Motivational interviewing techniques have been minimally researched as a function of a teenage smoking intervention. The present study examined the efficacy of a theory-based motivational tobacco intervention (MTI).
A randomized two-group design was used to compare 6-month post-baseline quit and reduction rates among teenagers who received the MTI with those who received brief advice or care as usual. Participants were smokers aged 14 to 19 years (N = 75) who presented for treatment in a university-affiliated hospital emergency department (ED). Motivational interviewing techniques were used by trained providers to facilitate individual change; stage-based take-home materials also were provided.
Similar to past clinic-based studies of motivational interviewing with teenage smokers, our study found negative results in terms of intervention efficacy for cessation. Six-month follow-up cessation rates were nonsignificant — two teenagers quit smoking. Among teenagers who were available at follow-up, a medium effect size (Cohen's h = .38) was found for reduction and a large effect size (Cohen's h = .69) was found for percentage reduction, although these results also were not statistically significant.
Although the major findings of this study were not significant, the reductions in tobacco use suggest that motivational interviewing may be a clinically relevant counseling model for use in teenage smoking interventions. However, many questions remain, and the current literature lacks studies on trials with significant outcomes using motivational interviewing in smoking cessation. Additionally, more research is needed to examine the suitability of the ED for MTI-type interventions.
Evidence supporting the long-term health consequences of teenage smoking is mounting. As a result, researchers and clinicians are beginning to implement a variety of intervention approaches for teenagers who smoke and want to quit. The most commonly used approach is to implement school-based group intervention programs (
One minimally researched approach for teenage smoking is a clinic-based intervention that incorporates motivational interviewing (6). Motivational interviewing is a counseling technique used to promote behavior change that 1) can be designed in developmentally appropriate ways, 2) can be tailored to individual needs, 3) is flexible and brief, 4) can be combined with additional components (e.g., self-help materials), 5) can reinforce efforts made in schools and communities, and 6) can address individual levels of motivation and confidence for quitting (
The present study examined the efficacy of a theory-based motivational tobacco intervention (MTI)The present study examined the efficacy of a theory-based motivational tobacco intervention (MTI) for smokers aged 14 to 19 years who presented for treatment in a hospital ED in Morgantown, WVa. The ED was selected as the target health care setting because 1) it is often used as a source of primary health care and 2) the often long waiting period is conducive to supplemental services. Efficacy was examined by comparing the overall reductions in smoking among teenagers randomly assigned to MTI or brief advice (BA). We hypothesized that the MTI smoking quit and reduction rates would be significantly higher than those of the BA group. State-of-the-art motivational interviewing methods, the positive and negative study outcomes, and implications for harm reduction among teenage smokers within a clinical health care setting are discussed.
Participants were patients aged 14 to 19 years presenting for care for any reason in a suburban, university-affiliated hospital ED between January 2002 and September 2004. Patients were eligible if they 1) reported smoking on 1 or more days in the past 30 days, 2) volunteered to participate, and 3) provided written assent and consent (a parent or guardian had to be present). Patients were ineligible if they 1) arrived in police custody; 2) had communication deficits, such as an inability to speak English, or were severely hearing-, vision-, or speech-impaired; 3) were deemed mentally incompetent; 4) had life- or limb-threatening conditions (i.e., acuity); or 5) were verbally or physically combative.
A randomized two-group design was used to compare participants who received either the MTI or BA intervention. Following the recommendations of Miller and Rollnick (
The intervention providers employed for this study had relevant backgrounds in social work, psychology, and public health education. Before starting the study, providers received approximately 75 hours of training on motivational interviewing strategies, the study protocol, and all relevant study forms. Training, conducted by the researchers, included role playing, hands-on practice, and direct observation of providers and feedback in the ED.
A total of four intervention providers were located in the ED during the busiest patient intake periods: 12:00 pm until 12:00 am, Monday through Friday. Providers initially approached patients while they were in the ED waiting area, following check-in. Before approaching a patient, the providers drew from a single pile of intervention folders (containing all necessary forms for protocol completion), which were located in a secure ED area. The folders were sequentially numbered in a single pile as sorted by the SAS (SAS Institute, Inc, Cary, NC) random number function. Each randomized manila folder contained either the MTI or the BA protocol set of equal size and weight. Each provider was blinded during the initial screening and did not know to which group the participant was assigned until the folder was opened after the screening was complete. Study forms are discussed next in the context of the intervention because they were used for both data collection and as intervention aids for personalized feedback. Extensive details are provided here on intervention methodology not typically reported in the literature.
