The authors have declared that no competing interests exist.
Conceived and designed the experiments: BKC MD KG DK PJL EAO KYW. Performed the experiments: BKC NKB WRB AMD MES PUF KG MGdP LMH DK RMF UJM RN IOO AP RUR DS MAS SS PES TS FT KYW. Analyzed the data: BKC MD NKB WRB AMD MGdP LMH UJM RN IOO DS SS TS FT GJW KYW. Contributed reagents/materials/analysis tools: AP NP MT. Wrote the paper: BKC MD EAO.
Lymphatic filariasis (LF) is targeted for global elimination through treatment of entire at-risk populations with repeated annual mass drug administration (MDA). Essential for program success is defining and confirming the appropriate endpoint for MDA when transmission is presumed to have reached a level low enough that it cannot be sustained even in the absence of drug intervention. Guidelines advanced by WHO call for a transmission assessment survey (TAS) to determine if MDA can be stopped within an LF evaluation unit (EU) after at least five effective rounds of annual treatment. To test the value and practicality of these guidelines, a multicenter operational research trial was undertaken in 11 countries covering various geographic and epidemiological settings.
The TAS was conducted twice in each EU with TAS-1 and TAS-2 approximately 24 months apart. Lot quality assurance sampling (LQAS) formed the basis of the TAS survey design but specific EU characteristics defined the survey site (school or community), eligible population (6–7 year olds or 1st–2nd graders), survey type (systematic or cluster-sampling), target sample size, and critical cutoff (a statistically powered threshold below which transmission is expected to be no longer sustainable). The primary diagnostic tools were the immunochromatographic (ICT) test for
In 10 of 11 EUs, the number of TAS-1 positive cases was below the critical cutoff, indicating that MDA could be stopped. The same results were found in the follow-up TAS-2, therefore, confirming the previous decision outcome. Sample sizes were highly sex and age-representative and closely matched the target value after factoring in estimates of non-participation. The TAS was determined to be a practical and effective evaluation tool for stopping MDA although its validity for longer-term post-MDA surveillance requires further investigation.
Lymphatic filariasis (LF) is targeted for global elimination through a strategy of repeated annual mass drug administration (MDA) to entire at-risk populations. A transmission assessment survey (TAS) is designed to evaluate whether transmission of LF is presumed to have reached a level low enough that it cannot be sustained in the absence of drug intervention and, therefore, MDA can be stopped. This multicenter operational research trial examines the value and practicality of the TAS guidelines through its implementation in 11 countries of diverse geographical and epidemiologic profiles. The field experiences support the TAS survey design methodology with particular respect to school and cluster-based sampling strategies. We found that sample sizes were age and sex representative and met the target values after factoring in estimates of non-participation rates. In 10 of 11 countries, the TAS found the number of positive cases in the evaluation unit to be no more than the statistically powered critical threshold. These results were corroborated in a follow-up TAS approximately 24 months later. We conclude the TAS is a valuable and effective tool for stopping MDA but its utility for longer-term post-MDA surveillance needs further empirical evidence and may be best supported with complementary tools and methods.
Lymphatic filariasis (LF) is a mosquito-borne parasitic disease endemic to 73 countries worldwide. An estimated 1.4 billion people are said to be at-risk of LF disease with approximately 120 million infected and 40 million suffering from the crippling and stigmatizing clinical manifestations of the disease, especially lymphoedema and hydrocele
The primary focus for control and elimination of LF is the interruption of disease transmission through treatment of the entire at-risk population with repeated annual mass drug administration (MDA) using a single-dose combination of albendazole with either diethylcarbamazine (DEC) or ivermectin
Essential to the Global Programme's success in combating LF is the important challenge of defining and confirming endpoints for MDA when disease transmission is presumed to have reached a level low enough that it cannot be sustained even in the absence of drug intervention. Given the biology and parasitic life cycle of LF, this threshold of infection is most likely to be reached following 4–6 annual MDA rounds with effective population coverage and a resulting microfilaria (mf) prevalence rate <1% (or Circulating Filarial Antigen [CFA] prevalence <2%)
The present study was a multi-country operational research assessment of the TAS protocol, specifically aimed at evaluating the assumptions and accuracy of the TAS sampling strategy, as well as identifying best practices for TAS implementation. Results are informative for refining TAS methodologies and improving standard procedures going forward. Indeed, several of the preliminary results captured in this study were used by WHO to inform its development of the updated GPELF monitoring and evaluation guidelines
Ethical approval was obtained for each participating country through the following review boards and institutions: Centers for Disease Control and Prevention Institutional Review Board (American Samoa), Comité d'ethique pour la Recherche en Santé du Ministère de la Santé (Burkina Faso), Consejo Nacional de Bioética en Salud (Dominican Republic), Noguchi Memorial Institute for Medical Research Institutional Review Board (Ghana), University of Indonesia Committee of the Medical Research Ethics (Indonesia), Ministry of Health Research and Ethics Committee (Malaysia), National Center for Disease Prevention and Control (Philippines), Ministry of Health (Sri Lanka), National Institute For Medical Research Clearance Committee (Tanzania), Comité Bioéthique de Recherche en Santé du Ministère de la Santé (Togo), Government of the Republic of Vanuatu Public Health Services (Vanuatu).
