In northern California homes, exposure to gastroenteritis in an
The mode of transmission of
Helicobacter pylori infects at least 50% of the world's population. Infection occurs in early life (
The mechanisms of H. pylori transmission are incompletely characterized. Person-to-person transmission is most commonly implicated with fecal/oral, oral/oral, or gastric/oral pathways (
Household transmission of gastroenteritis is common in the United States, particularly in homes with small children (
The study population consisted of households that were participating in the Stanford Infection and Family Transmission study, initiated in 1999 to prospectively evaluate the association of H. pylori infection and household gastroenteritis (
Stool samples were requested from children <2 years of age and from others who refused phlebotomy. Approximately 3 months later (range 12–20 weeks), household members were reinterviewed, and a second specimen was collected for H. pylori testing. Participation was voluntary; small gifts (i.e., a mug, a tote bag, hand antiseptic, a calendar) were offered as thanks for participation. The study was approved by the institutional review boards of Stanford University, Santa Clara and San Mateo Counties, and the state of California.
Anti–H.pylori immunoglobulin G (IgG) was quantified by using an in-house ELISA (
Each serum sample was tested in triplicate for H. pylori on 2 occasions, soon after it was received and later, when it was paired with the second visit sample from the same study participant. Between testing, samples were frozen at –80°C. The paired serum results are presented here. High reproducibility between first and second runs of the same sample (mean coefficient of variation 18 ± 17) suggests that the effect of freezing or storage was negligible. Titer levels were derived from ODs by standard curve methods. A seroconversion was defined as a qualitative change from negative to positive, negative to borderline, or borderline to positive, if accompanied by
To corroborate recent H. pylori infection (
Stool antigen was tested with the Premier Platinum HpSA enzyme immunoassay (Meridian, Cincinnati, OH, USA). Stool samples collected at home visits were transported to the laboratory and stored at –20°C until processed. Samples not available at the home visit were expressed by overnight mail. In 1 metaanalysis, stool antigen had a mean sensitivity and specificity of 91% and 93%, respectively (
We requested stool and serum from all participants >2 years of age, although participants were included in the study if they offered 1 or the other. For practical reasons (i.e., stool samples are not typically available on demand and are unpleasant to ship) most persons >2 years of age (97%) provided only blood samples. Approximately 29% of children <2 years of age provided only blood samples, and 39% provided both blood and stool samples. The 13C urea breath test was not considered because of costs and the accuracy of the applied methods (
Gastroenteritis was defined as either 1)
Given low expected rates of new infection and the role of testing error (28,29), we developed criteria for definite, probable, and possible infection on the basis of corroborative test results. A definite new infection was a seroconversion with confirmatory stool or IgM result. A probable new infection was a borderline seroconversion with confirmatory stool or IgM or a stool conversion with confirmatory IgG or IgM. Possible new infections met criteria for serologic or stool conversion without confirmation. Since serum specimens were not routinely obtained from children <2 years of age, a single stool conversion was the only way of diagnosing new infection in most of these children.
A persistent negative infection had no positive or equivocal test results during observation. A persistent positive infection had no negative or equivocal test results during observation. A transient infection was defined as a qualitative seroreversion with
A person was considered exposed to gastroenteritis, H. pylori infection, or H. pylori infection with gastroenteritis if
We estimated the annual incidence of new infection and 95% confidence intervals (CIs) (
Classification of new infections (definite, probable, or possible) is described. The χ2 test or Wilcoxon test for categorical and continuous measures, respectively, and logistic regression for multivariable adjustment were used to evaluate symptoms and other characteristics of new infections versus persistent negative results.