Teenagers were initially approached during the waiting period before ED treatment. Typically, the entire screening and intervention process was completed before a patient's contact with a physician. Consistent with motivational interviewing techniques, a necessary first step was to engage patients in the identification of the problem behavior — in this case, smoking; as such, teenagers were first screened by providers to ascertain smoking status. Teenagers who reported smoking on 1 or more days in the past 30 days were briefed on the study, and consent and assent were obtained. Initial data were collected using an individual information form that documented the beginning time of screening and general patient demographics. Next, a screening and general assessment form documented teenagers' baseline characteristics, including factors such as smoking rates and previous quit attempts. Nicotine dependence also was assessed using the Fagerstrom Tolerance Questionnaire (FTQ) (
Readiness was assessed using two items that guided the MTI provider through the first stage of intervention — determining patient readiness to quit smoking. A fundamental principle of motivational interviewing is to foster patients' motivation and confidence to change. Thus, this part of the intervention gave providers the opportunity to assess patients' confidence and motivation to quit smoking (both were measured using a questionnaire with a 10-point Likert scale ranging from 1 = not at all to 10 = completely). A provider used patient responses to probe further by asking questions such as, "What would need to happen to move you from a 1 to a 6 or a 10?" The questionnaire also assessed the patient's current stage of change (
This technique facilitated patients’ reflection on smoking behavior; moreover, it allowed providers the opportunity to engage in reflective listening — an essential element of motivational interviewing. Providers queried patients about their 1) reasons for smoking (
Health inventory was designed to explore patients' smoking behavior and the potential physical, social, and emotional consequences of smoking. Providers used this information to tailor discussions about the adverse consequences of smoking and relate smoking to reported complaints (e.g., asthma, bronchitis, colds, excessive phlegm). Again, the intent of this strategy was to build discrepancy, particularly related to the personal consequences of smoking. At this point in the intervention, providers worked to elicit patients' self-motivating statements for change (
Overall, based on patients' responses during the three intervention components described above, smokers were advised to quit smoking using menus of strategies recommended by Miller and Rollnick (
All MTI participants were provided with the Power Guide, a gender-sensitive, stage-tailored, self-help workbook. Consistent with the recommendation of Miller and Rollnick (
The BA intervention was developed according to ED care as usual for teenage smokers (
Follow-up phone calls from research staff (different than the provider for a given patient) were made to MTI patients at 1, 3, and 6 months post-baseline. MTI intervention participants also received a handwritten postcard from providers within 3 days of their ED intervention. BA participants were contacted at 6-month follow-up only, as the 1- and 3-month follow-up calls were considered "boosters" for the MTI group. The critical comparison point for quit and reduction rates was at the 6-month follow-up.
To assess baseline differences, we identified variables that could be related to quitting or reduction among youth. These included age, grade level, nicotine dependence, number of cigarettes smoked per day on weekdays and weekends, and number of previous quit attempts. Because sex is an important exploratory variable, analyses were conducted overall and separately for male and female participants. Because the comparisons involved multiple
A patient was considered to be a nonsmoker if self-reported quitting was indicated at telephone follow-up (i.e., a yes response to the question, "Have you quit smoking?"). Data on days of continuous abstinence were also collected. Chi-square analyses were used to calculate both intent-to-treat (total participants available at follow-up who quit divided by the full sample) and compliant sample quit rates (total participants available at follow-up who quit divided by the available sample). Compliant sample analysis was used to assess the relative efficacy of MTI vs BA. Intent-to-treat was used to assess the MTI intervention efficacy independently. A participant was considered a reducer if he or she reported smoking fewer cigarettes at follow-up than at baseline. Reduction rates from baseline were calculated, as were mean percentage rates among teenagers who reduced from baseline.
An attrition analysis was conducted to identify any baseline differences between teenagers who provided 6-month follow-up data and those who did not. A two (present/absent) by two (MTI/BA) MANOVA on the factors of number of cigarettes smoked on weekdays and weekends, nicotine dependence, age, and previous quit attempts was performed.
A total of 128 patients were eligible for study participation; 76 (59.4%) were initially enrolled. One participant was discharged before finishing the assessment, leaving a baseline sample of 75. Among the participants, 43 (57.3%) were female and 72 (96.0%) were white (
Participants were equivalent on most baseline variables based on the corrected
Comparative analysis between MTI and BA quit rates at 6 months post-baseline was not statistically significant (
MTI patients showed greater reduction than BA patients (
In total, MTI patients received a mean of 30.6 minutes of provider contact (SD = 4.9) during the course of intervention, including 1-, 3-, and 6-month follow up (data not shown). BA patients received a mean of 11.9 minutes of provider contact (SD = 6.6), including 6-month follow-up contact. More than half (56.3%, 9/16) of the MTI patients who participated in the 6-month follow-up reported using the Power Guide. Responses to the workbook were generally positive: 88.9% (8/9) of those who used it said they would recommend it to a friend; 77.8% (7/9) said that the workbook helped them change their smoking behavior. There was no significant relationship between smoking reduction and workbook usage.