Informed assent was required from all sampled children in addition to written or oral consent from their parent or guardian. Oral consent was marked as part of the electronic record, witnessed by a teacher or other family member, and only used where allowed by the local ethical review board and not as a replacement for those countries requiring written consent (American Samoa, Malaysia, and Togo). Only data remaining in the country was identifiable; those electronically sent to the Task Force for Global Health were de-identified at the point of transmission. Positive children by any diagnostic test were treated with the appropriate medicines either during or immediately following the study. In Malaysia, however, only mf positive children were treated after the first TAS while all Brugia Rapid and mf positives were treated after the second TAS.
For this study, eleven countries – American Samoa, Burkina Faso, Dominican Republic, Ghana, Indonesia, Malaysia, Philippines, Sri Lanka, Tanzania, Togo, and Vanuatu – took part in implementing and evaluating the TAS according to standard operating procedures (SOP) and guidelines
Within each country, TAS was carried out in a newly defined evaluation unit (EU) that was based on LF IUs used for MDA and follow-up assessments. An EU may consist of part of an IU, a whole IU, or a combination of multiple IUs that typically have contiguous borders and share similar epidemiologic profiles
| TAS-1 Category | Country | TAS-1 Date | EU name | # of IUs in EU | # of MDAs | Last effective MDA | Total population | Area (km2) | Parasite species | Primary vector |
| Burkina Faso | Dec-2009 | Dafra-KV-Lena | 3 | 7 | 2009 | 430,647 | 4,869 | |||
| Dominican Republic | Oct-2009 | Southwest Focus | 3 | 6 | 2008 | 158,672 | 1,882 | |||
| Ghana | Jan-2010 | AES-Agona | 2 | 8–9 | 2009 | 388,424 | 1,355 | |||
| Indonesia | Nov-2009 | Alor | 1 | 6 | 2007 | 178,964 | 3,012 | |||
| Malaysia | Apr-2010 | Sabah | 9 | 5 | 2008 | 98,697 | 11,779 | |||
| Tanzania | Nov-2009 | Tandahimba | 1 | 5 | 2007 | 240,121 | 2,260 | |||
| American Samoa | Feb-2011 | Tutuila | 1 | 8 | 2009 | 65,000 | 151 | |||
| Philippines | Oct-2009 | Sorsogon | 1 | 7 | 2007 | 681,840 | 2,188 | |||
| Sri Lanka | Jan-2010 | Dehiwala | <1 | 5 | 2006 | 230,518 | 22 | |||
| Togo | Dec-2009 | Kozah | 1 | 6 | 2008 | 229,798 | 1,103 | |||
| Vanuatu | Feb-2010 | Penama | 1 | 5 | 2004 | 26,646 | 1,305 |
The TAS survey design depends upon factors such as the net primary school enrolment rate in each EU, the target population size, number of schools, vector type and parasite species to determine the required survey site, target population, survey type, sample size, critical cutoff, and diagnostic tool– all of which are described below and summarized in
| Country | EU name | Survey site | Target population | Survey sample type | Target sample size | Critical cutoff | Primary Diagnostic tool |
| American Samoa | Tutuila | School | 1st–2nd graders | Systematic | 1,042 | 6 | ICT |
| Burkina Faso | Dafra-KV-Lena | Community | 6–7 year olds | Cluster | 1,556 | 18 | ICT |
| Dominican Republic | Southwest Focus | Community | 6–7 year olds | Cluster | 1,532 | 18 | ICT |
| Ghana | AES-Agona | School | 1st–2nd graders | Cluster | 1,556 | 18 | ICT |
| Indonesia | Alor | School | 1st–2nd graders | Cluster | 1,548 | 18 | PanLF, ICT (TAS-1) Brugia Rapid, ICT (TAS-2) |
| Malaysia | Sabah | School | 1st–2nd graders | Cluster | 1,368 | 16 | PanLF (TAS-1) Brugia Rapid (TAS-2) |
| Philippines | Sorsogon | School | 1st–2nd graders | Cluster | 1,552 | 18 | ICT |
| Sri Lanka | Dehiwala | School | 1st–2nd graders | Systematic | 684 | 8 | ICT |
| Tanzania | Tandahimba | Community | 6–7 year olds | Cluster | 1,540 | 18 | ICT |
| Togo | Kozah | School | 1st–2nd graders | Cluster | 1,548 | 18 | ICT |
| Vanuatu | Penama | School | 1st graders | Census | 933 | .02N | ICT |
The critical cutoff in Vanuatu can be calculated exactly as .02N because the TAS was a census without random sampling error.
