research Institute.
Anemia is a widespread public health problem, and severe anemia is a significant cause of childhood mortality.
Iron deficiency is frequently reported to be the major cause of anemia with an estimate that 50% of anemia worldwide is attributable to iron deficiency.
Difficulty demonstrating the success of iron supplementation programs in reducing anemia has led some to question their effectiveness.
The study was carried out in Nyando Division, Nyanza Province, Kenya (population 80,000). Residents were primarily of Luo ethnicity, engaged in subsistence farming, and lived in compounds consisting of a single main house surrounded by one to three additional households. In 2007, malaria parasitemia was found in 19.1% of preschool children, and stool parasites (schistosomes,
We carried out a cross-sectional, household-based cluster survey of children 6–35 months of age in August 2010 in 60 villages enrolled in the Nyando Integrated Child Health and Education (NICHE) project. NICHE evaluated the effectiveness of the promotion and sale of health products, including a micronutrient powder, Sprinkles, from 2007 to 2010. Details of NICHE are described elsewhere.
Using an updated 2010 household census that was conducted in the study area, 19 compounds were randomly selected per village. Lists of selected compounds were provided to the field team, and all children 6–35 months of age living in these compounds were eligible to participate. Written informed consent was obtained from all participating households. Children severely anemic (hemoglobin < 7.0 g/dL) or with clinical malaria (fever with positive malaria smear) were referred for treatment to the nearest hospital or clinic. Institutional review boards of the Kenya Medical Research Institute and the U.S. Centers for Disease Control and Prevention (CDC) approved the study.
There were 1,348 children assessed for eligibility and 1,079 were eligible. Among the eligible children, 882 children were enrolled, 33 refused, 124 were unavailable for enrollment, and 40 children were excluded for other reasons. An additional 24 children were excluded because of missing hemoglobin results, which led to a total of 858 children included in the final analysis. Some children did not have complete laboratory data for all measures because of inadequate blood volume; therefore, the smallest sample size for one of the multivariable models was 792.
Trained field workers used a questionnaire to obtain demographic and socioeconomic data, child feeding practices, and child morbidity in the previous 24 hours. Anthropometric measurements of height and length were made using a wooden measuring board accurate to 0.1 cm (Irwin Shorr Productions, Olney, MD). Weight was measured to the nearest 0.1 kg using a digital scale (Seca Corp, Hanover, MD). Trained fieldworkers completed the measurements using standard techniques. Capillary blood samples were collected for hemoglobin (Hb) measurements and the preparation of malaria smears. Aliquots were stored for the later measurement of iron and vitamin A status, C-reactive protein (CRP), α-1-acid glycoprotein (AGP), and genotyping for blood disorders.
Details of the laboratory analyses are described in detail elsewhere.
Ferritin was used to measure iron deficiency because it has the highest sensitivity and specificity to detect iron deficiency in those without inflammation in comparison to bone marrow biopsy.
Genotyping for HbS and the common African form of α-thalassemia caused by a 3.7-kilobase pair deletion in the α-globin gene were conducted by polymerase chain reaction (PCR) at the KEMRI-Wellcome Trust Laboratories in Kilifi, Kenya. Details of genotyping analyses are described elsewhere.
Statistical analyses were done using SAS 9.2 (SAS Institute Inc., Cary, NC) and Stata 10 (StataCorpLP, College Station, TX). To determine the prevalence and 95% confidence intervals (CIs) for characteristics thought to be related to anemia in the study population, SAS PROC SURVEYFREQ was used to account for the cluster survey design. A multivariable PR regression model was developed to determine variables that were associated with anemia and severe anemia using STATA (survey methods for generalized linear models), taking into account the cluster sample design.
We used the WHO Child Growth Standards (WHO Anthro, Geneva, Switzerland) to calculate
To assess for the characteristics that were most highly associated with anemia and have the highest prevalence in the population, anemia prevalence fractions were calculated
The adjusted PR for anemia was used in the formula for each factor that was significantly associated (
The following covariates were considered for the multivariable model to evaluate their association with anemia: low socioeconomic status, less than complete primary school maternal education, male sex, age < 24 months, maternal report of child tea consumption in the last 24 hours, maternal report of child Sprinkles consumption in the last 24 hours, heterozygous α-thalassemia, homozygous α-thalassemia, HbS, HbSS, iron deficiency, vitamin A deficiency, malaria, non-malarial inflammation, child stunting, and child wasting. Our multivariable modeling approach was informed by the hypothesized causal diagrams represented in
Important causal pathways for anemia among children 6–35 months of age, Nyando District, Kenya.