Comparable at baseline, MTI and BA patients generally smoked about one half pack of cigarettes per day and were low nicotine dependent. Interestingly, this ED sample differed from the school-based samples of the same cohort enrolled in the investigators' other cessation studies (
Despite use of methods recommended by experts (
The current study revealed that overall reduction rates were two times greater among MTI than BA participants. Although the difference was not significant, MTI patients reduced use as much as 60%, and a large effect size was found. Other studies of motivational interviewing have found reductions rather than complete abstinence in the targeted behaviors. Woodland and colleagues conducted a study of ED patients aged 18 to 19 years treated for an alcohol-related event (
Our most critical study barrier was recruitment, particularly related to patient acuity. Almost half of patients who refused to participate did so because of acuity, which was the most cited reason for patient refusal. According to our hospital data, about one fourth of ED patients between the ages of 14 and 18 years are routinely admitted to the hospital for further treatment. Pain, discomfort, and illness severity is largely a subjective experience of the individual. However, even among patients who did not require hospitalization, many reported physical discomfort or emotional stress that hindered their willingness to participate in the study. Beyond physical acuity, many teenagers (27.1%) presented with psychiatric problems, and our providers never approached them.
Obtaining consent and assent for younger teenagers was another study challenge. During the study, 74.7% of the study patients were aged 18 to 19 years, even though only 56.1% of the total age-eligible patients in the ED were between the ages of 18 and 19 years. Only 12.0% of our study patients were younger than 17 years of age. This disproportionate percentage suggests that certain aspects of the process for consenting minors make patient recruitment more difficult in younger patients. This may in part be a result of younger teenagers not wanting their parents to know they smoke. Older teenagers may be less concerned about parental consequences. This is an important consideration for ED-based interventions because a parent or guardian must consent for treatment of a minor. Another limitation is that the majority of study participants were white. Larger, more diverse samples from multiple settings are necessary to make further generalizations about the efficacy and utility of MTI and other motivational interventions. Also, follow-up found low retention rates, presenting potential biases in our data. However, it is important to note that the attrition analyses found no significant differences between teenagers who were absent at 6-month follow-up compared with those who were present.
Motivational approaches are widely accepted in the literature and recommended as potential alcohol, tobacco, and other drug use interventions. However, this approach has been minimally researched as a teenage smoking intervention. Similar to other studies, we found notable reduction in smoking behavior — two times more MTI than BA patients reduced smoking — but no significant differences in cessation. In spite of recommendations to use motivational interviewing methods with teenage smokers, many questions remain, and the current literature lacks trials with significant outcomes in smoking cessation. Motivational interventions have gained attention in the field because, among adults, they have the highest effect sizes among all treatments for alcohol abuse and dependence (
Funding for this study was provided by the United States Department of Health and Human Services, Agency for Healthcare Research and Quality (5 R18 HS010736-04).
The opinions expressed by authors contributing to this journal do not necessarily reflect the opinions of the U.S. Department of Health and Human Services, the Public Health Service, Centers for Disease Control and Prevention, or the authors' affiliated institutions. Use of trade names is for identification only and does not imply endorsement by any of the groups named above.
Demographic Characteristics and Baseline Comparisons, by Intervention Group, Emergency Department-based Motivational Teenage Smoking Intervention, Morgantown, WVa, 2002–2004
| Male | 32 (42.7) | 17 (41.5) | 15 (44.1) | .82 |
| Female | 43 (57.3) | 24 (58.5) | 19 (55.9) | |
| White | 72 (96.0) | 39 (95.1) | 33 (97.1) | .41 |
| Black | 1 (1.3) | 0 (0) | 1 (2.9) | |
| Hispanic | 1 (1.3) | 1 (2.4) | 0 (0) | |
| Unknown | 1 (1.3) | 1 (2.4) | 0 (0) | |
| 14 | 1 (1.3) | 1 (2.4) | 0 (0) | .42 |
| 15 | 3 (4.0) | 2 (4.9) | 1 (2.9) | |
| 16 | 5 (6.7) | 3 (7.3) | 2 (5.9) | |
| 17 | 9 (12.0) | 7 (17.1) | 2 (5.9) | |
| 18 | 35 (46.7) | 16 (39.0) | 20 (58.8) | |
| 19 | 22 (29.3) | 12 (29.3) | 9 (26.5) | |
| Mean age, y (SD) | 17.8 (1.1) | 17.7 (1.3) | 18.0 (0.9) | .30 |
MTI indicates Motivational Tobacco Intervention; BA, Brief Advice; NA, not applicable.
Baseline analyses conducted on 75 participants; one participant withdrew from study after baseline analyses.