School surveys were conducted in American Samoa, Ghana, Indonesia, Malaysia, Philippines, Sri Lanka, Togo, and Vanuatu, where net primary enrolment rates in the EU were ≥75%. In Burkina Faso and Tanzania where EU primary enrolment were <75%, community-based surveys were implemented using census enumeration areas (EA) and hamlets as the primary sampling units (i.e. clusters). Although school enrolment was ≥75% in the Dominican Republic, community-based surveys have commonly been used for LF evaluation here and were therefore preferred for the TAS with villages as the primary sampling unit. In this publication, the term EA will be used universally to designate primary sampling units for a TAS using community-based surveys.
Children 6–7 years old represent the target age group for TAS because they have lived most or all their lives during MDA and, therefore, positive filarial serology would be more indicative of
For each country, it was determined whether a
The survey type, target population size, and LF vector in the EU determined the target sample size for each country. All else being equal, TAS sample sizes were larger in EUs where cluster surveys were required. The TAS assumes a cluster survey design effect of 1.5 if the target population is <2400 (<5000 for
The selection of clusters was done by systematic sampling without regard to school or EA size. Schools or EAs were listed in order of proximity from a central point to ensure a geographically representative sample across the entire EU. A random starting site was selected by SSB, based on a random number chosen between one and the sampling interval, and the calculated sampling interval then applied to determine the remaining survey sites. If the target sample size was not met after all clusters were surveyed, an additional set of at least 5 clusters was randomly selected from the remaining pool without replacement.
The same systematic sampling approach was used in cluster-sample surveys to select children within each school or EA in Burkina Faso, Ghana, Indonesia, Malaysia, and Togo, where average cluster size was large enough that only a fraction of eligible children were needed at each site to reach the required sample size.
The TAS critical cutoff value represents the threshold of infection prevalence below which transmission is expected to be no longer sustainable, even in the absence of MDA. TAS estimates the EU's relationship to this threshold by the number of serologic antigen- or antibody-positive cases. If the total number of positive cases is at or below the critical cutoff, the EU ‘passes’ the survey and the decision to stop MDA can be made. If the total number of positive cases is above the critical cutoff, MDA should continue in the EU for at least two more rounds
TAS sample sizes and critical cutoff values are powered so that the EU has at least a 75% chance of passing if the true antigen or antibody prevalence is half the threshold level (2% for
Following a comprehensive multicenter study evaluating potential diagnostic tools
For TAS-1, positive ICT tests were immediately followed up with a second confirmatory ICT test. If the second test was also positive, the child was considered positive; however, if the second test was negative, the child was considered negative. Because of satisfactory reproducibility results in TAS-1, the repeat of positive ICT tests was dropped in TAS-2.
For TAS-1, the PanLF test was used in
With the EU in Indonesia endemic for both
Positive ICT or PanLF or Brugia Rapid children were followed up with mf testing. The three-line blood smear technique was conducted in TAS-1 and TAS-2 in local in-country laboratories
For TAS-1, survey data were collected on personal digital assistants (PDA) (Hewlett Packard iPAQ 211) using the Electronic Data Gathering and Evaluation (EDGE) system designed at the Task Force for Global Health (Decatur, USA)
For TAS-2, identical survey data were collected but on mobile smartphones (Motorola Milestone XT720) through a modified version of the
Each country used 3–5 field teams consisting of at least three persons each: a data collector, phlebotomist, and supply manager. All team members and supporting staff were trained on the study SOPs and electronic data collection tools by external consultants.