As an additional analysis, we used the exclusion approach to determine the association between iron deficiency and anemia and severe anemia in children that did not have inflammation. This approach has been used to avoid having inflammation bias the association between measures of iron deficiency and anemia.
Of the 858 children participating in the survey, 50.3% were male, and the mean age was 21.5 months (
Anemia (71.8%) and severe anemia (8.4%) were common; mean hemoglobin concentration was 9.6 g/dL (
In bivariate analysis, the following childhood characteristics were associated with anemia (
We also constructed a multivariable model to evaluate the association between iron deficiency and anemia and vitamin A deficiency and anemia by excluding children with inflammation. Similar to the correction factor approach, vitamin A deficiency was not associated with anemia and iron deficiency was associated with anemia. The anemia PR for iron deficiency using the correction factor method (PR: 1.3; 95% CI: 1.2, 1.4) was not as large as using the exclusion method (PR: 1.6; 95% CI: 1.3, 1.9).
Children with malaria were more likely (PR: 1.8; 95% CI: 1.6, 2.0) to have inflammation than those without malaria, and 88.3% of children with malaria had inflammation. In bivariate analysis, 80.5% of children with iron deficiency had anemia. In children with homozygous α-thalassemia, 83.5% had anemia, and in children with wasting 92.9% had anemia.
In bivariate analysis, the following characteristics were associated with having severe anemia (
In bivariate analysis, 14.9% of children with malaria had severe anemia. All children with severe anemia and malaria had inflammation. Among children with non-malarial inflammation, 9.3% had severe anemia. In children that did not have malaria but had severe anemia, 87% had inflammation. We also attempted to evaluate the association between vitamin A deficiency and severe anemia and iron deficiency and severe anemia by excluding children with inflammation. However, because of small sample sizes this association could not be evaluated.
To identify the characteristics that had the highest prevalence and strongest association with anemia, we calculated prevalence fractions for both anemia and severe anemia (
Anemia and severe anemia prevalence fractions for associated factors, Nyando District, Kenya.
On the basis of the WHO classification for persistent anemia in a population (40%), our findings indicate that anemia among preschool aged children in Nyando District, Kenya was a severe public health problem that was associated with many known risk factors.
The fact that malaria and iron deficiency were the characteristics that were most strongly associated with anemia was plausible for rural, western Kenya. Recurrent malaria infections and a diet deficient in iron are common in this community. However, neither condition was associated with a majority of cases of anemia, which may challenge the estimation that 50% of cases of anemia in malaria-endemic areas is caused by iron deficiency.
Severe anemia was most strongly associated with malaria, non-malarial inflammation, and stunting. Malaria is a known cause of severe anemia and as expected, was associated with a large percentage of cases.
Another possible source of inflammation that could lead to anemia is tropical enteropathy, whereby elevated inflammatory markers and blunted intestinal villi impair absorption of nutrients and cause anemia of chronic inflammation.
Stunting was also associated with a large fraction of the cases of anemia and severe anemia. Intestinal parasites can cause stunting, anemia, and severe anemia.
Sickle cell hemoglobin and sickle cell disease were not associated with anemia. Because this was a cross-sectional study that did not follow a cohort from birth, it was unknown what happened to all children in this population that were born with sickle cell disease. There is a high mortality rate among children with sickle cell disease between 1 and 3 years of age, and low hemoglobin is a risk factor for death among these children.
There are limited studies with few subjects that have evaluated the prevalence of α-thalassemia in eastern Africa and its association with anemia.
Vitamin A deficiency was not associated with anemia or severe anemia in this survey, which is inconsistent with other published findings.
The study had several limitations. First, the study was carried out in Nyando District, Kenya, and the findings are likely not representative of Kenya or sub-Saharan Africa. Second, this was a cross-sectional study, therefore causality cannot be determined. In addition, PRs, not risk ratios were measured. As a result, we were not able to calculate population attributable fractions. However, prevalence fractions are still helpful for measuring population-level associations by helping one understand both the strength of the association and how common the factor is in the population.
In conclusion, anemia is a severe public health problem in Nyando District, Kenya. Malaria and iron deficiency were most strongly associated with anemia, and non-malarial inflammation, malaria, and stunting were most strongly associated with severe anemia. Alpha-thalassemia was an important non-modifiable genetic factor that was associated with anemia and common in this population. There was no single characteristic that was associated with the majority of the cases of anemia. To implement effective public health interventions to prevent anemia in this population, one must take an integrated approach that addresses iron deficiency, as well as infections including malaria, schistosomiasis, HIV, and intestinal parasites.
