Qualitative research methods have gained increasing acceptance as valuable tools for gathering information on attitudes, beliefs, and sociocultural factors that influence health behaviors. Conducting focus groups is a commonly used qualitative method. Existing guidelines for conducting focus groups do not address the challenges presented by the social familiarity of small communities and do not highlight the advantages of using the technique as part of a community-based participatory research (CBPR) effort. In small communities, researchers must consider characteristics of the facilitator and recorder, recruitment strategies, the importance of stressing confidentiality even when discussing seemingly nonsensitive topics, and the effect of disseminating results. Addressing these elements as part of a CBPR approach is advantageous because community partners know the ways in which the community talks about an issue and understand the subtle social impact of asking, answering, and interpreting locally specific questions.
In public heath, researchers frequently use focus groups to document people's range of beliefs, opinions, and experiences relative to a specific topic (
Our experiences implementing focus groups in small communities have led to the adaptation of existing protocols to accommodate the level of familiarity and social dynamics of this social setting. We offer the following recommendations to yield techniques to fit the sociocultural context. These recommendations are best applied as a part of a community-based participatory research (CBPR) approach guided by an investigative team composed of community ("inside") and research ("outside") collaborators (
In a small community, use of a facilitator who is from the community (an "insider") or not from the community (an "outsider") influences the way information is shared and possibly its content. With an outside facilitator, participants minimize their use of "insider" jargon (ie, local terms for places and agencies) and may elaborate on specific behaviors or conditions participants perceive as unfamiliar to the outside facilitator. This clarity of information is useful in analyzing and disseminating the information for an outside audience. However, for the participants, the time needed to explain the "basics" may detract from discussing more complex issues related to the topic.
Working in CBPR projects, Kieffer et al (
These characteristics are more important if the discussion includes politically, socially, or personally sensitive topics. We recommend investing time to solicit anonymous recommendations from local collaborators. One method we have used successfully is to list the 3 desirable traits discussed above (listener, nonjudgmental, and political/social moderate) and ask several community collaborators to identify 3 local people who best exemplify these traits. In our experience, collaborators identify 1 to 3 of the same people.
Focus groups can best discuss some topics if the facilitator has the same ethnic background as the participants if a fairly ethnically homogenous group is recruited (
In keeping with the principles of CBPR, the facilitator(s) should be engaged in discussions of the direction and wording of focus group questions, in the development of recruitment strategies to fit local behaviors and networks, in data analysis to align the interpretation with the local context, and in dissemination to ensure that outcomes are understandable and applicable to the community. As experts in local behaviors, community members can best predict if potential participants will take part in focus groups, for example, in the evening or on a Saturday morning and if transportation or child care are potential barriers and should be provided. If facilitators are paid an hourly rate, the amount should reflect the local assurance and legitimacy the community facilitator is bringing to the process.
Christopher (
In a small community, focus group participants may be concerned that their voice will be recognized if sessions are audiotaped. This concern may be present regardless of the topic discussed. In our experience, focus group participants discussing local recreational resources elected not to participate if the sessions were audiotaped. This example highlights the importance of using a CBPR approach; sensitivity is defined by the social and cultural context.
When audiotaping was a deterrent, we used scribes to manually document discussions. We avoided using a laptop computer because the sound of notetaking was distracting to some participants. Two scribes or notetakers were used to provide a complete account of the responses. Notetakers worked together to draw a duplicate map on their writing pad illustrating the seating arrangement of the participants, the facilitator, and the notetakers, and to assign a position number to each participant. The participant's position number was used to document his or her comments and nonverbal gestures that might add meaning to the discussion (
Immediately or within a day of the focus group, the notetakers should meet to synthesize their notes and produce a collective and single document of the discussion including the seating map and start and end times.
In small communities, researchers should consider the local culture to ensure that the intent of the question is clear. For example, in the aforementioned focus groups about recreational facilities, the investigative team modified questions extracted from a national program and used local terms. The national question, "Do you use local outside recreational resources such as walking paths and sports courts?" yielded responses of "we don't have those resources in our community." The phrase implies the formal development of a path designed specifically for recreational walking. Yet the community has several footpaths worn down by community members walking to and from church, the store, or the post office. The question was reworded as "Do you use the Church Hill loop or the store path for exercise?"
Guides to focus group question development generally advise facilitators to ask participants to speak from experience and encourage response in the first person. Krueger and Casey (
In all communities, the setting can affect participants' comfort level in discussing particular topics (
Researchers should schedule focus groups to match the availability of the target group; for example, evenings or weekends are best if potential participants work a standard 8-hour day, and mid-morning may work for older adults who congregate for lunch at a senior center.