For school surveys, field teams were assisted by teachers who provided official class registers and identified all survey-eligible children for enumeration and selection according to the SSB randomized number lists. For each selected child, demographic data (i.e. name, sex, age) were recorded and blood collected (at least 100 µl for ICT, 60 µl for PanLF, and 35 µl Brugia Rapid tests) via finger prick into an EDTA-coated tube
For community-based surveys, a household selection process was required in the selected EAs. With the assistance of local officials and sketch maps, field teams identified a route through the EA passing and enumerating each house. All houses corresponding to the SSB randomized number lists were selected and all 6–7 year olds residing at the chosen households were surveyed with the requisite blood collected in anticoagulant tubes. One exception to this procedure occurred in Tanzania where instead of going house to house, hamlet leaders organized all 6–7 year olds at a central location in advance of the survey team's arrival for selection and sampling. The small population and area of the hamlets, in addition to accurate updated registries and strong working relations between health staff and hamlet leaders, permitted this strategy and mitigated concerns about potential selection bias. In contrast, this approach was not operationally feasible in Burkina Faso because of larger EA sizes including peri-urban areas, as well as sampling intervals >1 so household enumeration was necessary.
Following specimen collection, all blood-filled tubes were stored and transported via cold-chain to a nearby laboratory base to process and record ICT (or PanLF, Brugia Rapid) test results. Children testing positive were identified using the EDGE/ODK systems and individually followed up at night during peak mf hours to collect an additional blood sample for mf testing (10pm–2am except in American Samoa where
The number of children absent on the survey date was recorded for all surveys. For community surveys, field teams made at least one revisit to the absent child's house before recording an official absence. The number of selected children without consent or refusing to participate was also captured in addition to invalid and incomplete tests due to malfunction or insufficient blood. Together, these absentees, refusals, and individuals with test errors were designated as TAS
All transmitted data were compiled into a central database at the Task Force for Global Health and exported into Microsoft Excel spreadsheets for final cleaning and approval by the collaborating principal investigators. Statistical analysis was done by importing the clean datasets into SAS v9.3 (SAS Institute). Summary statistics of test results and univariate analyses with regard to age, sex, and location were performed using the PROC UNIVARIATE function. Design effect calculations were conducted using the PROC SURVEYFREQ function.
| ICT (Ag) | Blood smear (mf) | PCR (mf) | ||||
| Country | Critical cutoff value | TAS-1 positive | TAS-2 positive | TAS-1 positive | TAS-2 positive | TAS-1 positive |
| Am. Samoa | 6 | 2/949 | n/a | 0/2 (0.0%) | n/a | 0/2 (0.0%) |
| Burkina Faso | 18 | 13/1571 | 5/1591 | 2/13 (15.4%) | 0/5 (0.0%) | 5/13 (38.5%) |
| Dom. Rep. | 18 | 0/1609 | 3/1558 | - | 1/3 (33.3%) | - |
| Ghana | 18 | 2/1557 | 0/1514 | 0/2 (0.0%) | - | 0/2 (0.0%) |
| Indonesia | 18 | 6/1312 | n/a | 0/6 (0.0%) | n/a | 0/6 (0.0%) |
| Philippines | 18 | 2/1599 | 1/1656 | 0/2 (0.0%) | 0/1 (0.0%) | 0/2 (0.0%) |
| Sri Lanka | 8 | 0/679 | 1/698 | - | 0/1 (0.0%) | - |
| Togo | 18 | 2/1571 | 0/1550 | 1/2 (50.0%) | - | 1/2 (50.0%) |
| Tanzania | 18 | 10/1561 | 9/1588 | 1/10 (10.0%) | 0/9 (0.0%) | 1/9 (11.1%) |
| Vanuatu | 18, 19 | 0/933 | 2/954 | - | 0/2 (0.0%) | - |
% of total survey population.
% of ICT+ individuals; some individuals could not be retraced for mf testing.
Systematic sampling was used in American Samoa and Sri Lanka.
Indonesia EU of Alor+Pantar islands is endemic for both
Census critical cutoff value is equal to .02N for EUs with
| PanLF or Brugia Rapid (Ab) | Blood smear (mf) | PCR (mf) | ||||
| Country | Critical cutoff value | TAS-1 (PanLF) positive | TAS-2 (Brugia Rapid) positive | TAS-1 positive | TAS-2 positive | TAS-1 positive |
| Indonesia | 18 | 12/1353 | 14/1622 | 0/12 (0.0%) | 1/14 (7.1%) | 0/12 (0.0%) |
| Malaysia | 16 | 90/1429 | 73/1684 | 31/87 (35.6%) | 15/73 (20.5%) | 46/86 (53.4%) |
% of total survey population.