We thank Alie Eleveld and the staff of the Safe Water and AIDS Project including Ronald Otieno, Steve Kola, Sitnah Hamidah Faith, Aloyce Odhiambo, Maurice Owiti, Maureen Akinyi, and Selin Chepkwemoi. They also thank Vincent Were of KEMRI/CDC Kenya for helping carry out the project, Juergen Erhardt for analyzing the samples in his laboratory, and Ami Shah for helping to compile the data. We thank the staff of the Human Genetics Laboratory at the KEMRI Centre for Geographic Research-Coast, Kilifi, for sample genotyping, including Alex Macharia, Emily Nyatichi, Metrine Tendwa, Johnstone Mkale, Adan Mohamed, Prophet Ingosi and Mary Njoroge and Gideon Nyutu, Kenneth Magua, and Ruth Mwarabu for database support. They are grateful to the communities in Nyando District, Kenya for participating in the research project.
Financial support: This work is supported in part by the National Center for Advancing Translational Sciences of the National Institutes of Health under award number UL1TR000454 and TL1TR000456, Emory University School of Medicine, the Centers for Disease Control and Prevention, and a senior fellowship from the Wellcome Trust, UK (091758).
Authors' addresses: Eric M. Foote, University of Washington School of Medicine, Seattle, WA, E-mail:
Demographic, anthropometric, and nutritional characteristics of children in Nyando District, Kenya, August 2010
| % or median (95% CI or interquartile range) | ||
|---|---|---|
| Household | ||
| No electricity (%) | 830 | 98.2 (97.0, 99.4) |
| Dung or mud walls (%) | 830 | 95.1 (92.6, 97.5) |
| SES quintiles | 830 | |
| 1 (poorest) (%) | 16.6 (12.7, 20.5) | |
| 2 | 22.9 (19.7, 26.1) | |
| 3 | 26.0 (22.2, 29.8) | |
| 4 | 16.5 (13.5, 19.5) | |
| 5 (wealthiest) | 18.0 (14.3, 21.6) | |
| Mothers | ||
| Age in years (interquartile range) | 838 | 25.0 (21.0, 30.0) |
| Less than complete primary | 833 | 47.5 (43.0, 52.1) |
| School education (%) | ||
| Children | ||
| Male (%) | 858 | 50.3 (46.9, 53.8) |
| Age in months (interquartile range) | 858 | 23.0 (14.0, 28.0) |
| Ever breastfed (%) | 824 | 91.0 (87.9, 94.1) |
| Currently breastfeeding (%) | 762 | 54.7 (50.8, 58.6) |
| Consumed tea in last 24 hours (%) | 829 | 83.1 (80.0, 86.3) |
| Used Sprinkles in last 24 hours (%) | 823 | 11.1 (8.2, 13.9) |
| Observed insecticide-treated net in use (%) | 829 | 92.3 (90.0, 94.5) |
| Hemoglobin (g/dL) | 858 | 9.8 (9.3, 11.1) |
| Anemia (Hb < 11.0 g/dL) (%) | 858 | 71.8 (68.2, 75.3) |
| Severe anemia (Hb < 7.0 g/dL) (%) | 858 | 8.4 (6.4, 10.4) |
| α-globlin genotype | 823 | |
| Normal (αα/αα) (%) | 51.9 (48.3, 55.5) | |
| Heterozygous α-thalassemia (−α/αα) (%) | 38.5 (35.3, 41.7) | |
| Homozygous α-thalassemia (−α/−α) (%) | 9.6 (7.6, 11.6) | |
| HbS genotype | 854 | |
| Normal (%) | 81.3 (78.3, 84.3) | |
| HbS (%) | 17.1 (14.3, 19.9) | |
| HbSS (%) | 1.6 (0.8, 2.5) | |
| Low ferritin (< 12 μg/L) (%) | 847 | 19.1 (15.8, 22.5) |
| Iron deficiency (correction factor method) | 847 | 34.6 (31.3, 37.9) |
| Iron deficiency (exclusion method) | 322 | 35.1 (29.5, 40.6) |
| Low RBP (RBP < 0.7 μg/L)(%) | 847 | 30.9 (27.0, 34.8) |
| Vitamin A deficiency (correction factor method) | 847 | 16.3 (13.6, 19.0) |
| Vitamin A deficiency (exclusion method) | 322 | 12.7 (8.6, 16.9) |
| Malaria parasitemia (%) | 850 | 32.5 (28.4, 36.6) |
| Fever in the last 24 hours (%) | 855 | 27.1 (23.3, 31.0) |
| Elevated CRP (CRP > 5 mg/L) (%) | 847 | 34.1 (29.6, 38.6) |
| Elevated AGP (AGP > 1 g/L) (%) | 847 | 60.8 (56.1, 65.5) |
| Any Inflammation | 847 | 62.0 (57.3, 66.7) |
| Non-malarial inflammation | 845 | 33.0 (28.5, 37.5) |
| Stunted (HAZ < −2) (%) | 850 | 29.6 (26.5, 32.8) |
| Wasted (WHZ < −2) (%) | 850 | 3.3 (1.8, 4.8) |
Values are percent or median with 95% confidence intervals (CI) or interquartile range in parenthesis.