We compared rates of new infection for study participants who resided with no known H. pylori–infected contact, with
Among study participants residing with
From January 2000 to June 2004, a total of 1,186 households were enrolled. These 1,186 households included 6,620 participants who participated in the first gastroenteritis interview, and 4,334 (65%) who also gave specimens. Households were predominately Spanish-speaking and of low income (
| Characteristics | Enrolled households (n = 1,186) | Households completing follow-up (n = 909) | Households not completing follow-up (n = 277 | p value |
|---|---|---|---|---|
| No. contacts, median (range) | 6 (2–21) | 5 (2–21) | 6 (2–19) | 0.06 |
| No. enrolled, median (range) | 3 (2–17) | 3 (2–17) | 3 (2–10) | 0.03 |
| No. children enrolled, median no. <18 y (range) | 2 (0–11) | 2 (0–11) | 2 (0–9) | 0.95 |
| Educational attainment, median highest year (range) | 12 | 12 | 12 | 0.42 |
| % Spanish-speaking | 72 | 73 | 71 | 0.65 |
| Sleeping density (median persons/bedroom) | 2.3/bedroom | 2.5/bedroom | 2.3/bedroom | 0.66 |
| Income (%<US$30,000/y) | 59 | 58 | 62 | 0.39 |
| 72 | 72 | 70 | 0.42 | |
| Emergency dept. referral (%) | 16 | 15 | 21 | 0.02 |
Of enrolled households, 277 (23%), including 108 that dropped out and 169 that could not be located, did not complete the second visit (
The 909 households that completed the second visit had 3,380 household participants; 2,881 (85%) completed both specimen collections. Of these, 129 (4.4%) were children <2 years of age who contributed only serum and were excluded from analysis because of lack of validation of our ELISA results in early childhood. Thus, a total of 2,752 household members, 2,372 (86%) with serologic results and 380 (14%) with stool or stool and serologic results, completed second-visit testing. Of these, 1,752 (64%) tested negative at baseline. Over a median 13 (±2) weeks of follow-up, 30 (1.7%) of these met the definition of a new infection, for an overall annualized incidence of 6.8% (95% CI 4.6%–9.8%). By serology, corresponding annualized seroconversion and seroreversion rates were 3.7% and 3.1%, respectively. Half of all new infections occurred in children <2 years of age, for an annualized rate of 20.9% (95% CI 11.8%–33.9%) in this age group versus 5.3% (2.4%–9.6%) in persons 2–17 years, and 3% (0.9%–6.5%) in persons
Among the 30 new infections, 7 met criteria for a definite new infection, 7 for a probable new infection, and 16 for a possible new infection (
| Household–contact no. | Age (y) | GE | Criteria | No. | ||||
|---|---|---|---|---|---|---|---|---|
| IgG | Stool | IgM | Without GE | With diarrhea | With vomiting | |||
| Definite | ||||||||
| 1–1 | 1.2 | D/V | + | + | - | 1 | 0 | 0 |
| 2–1 | 1.3 | D/V | + | + | - | 2 | 0 | 0 |
| 3–1 | 1.5 | D/V | + | + | - | 2 | 1 | 0 |
| 4–3 | 10 | D/V | + | + | 0 | 0 | 2 | |
| 5–5† | 11 | D/V | + | + | 0 | 3 | 1 | |
| 6–3 | 23 | D | + | + | 0 | 0 | 1 | |
| 7–2 | 37 | D | + | + | 3 | 0 | 1 | |
| Probable | ||||||||
| 8–1 | 0.74 | D/V | + | + | 1 | 0 | 0 | |
| 9–1 | 0.77 | V | + | + | 0 | 0 | 0 | |
| 10–1 | 2.3 | D/V | + (B) | + | 0 | 0 | 0 | |
| 11–1 | 3.6 | D/V | + (B) | + | 0 | 1 | 0 | |
| 12–2† | 21 | + (B) | + | 2 | 0 | 0 | ||
| 13–2 | 23 | D | + (B) | + | 0 | 0 | 1 | |
| 14–2 | 42 | + (B) | + | 0 | 0 | 0 | ||
| Possible | ||||||||
| 15–5 | 0.3 | + | 0 | 0 | 0 | |||
| 16–1 | 0.33 | D | + | - | 1 | 0 | 0 | |
| 17–1 | 0.6 | D/V | + | - | 4 | 0 | 0 | |
| 18–1 | 0.8 | D/V | + | 0 | 0 | 0 | ||
| 19–1 | 0.9 | D/V | + | - | 1 | 0 | 0 | |
| 20–1 | 1.0 | D | + | - | 1 | 0 | 0 | |
| 21–1 | 1.1 | D/V | + | - | 1 | 0 | 0 | |
| 22–1 | 1.2 | D/V | + | 0 | 1 | 0 | ||
| 23–1 | 1.3 | D/V | + | - | 0 | 0 | 0 | |
| 24–1 | 1.9 | D/V | + | 3 | 0 | 0 | ||
| 25–1 | 6.3 | D | + | 0 | 0 | 0 | ||
| 26–3 | 7 | + (B) | - | 1 | 0 | 1 | ||
| 5–3† | 7.6 | D/V | + (B) | - | 0 | 3 | 1 | |
| 28–1 | 7.8 | V | + (B) | - | 3 | 0 | 0 | |
| 29–4 | 8.5 | + | 2 | 0 | 0 | |||
| 12–4† | 12.2 | + (B) | - | 0 | 0 | 0 | ||
*GE, gastroenteritis; D, diarrhea only; V, vomiting only; D/V, diarrhea with vomiting; B, borderline seroconversion with
Overall, 175 children <2 years had serologic and stool results for each visit. Among 350 stool serum pairs, 335 (96%) were concordant, including 3 of 10 new infections and 2 transient infections. Of the 15 discordant results, 7 were stool conversions discordant at the study participant's second visit, 6 were stool reversions discordant at the participant's first visit (4 of these were corroborated by PCR in another study [
Compared with 1,722 persistently negative results, the 30 new infections were in significantly younger study participants (median age 2 vs. 11 years, p<0.001) but of similar gender (40% male vs. 43% male, p = 0.78). When results were adjusted for age, new infections were somewhat more likely than persistently negative results to be in persons with gastroenteritis (adjusted odds ratio [AOR] 2.5, CI 0.97–6.6, p = 0.06), and the 14 definite or probable new infections were nearly 5 times more likely (AOR 4.9, CI 1.1–22.4, p = 0.04). No specific gastroenteritis symptoms for new infection were identifiable.