% of PanLF(+) or Brugia Rapid(+) individuals; some individuals could not be retraced for mf testing.
Indonesia EU of Alor and Pantar islands is endemic for both
The proportions of male and female children sampled were very even across all school and community-based surveys in both TAS-1 and TAS-2 (
| Sex | School TAS (16 surveys) | Community-based TAS (6 surveys) | Total (22 surveys) |
| Male | 9,894 (50.2%) | 4,752 (50.1%) | 14,646 (50.2%) |
| Female | 9,798 (49.8%) | 4,725 (49.9%) | 14,523 (49.8%) |
| Total |
57 records were missing sex identification data.
The target age group for TAS is 6 and 7 year old children, approximated by 1st and 2nd graders in school surveys. In
| Age (years) | n (% of total) | ICT+ (% of age) | n (% of total) | PanLF or Brugia Rapid+ (% of age) |
| <6 | 694 (4.7%) | 0 (0.0%) | 160 (2.6%) | 2 (1.3%) |
| 6–7 | 12,479 (83.7%) | 11 (0.1%) | 2,713 (44.5%) | 79 (2.9%) |
| 8–10 | 1,689 (11.3%) | 6 (0.4%) | 3,213 (52.8%) | 108 (3.4%) |
| >10 | 37 (0.3%) | 0 (0.0%) | 2 (0.1%) | 0 (0.0%) |
| Total | ||||
Includes TAS-1 ICT tests for Indonesia.
73 records were missing age data (including 1 ICT+).
| Country | Survey | Target sample | Actual sample | % difference | Original clusters selected | Extra clusters needed |
| Am. Samoa | TAS-1 | 1,042 | 949 | −8.9% | 26 | - |
| TAS-2 | - | - | - | - | - | |
| Burkina Faso | TAS-1 | 1,556 | 1,571 | 1.0% | 30 | 1 |
| TAS-2 | 1,556 | 1,591 | 2.2% | 30 | 8 | |
| Dom. Rep. | TAS-1 | 1,532 | 1,609 | 5.0% | 30 | 8 |
| TAS-2 | 1,532 | 1,558 | 1.7% | 40 | 0 | |
| Ghana | TAS-1 | 1,556 | 1,557 | 0.1% | 30 | 10 |
| TAS-2 | 1,556 | 1,514 | −2.7% | 30 | 2 | |
| Indonesia | TAS-1 | 1,548 | 1,353 | −12.6% | 30 | 13 |
| TAS-2 | 1,548 | 1,622 | 4.8% | 30 | 0 | |
| Malaysia | TAS-1 | 1,368 | 1,429 | 4.5% | 30 | 2 |
| TAS-2 | 1,368 | 1,684 | 23.1% | 33 | 0 | |
| Philippines | TAS-1 | 1,552 | 1,599 | 3.0% | 35 | 10 |
| TAS-2 | 1,552 | 1,656 | 6.7% | 35 | 0 | |
| Sri Lanka | TAS-1 | 684 | 679 | −0.7% | 35 | - |
| TAS-2 | 684 | 698 | 2.0% | 32 | 0 | |
| Togo | TAS-1 | 1,548 | 1,571 | 1.5% | 30 | 1 |
| TAS-2 | 1,540 | 1,550 | 0.6% | 39 | 0 | |
| Tanzania | TAS-1 | 1,540 | 1,561 | 1.4% | 51 | 18 |
| TAS-2 | 1,540 | 1,588 | 3.1% | 70 | 0 | |
| Vanuatu | TAS-1 | 933 | 933 | 0.0% | 63 | 0 |
| TAS-2 | 954 | 954 | 0.0% | 63 | 0 | |
Excluding invalid tests and specimens unable to be tested.