Abbreviations: SES = socioeconomic status; HbS = sickle cell trait; HbSS = sickle cell disease; RBP = retinol binding protein; CRP = C-reactive protein; AGP= alpha-1-acid-glycoprotein; HAZ = height-for-age z-score; WHZ = weight-for-height or length
Households were categorized into quintiles of relative SES based on household assets using a principal component analysis
Iron deficiency defined as ferritin < 12 μg/L. Ferritin values were adjusted for the presence of inflammation using the following correction factors: correction factor for early inflammation, 0.71; correction factor for early convalescent inflammation, 0.21; correction factor for late convalescent inflammation, 0.50.
Iron deficiency defined as ferritin < 12 μg/L excluding children with inflammation.
Vitamin A deficiency defined as RBP < 0.7 μg/L. RBP values were adjusted for the presence of inflammation using the following correction factors: correction factor for early inflammation, 1.14; correction factor for early convalescent inflammation, 1.49; correction factor for late convalescent inflammation, 1.09.
Vitamin A deficiency defined as RBP < 0.7 μg/L excluding children with inflammation.
Any inflammation was defined as any child with CRP > 5 mg/L or AGP > 1 g/L.
Non-malarial inflammation was defined as CRP > 5 mg/L or AGP > 1 g/L in children without malaria.
Characteristics associated with anemia in children 6–35 months of age in Nyando District, Kenya, August 2010
| Characteristic | Anemia (%) | Unadjusted PR (95% CI) | Adjusted PR | |
|---|---|---|---|---|
| SES | ||||
| Quintile 1 (poor) | 80.4 | 1.2 (1.0, 1.3) | – | – |
| Quintiles 2–5 | 69.9 | |||
| Maternal education | ||||
| < Complete primary school | 75.0 | 1.1 (1.0, 1.2) | – | – |
| ≥ Primary school | 68.2 | |||
| Sex | ||||
| Male | 76.2 | 1.1 (1.0, 1.2) | 1.1 (1.0, 1.2) | 0.020 |
| Female | 67.4 | |||
| Age | ||||
| < 24 months | 75.8 | 1.1 (1.0, 1.2) | 1.2 (1.1, 1.3) | < 0.001 |
| ≥ 24 months | 67.0 | |||
| Consumed tea in last 24 hr | ||||
| Yes | 71.4 | 1.0 (0.9, 1.1) | – | – |
| No | 73.6 | |||
| Consumed Sprinkles in last 24 hr | ||||
| Yes | 68.1 | 0.9 (0.8, 1.1) | – | – |
| No | 72.3 | |||
| α-globlin genotype | ||||
| Normal (αα/αα) | 66.7 | Reference | ||
| Heterozygous | 75.7 | 1.1 (1.0, 1.3) | 1.1 (1.0, 1.3) | 0.006 |
| α-thalassemia (−α/αα) | ||||
| Homozygous | 83.5 | 1.3 (1.1, 1.4) | 1.3 (1.1, 1.4) | < 0.001 |
| α-thalassemia (−α/−α) | ||||
| Hemoglobin type | ||||
| Normal | 72.5 | Reference | ||
| HbS | 69.2 | 1.0 (0.8, 1.1) | – | – |
| HbSS | 71.4 | 1.0 (0.7, 1.4) | – | – |
| Iron deficiency | – | |||
| Yes | 80.5 | 1.2 (1.1, 1.3) | 1.3 (1.2, 1.4) | < 0.001 |
| No | 67.0 | |||
| Vitamin A deficiency | ||||
| Yes | 75.4 | 1.1 (0.9, 1.2) | – | – |
| No | 70.9 | |||
| Malaria parasitemia | ||||
| Yes | 90.6 | 1.4 (1.3, 1.6) | 1.7 (1.5, 1.9) | < 0.001 |
| No | 62.9 | |||
| Non-malarial inflammation | ||||
| Yes | 71.0 | 1.0 (0.9, 1.1) | 1.2 (1.1, 1.4) | 0.003 |
| No | 72.1 | – | – | |
| Stunted | ||||
| Yes | 79.8 | 1.2 (1.1, 1.3) | 1.1 (1.0, 1.2) | 0.017 |
| No | 68.5 | |||
| Wasted | ||||
| Yes | 92.9 | 1.3 (1.1, 1.5) | 1.2 (1.1, 1.4) | 0.008 |
| No | 71.2 | |||
Adjusted anemia prevalence ratio (PR) is presented for a multivariable generalized linear model that accounted for cluster study design. Only significant factors (
Iron deficiency was defined as ferritin < 12 μg/L. Ferritin values were adjusted lower in the presence of inflammation using correction factors.