Smoking Status and Baseline Comparisons, by Intervention Group, Emergency Department-based Motivational Teenage Smoking Intervention, Morgantown, WVa, 2002–2004
| Items | Total | MTI Group | BA Group | ||||
|---|---|---|---|---|---|---|---|
| No. Respondents | Mean (SD) | No. Respondents | Mean (SD) | No. Respondents | Mean (SD) | ||
| Average no. days youth smoked in the past 30 days | 75 | 25.4 (8.8) | 41 | 27.0 (7.3) | 34 | 23.5 (10.1) | .09 |
| Average no. cigarettes smoked daily | 56 | 9.9 (8.0) | 31 | 10.2 (7.3) | 25 | 9.5 (8.9) | .75 |
| Average no. cigarettes smoked on weekdays | 75 | 8.5 (6.7) | 41 | 9.3 (6.5) | 34 | 7.4 (6.9) | .23 |
| Average no. cigarettes smoked on weekends | 74 | 12.7 (8.2) | 41 | 14.6 (8.3) | 33 | 10.4 (7.5) | .03 |
| Average no. times tried to quit or cut back | 56 | 2.0 (1.0) | 29 | 2.2 (1.2) | 27 | 1.7 (0.8) | .05 |
| Average nicotine dependence score | 75 | 3.6 (1.8) | 41 | 3.9 (1.7) | 34 | 3.3 (1.8) | .14 |
| Average CO score | 67 | 12.7 (15.1) | 35 | 10.2 (9.4) | 32 | 15.4 (19.3) | .16 |
| No. who responded yes (%) | 56 (74.7) | 29 (70.7) | 27 (79.4) | .40 | |||
| No. who responded no (%) | 19 (25.3) | 12 (29.3) | 7 (20.6) | ||||
| Total no. respondents (%) | 75 (100.0) | 41 (100.0) | 34 (100.0) | ||||
MTI indicates Motivational Tobacco Intervention; BA, Brief Advice; CO, carbon monoxide; NA, not applicable.
CO <9 ppm was used to validate patients' self-reported nonsmoker status.
Quit Rates, by Intervention Group and Subsample, Emergency Department-based Motivational Teenage Smoking Intervention, Morgantown, WVa, 2002–2004
| Time Elapsed Since Baseline | |||||
|---|---|---|---|---|---|
| No. Respondents | No. Respondents | ||||
| 1 month | 11 | 2 (18.2) | NA | NA | NA |
| 3 months | 17 | 1 (5.9) | NA | NA | NA |
| 6 months | 16 | 1 (6.3) | 12 | 1 (8.3) | .60 |
| 1 month | 40 | 2 (5.0) | NA | NA | NA |
| 3 months | 40 | 1 (2.5) | NA | NA | NA |
| 6 months | 40 | 1 (2.5) | 34 | 1 (2.9) | .55 |
MTI indicates Motivational Tobacco Intervention; BA, Brief Advice;
NA, not applicable because BA group received only one follow-up call at 6 months.
Reduction Rates
| Time Elapsed Since Baseline | MTI Group | BA Group | ||||
|---|---|---|---|---|---|---|
| No. Respondents | No. Reducers | No. Respondents | No. Reducers(%) | |||
| 1 month | 9 | 4 (44.4) | NA | NA | NA | NA |
| 3 months | 16 | 9 (52.9) | NA | NA | NA | NA |
| 6 months | 15 | 8 (53.3) | 11 | 2 (18.2) | .16 | .38 |
| 1 month | 38 | 4 (10.5) | NA | NA | NA | NA |
| 3 months | 39 | 9 (23.1) | NA | NA | NA | NA |
| 6 months | 39 | 8 (20.5) | 33 | 2 (6.1) | .15 | .15 |
MTI indicates Motivational Tobacco Intervention; BA, Brief Advice;
NA, not applicable because BA group received only one follow-up call at 6 months.
Quitters were excluded from reduction rate calculations (numerator and denominator).
Mean Percentage Reduction Rates Among Teenagers who Reduced Smoking, by Intervention Group, Emergency Department-based Motivational Teenage Smoking Intervention, Morgantown, WVa, 2002–2004
| MTI Group | BA Group | |||||
|---|---|---|---|---|---|---|
| No. Respondents | No. Respondents | |||||
| 1 month | 4 | 54.6 (31.6) | NA | NA | NA | NA |
| 3 months | 9 | 42.5 (32.4) | NA | NA | NA | NA |
| 6 months | 8 | 31.4 (18.9) | 2 | 22.1 (1.0) | .53 | .69 |
MTI indicates Motivational Tobacco Intervention; BA, Brief Advice
NA, not applicable because BA group received only one follow-up call at 6 months.