Systematic sampling; all eligible primary sampling units surveyed.
| Absent, refused, or no consent | Invalid test or Unable to be tested | ||||
| Country | Survey site | TAS-1 | TAS-2 | TAS-1 | TAS-2 |
| Am. Samoa | School | - | - | 16.0% | - |
| Burkina Faso | Community | - | 7.5% | 0.9% | 0.3% |
| Dom. Rep. | Community | 12.6% | 7.2% | 0.6% | 0.1% |
| Ghana | School | 15.0% | 15.0% | 0.1% | 2.9% |
| Indonesia | School | 20.0% | 10.0% | 18.3% | 9.5% |
| Malaysia | School | 22.9% | 20.4% | 0.3% | 0.5% |
| Philippines | School | 4.0% | 3.0% | 4.0% | 1.3% |
| Sri Lanka | School | - | 9.3% | 0.0% | 1.4% |
| Togo | School | 12.0% | 8.0% | 0.0% | 0.0% |
| Tanzania | Community | 14.7% | 5.7% | 0.6% | 1.1% |
| Vanuatu | School | 10.7% | 15.7% | 0.0% | 0.0% |
| Total | |||||
Design effects for TAS-1 and TAS-2 cluster surveys are listed in
| Country | TAS-1 | TAS-2 |
| Burkina Faso | 1.3 | 0.8 |
| Dom. Rep. | - | 1.6 |
| Ghana | 2.0 | - |
| Indonesia | 2.5 | 2.2 |
| Malaysia | 7.9 | 7.0 |
| Philippines | 1.0 | 1.0 |
| Togo | 0.9 | - |
| Tanzania | 1.1 | 1.1 |
The overall average number of field days required for TAS was 26 in TAS-1 (range: 9–60) and 27 for TAS-2 (range: 12–50), using an average number of 4 field teams (range: 3–6) with 3–4 persons per team (
| Survey site | Country | Field days TAS-1 | Field days TAS-2 | Field teams TAS-1 and TAS-2 |
| School | Am. Samoa | 9 | - | 6 |
| Ghana | 20 | 18 | 4 | |
| Indonesia | 35 | 18 | 6 | |
| Malaysia | 18 | 18 | 5 | |
| Philippines | 60 | 50 | 3 | |
| Sri Lanka | 26 | 32 | 3 | |
| Togo | 14 | 12 | 3 | |
| Vanuatu | 25 | 25 | 4 | |
| Community | Burkina Faso | 19 | 18 | 3 |
| Dom. Rep. | 57 | 42 | 3 | |
| Tanzania | 22 | 19 | 3 | |
| All sites |
The mean and median TAS costs in this operational research study were $25,500 and $24,900 with the largest proportion of costs allocated to personnel (33%) and transportation (24%) (
| Survey site | Low | High | Mean | Median |
| School (n = 8) | $16,200 | $36,900 | $24,900 | $23,800 |
| Community (n = 3) | $17,500 | $36,800 | $26,800 | $26,000 |
| Total (n = 11) |
| Description | % of total costs |
| Personnel (per diems) | 33% |
| Transportation (fuel, vehicle hire) | 24% |
| Diagnostic tests (procurement, shipment, customs) | 15% |
| Consumable supplies (e.g. lancets, EDTA tubes) | 14% |
| Communication (e.g. printing, mobile phone data) | 3% |
| Other (e.g. training, consultants, sensitization, specimen shipment) | 11% |
| Total |
LF elimination programs require a standardized methodology that is statistically robust and programmatically feasible in order to assure confidence in making stop-MDA and post-MDA surveillance decisions. In this regard, Transmission Assessment Surveys offer a more pragmatic approach than previous WHO guidelines and with 22 implementations of the TAS in 11 countries, this operational research study provides the first report of a large-scale rollout of the TAS at a programmatic level. Indeed, these field experiences in multiple geographic and epidemiological settings have offered a prime opportunity to evaluate the TAS protocol critically and identify both best practices for future implementation and important remaining research gaps.
Consistent results were seen across TAS-1 and TAS-2. In the 10 EUs that passed TAS-1, the recommended decision to stop MDA was validated in TAS-2, as no resurgence of infection was observed above the critical cutoff value where active transmission is anticipated as likely to occur. This finding is extremely important from a programmatic perspective because if the TAS-2 result had differed from TAS-1, MDA might have needed to be restarted in the EU, which is not only a resource intensive process but one that could be politically and socially undesirable. A final TAS evaluation is recommended in these EUs after another 2–3 years to confirm the absence of reemerging transmission detectable by the TAS.