Other circumstances to consider are local or cultural seasonal events or rituals that would influence community members' willingness and ability to participate. Not scheduling focus groups around recognized religious or national holidays seems obvious to many investigators, but other conflicting events may be less apparent. An outside investigator who attempted to recruit a focus group in an American Indian community around a multiday, annual culture-specific event was frustrated by her lack of success. She rescheduled her sessions after a community member explained the conflict to her. This situation reinforces the importance of using a CBPR approach; local experts should contribute to a discussion of scheduling and site selection.
A CBPR approach is invaluable to the development of appropriate recruitment strategies (
Other recruitment avenues include announcements on local radio stations and posting notices in local high-traffic areas. In our experience, announcements broadcast from nonlocal radio stations are not effective in reaching eligible participants. If a local station is available, get information on formats, available time slots, costs, protocols for submission and review, and other requirements. Community collaborators should take the lead in developing the announcement to ensure that the message is easily understood and explains community benefits and participant compensation. If the local radio announcer will not be reading the announcement, the local reader should be a well-respected community member. Be prepared to compensate people who do not work for the project for their time and willingness to lend their reputation to validate the focus group process.
Posted notices are pervasive in small communities. Recruitment materials need to be visually appealing and eye-catching to stand out. We recommend using graphics and color print or paper. Consider using a short phrase in large print that capitalizes on a popular local saying or mass media advertisement campaign (eg, "GOT THOUGHTS?" or "WHAT DO YOU THINK?") to catch the eye of people passing by a community bulletin board covered with local flyers. The notice should include eligibility criteria and a local contact person, both telephone numbers and physical location to accommodate those lacking telephone access.
A challenge in focus groups administered in a socially connected small community is assuring participants that their statements will be confidential. Researchers should address confidentiality during the training of facilitators (
To reinforce the credibility of the focus group process, facilitators should explain the following:
The intent of the focus group is to understand local thoughts and opinions to inform and improve an ongoing service or to propose a new intervention to fit the needs of the community.
A summary of the focus group will be shared with the local community and possibly the larger public heath and scientific communities.
Names of participants will not be revealed or linked to any particular statements.
Although these statements are written on the subject consent or disclaimer form signed by the participants, repeating the concepts reinforces the significance of the activity. In addition, the local facilitator and notetakers must be trustworthy to assure confidentiality.
Using a CBPR approach in the analysis of focus group responses from a small community is key to understanding the local subculture or context that influences participants' word choice, internal consistency or opinion shifts, frequency and intensity of comments, and specificity of responses (
Community engagement is needed to ensure that data interpretation occurs with a relevant sociocultural context, to yield an appropriate data dissemination plan, and to incorporate findings into future health promotion activities.
Dissemination of results and feedback to the community is an important aspect of the focus group process (
Focus groups are a useful tool for providing insight into people's experiences, beliefs, and opinions. Qualitative data are needed to identify barriers and promoters of particular health behaviors, guide the development of socially and culturally relevant intervention strategies, and assess the subtle and perhaps normative impact of an intervention. Focus groups rely on everyday ways of communicating and do not rely on literacy or familiarity with specific terminology or technology. Focus groups' reliance on verbal communication requires that investigators be alert to factors that influence local styles of communication. In a small community, most focus group participants will know each other. The lack of anonymity may suppress the openness that yields the content-rich data desired from a focus group. Standard focus groups designed for use in the indifferent or loose social networks of a large community or city can be adapted for use in a small community setting where social familiarity and concerns of confidentiality can affect candidness. Researchers should consider all aspects of the focus group elements when adapting the focus group process. Using a CBPR approach ensures the engagement of community members who can collaborate on the adaptive process and can provide valuable insiders' perspectives on the documentation, analysis, and dissemination of research outcomes. Focus groups are an invaluable research method. The method is enhanced by adapting to the sociocultural setting of the data collection site.
Ms Williams was supported with funds from a Health Resources and Services Administration (HRSA) grant (T76MC04925-04-00) for Maternal and Child Health Public Health Training Programs awarded to the University of Arizona Mel and Enid Zuckerman College of Public Health and a Native American Research Center for Health grant (U2IHS300007) awarded to the Inter-Tribal Council of Arizona. The authors acknowledge community members who have participated in focus groups and taught the authors valuable lessons.
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