Vitamin A deficiency was defined as RBP < 0.7 μg/L. RB
Non-malarial inflammation was defined as CRP > 5 mg/L or AGP > 1 g/L in children without malaria.
CI = confidence interval; SES = socioeconomic status; HbS = sickle cell trait; HbSS = sickle cell disease.
Characteristics associated with severe anemia in children 6–35 months of age in Nyando District, Kenya, August 2010
| Characteristic | Severe anemia (%) | Unadjusted PR (95% CI) | Adjusted PR | |
|---|---|---|---|---|
| SES | ||||
| Quintile 1 (poor) | 10.1 | 1.3 (0.7, 2.3) | – | – |
| Quintiles 2–5 | 7.8 | |||
| Maternal education | ||||
| < Complete primary school | 9.1 | 1.2 (0.7, 2.1) | – | – |
| ≥ Primary school | 7.3 | |||
| Sex | ||||
| Male | 9.3 | 1.2 (0.8, 2.0) | – | – |
| Female | 7.5 | |||
| Age | ||||
| < 24 months | 7.6 | 0.8 (0.5, 1.4) | – | – |
| ≥ 24 months | 9.4 | |||
| Consumed tea in last 24 hr | ||||
| Yes | 8.7 | 1.7 (0.8, 3.7) | – | – |
| No | 5.0 | |||
| Consumed Sprinkles in last 24 hr | ||||
| Yes | 6.6 | 0.8 (0.4, 1.7) | – | – |
| No | 8.3 | |||
| α-globlin genotype | ||||
| Normal (αα/αα) | 7.3 | Reference | – | – |
| Heterozygous | 9.5 | 1.3 (0.7, 2.3) | – | – |
| α-thalassemia (−α/αα) | ||||
| Homozygous | 11.4 | 1.6 (0.7, 3.4) | – | – |
| α-thalassemia (−α/-α) | ||||
| Hemoglobin type | ||||
| Normal | 8.6 | Reference | ||
| HbS | 6.8 | 0.8 (0.4, 1.5) | – | – |
| HbSS | 14.3 | 1.7 (0.5, 5.7) | – | – |
| Iron deficiency | ||||
| Yes | 6.8 | 0.7 (0.4, 1.3) | – | – |
| No | 9.4 | |||
| Vitamin A deficiency | ||||
| Yes | 11.6 | 1.5 (0.9, 2.4) | – | – |
| No | 7.9 | |||
| Malaria parasitemia | ||||
| Yes | 14.9 | 2.8 (1.8, 4.6) | 10.2 (3.5, 29.3) | < 0.001 |
| No | 5.2 | |||
| Non-malarial inflammation | ||||
| Yes | 9.3 | 1.2 (0.7, 1.9) | 6.7 (2.3, 19.4) | 0.001 |
| No | 8.0 | |||
| Stunted | ||||
| Yes | 12.3 | 1.8 (1.2, 2.7) | 1.6 (1.0, 2.4) | 0.032 |
| No | 6.9 | |||
| Wasted | ||||
| Yes | 17.9 | 2.2 (0.9, 5.1) | – | – |
| No | 8.2 | |||
Adjusted severe anemia prevalence ratio (PR) is presented from a multivariable generalized linear model that accounted for cluster study design. Only significant factors (
Iron deficiency was defined as ferritin < 12 μg/L. Ferritin values were adjusted lower in the presence of inflammation using correction factors.
Vitamin A deficiency was defined as RBP < 0.7 μg/L. RB
Non-malarial inflammation was defined as CRP > 5 mg/L or AGP > 1 g/L in children without malaria.
CI = confidence interval; SES = socioeconomic status; HbS = sickle cell trait; HbSS = sickle cell disease.