The results were in-line with anticipated outcomes of the TAS survey design and sampling strategy. Design effects for
Despite best efforts to reach sample size targets efficiently using non- participation rates and extra clusters, our study found that discrepancies may persist because of outdated population or enrollment estimates, school closures, inclement weather, and other factors including the selection by chance of several large or small outlier schools. Non-participation is also not unprecedented in such types of surveys and because absentees were randomly spread out across clusters, sampling bias was likely not introduced. Furthermore, the inclusion of extra clusters improved sample robustness and reduced intraclass correlation between clusters. Probability proportional to estimated size (PPES) sampling has been investigated but preliminary assessment suggests the uncertainties of actual school size and number of smaller schools with target children below the fixed number needed would increase the average clusters required and likely offset benefits to standardizing the sample size
The TAS protocol identifies 6–7 year old children as the target age group. While no positive cases were found outside the 6–10 year age range, a narrower sampling frame of 6–7 year olds is believed to be more epidemiologically accurate and programmatically feasible to avoid larger sample sizes
Specimen collection procedures were closely examined within the context of an operational research protocol that involved collecting blood into an EDTA-coated tube that would be transported and analyzed in a central laboratory, as opposed to directly conducting the ICT (or PanLF, Brugia Rapid) tests in the field. The perceived advantage of this method was to streamline blood collection in the field while being able to perform the diagnostic tests in a more controlled environment. This strategy proved adequate under operational research conditions to evaluate quality and consistency; however, it introduced logistic challenges in terms of transportation, time, and supplies. In addition, it was observed that field staff may be unfamiliar with drawing blood into EDTA tubes and basic pipetting techniques. This method was also more challenging for follow-up testing or where there was insufficient blood quantity or clotting. As a result, it may be more efficient programmatically for teams to conduct diagnostic tests in the field, directly transferring blood from the finger prick to the ICT or Brugia Rapid card with a calibrated capillary tube. This process was carried out successfully in Vanuatu, Indonesia, and Malaysia because of logistic restrictions that are likely to be duplicated in other TAS-eligible EUs. However, because the rapid diagnostic tests are extremely time sensitive and require good lighting, it is highly recommended that one team member be specifically assigned to timing and reading the tests in an area with sufficient lighting. However, in community surveys where house-to-house visits are more time consuming and on-the-spot diagnostic testing is likely to exacerbate this constraint, especially when surveys are conducted in the afternoon or evening, lighting becomes more restricted and it might be preferable to collect blood in EDTA tubes for later analysis.
The performance and reliability of the diagnostic tests used for the TAS are undoubtedly critical to the success of the survey. In TAS-1, all positive ICT tests were immediately followed-up with a repeat test to confirm the initial finding. In all 33 positive cases, the original and repeat ICT tests were both positive, indicating 100% positive concordance. Despite this limited sample size, repeat ICT tests are deemed unnecessary under current TAS programmatic guidelines. More importantly, however, the field experiences here showed that the quality and consistency of ICT results can be strongly improved with robust training and strict adherence to reading the cards after exactly ten minutes. A newer filariasis test strip with potential greater sensitivity and reduced susceptibility to heat will only improve the accuracy of TAS results although it may require the adjustment of critical cutoff values and sample sizes
Mf tests using blood smear (TAS-1 and TAS-2) and PCR methods (TAS-1 only) were examined in this study and showed that positive concordance to antigen (
The community-based TAS studies in Burkina Faso and Tanzania highlighted several specific challenges; in particular, both had trouble finding children in the daytime and poor census and map accuracy led to difficulties estimating the target age group, enumerating houses, and defining EA boundaries. While not especially pronounced in these studies, non-participation rates, cost, and time can all be reasonably assumed to be higher in community TAS than in school TAS. Of note, the number of field days for school surveys was heavily skewed by the considerable time taken in the Philippines due to severe weather and poor accessibility to insecure areas in the EU. Moreover, the level of planning, training, sensitization, and field effort required for the community-based surveys in Burkina Faso and Tanzania were qualitatively much higher as reported by field staff and supervisors. Perhaps if more community-based TAS were conducted in this study and if time included the planning stage and was measured in person-hours rather than days, differences between school and community-based surveys would have been more evident. Community-based TAS are also limited by having to often sample eligible children on evenings or weekends outside of regular school hours. A more critical assessment of the 75% enrolment rate requirement for TAS school surveys could, therefore, have important implications if this threshold could be justifiably lowered. A comparison of school and community-based TAS is also important to disprove any selection bias that may occur by only sampling school children, namely that those not attending school may also not be attending MDAs and are at a higher risk for infection. Preliminary results from separate TAS studies appear to suggest there is no statistically significant difference or change in the TAS-recommended outcome for EUs with school primary enrolment rates as low as 59%
The composition of the TAS EU requires careful consideration to ensure that uniform epidemiological conditions persist across the EU. Despite the TAS being designed to provide an accurate EU-wide assessment, an EU that is smaller in area would presumably be more likely to include a self-sustaining subpopulation in its cluster sample (if such a ‘hotspot’ existed), but it might also be more cost prohibitive at a regional or national scale. In contrast, combining multiple IUs into one larger EU is more cost-effective, but clusters are spread more thinly across the EU and may miss potential hotspots where infection may persist in a focal area despite the overall EU successfully passing the TAS. A simple linear regression analysis of the EUs in this study showed moderate correlation between the cost of the TAS and EU area size, although cost is dependent on the geographical setting (e.g. transportation costs in Vanuatu were understandably greater than in Togo and Ghana despite relatively similar EU area sizes). The maximum limit of 2 million people for an EU also requires evidence; however, as the average EU population here was approximately 250,000 with a maximum of 682,000, no information about the validity of extremely large EU populations can be ascertained from this study.