Seven (
Rates of new
Of 14 definite or probable new infections, 11 (79%) occurred in homes with
| Symptoms of H. pylori–infected household contact | Definite/probable new infections | All new infections (n = 23 in 566 households) | ||
|---|---|---|---|---|
| AOR | 95% CI | AOR | 95% CI | |
| No GE | 1.0 | 1.0 | ||
| GE w/ vomiting ± diarrhea | 6.3 | 1.6–24.5 | 2.9 | 1.0–8.1 |
| GE w/ diarrhea only | 3.0 | 0.5–17.2 | 1.6 | 0.4–6.2 |
*AOR, adjusted odds ratio (random intercept model (household), adjusting for age, sleeping density, proportion of household completing both visits); CI, confidence interval; GE, gastroenteritis.
In this prospective study of H. pylori infection and household gastroenteritis within a US immigrant population, we estimated an annualized H. pylori incidence rate of 7%, including 21% among children <2 years of age. Exposure to H. pylori–infected persons with gastroenteritis, particularly with vomiting, increased risk for new infection, and three quarters of definite or probable new infections were attributable to exposure to H. pylori infection with gastroenteritis. These findings indicate that in US immigrant homes, H. pylori transmission occurs in young children during household episodes of gastroenteritis.
Exposure to an infected household member with vomiting was associated with a 6-fold greater risk for new infection, whereas exposure to diarrhea elevated, but not significantly, the risk for new infection. These findings are consistent with prior research that shows that H. pylori is recovered reliably from vomitus (up to 30,000 CFU/mL) and can also can be grown from aerosolized vomitus collected at short distances (<1.2 m) (
Among our interests was identifying symptoms of new H. pylori infection. In experimental exposure, acute infection causes mild to moderate epigastric discomfort or dyspepsia in most study participants within 2 weeks, but symptoms are unlikely to be clinically detected (
Half of new infections were in children <2 years of age, and 2 of 3 were identified by a single unconfirmed stool conversion. Although H. pylori infection is acquired in early childhood, age of acquisition has been difficult to establish because of known limitations of existing noninvasive tests in very young children. In a Bogalusa, Louisiana, birth cohort, for example, the highest seroconversion rate (2%) was seen in children 4–5 years of age (
Given the possibility of error in serologic and stool antigen tests, we cannot exclude the possibility that 30 new infections would occur by chance (
Although households that completed the study were largely representative of enrolled households, a substantial proportion of contacts in homes that completed the study either declined to participate (35%) or did not complete the second visit (15%). While rates of baseline H. pylori infection were virtually identical in those completing 1 or 2 visits, and participation rates were largely similar across household exposure profiles, we cannot exclude the possibility that the missing data were meaningful. If misclassification of gastroenteritis did occur, linkage with outcome is unlikely, since H. pylori infection status is not typically known. For these reasons, we assume that misclassification was random, minimizing the magnitude of true associations.
In summary, this study corroborates the conclusion that gastroenteritis, particularly with vomiting, in an H. pylori–infected person is a primary cause of transmission of H. pylori in humans. Despite some study limitations, the strength of association observed suggests an important milieu for future work to elucidate transmission pathways in low prevalence countries. As with other enteric infections such as hepatitis A, shigellosis, and cholera, H. pylori infection rates have decreased dramatically with improvements in sanitary infrastructure and household hygienic practices. Despite these trends, acquisition and infection are likely to remain prevalent in households with preexisting H. pylori infection, crowded living conditions, and frequent gastroenteritis.
Portions of this manuscript were presented in preliminary form at Digestive Disease Week 2005, May 15–19, Chicago, Illinois, USA.
We thank the following healthcare providers for their invaluable assistance with recruitment for the study: Santa Clara Valley Health Center Emergency Department, Santa Clara Valley Health Center Pediatric Clinic, East Valley Pediatric and Urgent Care clinics, Santa Clara County Office of Environmental Health, Mayview Community Health Center, Mayview Community Health Center , San Mateo County General Hospital Pediatric and Primary Care clinics, Stanford Hospital Emergency Department, and Willow Clinic.
This work was supported by NIH/NIAID R01 AI42801-05 (Parsonnet), NIH K23-AI054443 (S.P.).
Dr Perry is an epidemiologist with the Stanford Infection and Family Transmission Study at Stanford University School of Medicine. She is currently conducting research on the immunoepidemiology of concomitant chronic infections, including H. pylori, Mycobacterium tuberculosis, and gastrointestinal infections.