Identification of cost and epidemiological appropriateness of EUs may also be aided by spatial modeling or related research to determine additional criteria that is pertinent to defining an ideal EU size or cost for TAS. Although there was no evidence of major differences between rural and non-rural clusters in our study, MDA coverage and compliance might differ considerably in both areas. Likewise, cross-border infection with high-endemic neighboring IUs or other countries may increase the risk of transmission into the TAS EU. In the Dominican Republic study, some evidence of cross-border infection from Haitian immigrants was described in bordering EAs. Other high-risk factors could persist in specific parts of an EU but not others. In the Philippines, a census evaluation of 533 TAS-eligible children was conducted in a sub-area of the EU where there is a high concentration of certain axillary plants known to support breeding of LF vectors and increase inhabitants' risk of exposure and infection. Though no positive cases or significant difference from the rest of the EU was detected in the high-risk area (unpublished data), such factors should be carefully examined and accounted for when classifying TAS EUs in order to maintain a fairly homogeneous EU so far as risk of LF infection can be assessed.
TAS is currently recommended for EUs in post-MDA surveillance mode using an identical methodology to EUs evaluating the decision to stop or continue MDA. The results in this study support the reliability of this strategy but because TAS is not powered to detect change or designed to identify hotspots, post-MDA surveillance would best be complemented in the short and long term with other, complementary diagnostic tests and surveillance methods. In particular, antibody testing using Bm14, Bm33, or Wb123 assays may be highly suitable for post-MDA surveillance because it is more sensitive than antigen testing and may be superior to TAS for early detection of residual or resurgent LF infection. Initial findings from American Samoa and Haiti comparing filarial antigen and antibody responses seem to indicate that the antibody responses may be early markers of infection and not just exposure
Utilizing the antibody-based critical cutoff values for
Interruption of ongoing LF transmission and cessation of MDA in an LF endemic area are milestone achievements but ones that require careful determination and accurate assessment. TAS guidelines are currently in place for stopping MDA and post-MDA surveillance and can be carried out effectively and efficiently with recommendations and best practices identified through the operational research experiences here. While the general sampling strategy has proven to be robust and pragmatic, thresholds and sample sizes may need to be modified as new diagnostic tools become available and validated. The ability of the TAS, however, to detect recent or ongoing LF transmission in hotspots within an EU that passes the critical threshold is still untested and requires longer-term empirical evidence. Additional research into the composition of EUs and mechanisms for hotspot detection and post-MDA surveillance will only help evolve and strengthen the current guidelines. From a broader perspective, the survey design principle of the TAS can be realistically applied and adapted to other NTDs as they reach similar points in their programs. The TAS may also provide a very opportune platform and sampling strategy to integrate assessments for co-endemic NTDs such as onchocerciasis and STH. Continued deployment and refinement of the TAS, therefore, is essential not only for LF elimination programs but potentially to the wider NTD community as well.
STROBE checklist.
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The authors of this paper would like to express their deepest thanks for the invaluable assistance of all local country field staff and the teachers, community leaders, volunteers, and children participating in this study. Sincere gratitude is also given to the many individuals who helped in the planning, implementation, and reporting of this multicenter evaluation, including Salissou Adamou Bathiri, Mark Bradley, Yaya Couilibaly, Massitan Dembele, Johnny Gyapong, Rafe Henderson, PJ Hooper, Julie Jacobson, Kazuyo Ichimori, Ramaiah Kapa, Sandra Laney, Gabriel Matwale, Khalfan Mohammed, Chamila Nagodavithana, Catherine Plichard, and Steve Williams.